I
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CHAPTER
III
ON INDIVIDUALITY, AS ONE OF THE ELEMENTS OF WELLBEING
SUCH being
the reasons which make it imperative that human beings should be free
to form opinions, and to express their opinions without reserve; and
such the baneful consequences to the intellectual, and through that
to the moral nature of man, unless this liberty is either conceded,
or asserted in spite of prohibition; let us next examine whether the
same reasons do not require that men should be free to act upon their
opinions — to carry these out in their lives, without hindrance,
either physical or moral, from their fellow-men, so long as it is at
their own risk and peril. This last proviso is of course indispensable.
No one pretends that actions should be as free as opinions. On the contrary,
even opinions lose their immunity, when the circumstances in which they
are expressed are such as to constitute their expression a positive
instigation to some mischievous act. An opinion that corn-dealers are
starvers of the poor, or that private property is robbery, ought to
be unmolested when simply circulated through the press, but may justly
incur punishment when delivered orally to an excited mob assembled before
the house of a corn-dealer, or when handed about among the same mob
in the form of a placard. Acts of whatever kind, which, without justifiable
cause, do harm to others, may be, and in the more important cases absolutely
require to be, controlled by the unfavorable sentiments, and, when needful,
by the active interference of mankind. The liberty of the individual
must be thus far limited; he must not make himself a nuisance to other
people. But if he refrains from molesting others in what concerns them,
and merely acts according to his own inclination and judgment in things
which concern himself, the same reasons which show that opinion should
be free, prove also that he should be allowed, without molestation,
to carry his opinions into practice at his own cost. That mankind are
not infallible; that their truths, for the most part, are only half-truths;
that unity of opinion, unless resulting from the fullest and freest
comparison of opposite opinions, is not desirable, and diversity not
an evil, but a good, until mankind are much more capable than at present
of recognizing all sides of the truth, are principles applicable to
men's modes of action, not less than to their opinions. As it is useful
that while mankind are imperfect there should be different opinions,
so is it that there should be different experiments of living; that
free scope should be given to varieties of character, short of injury
to others; and that the worth of different modes of life should be proved
practically, when any one thinks fit to try them. It is desirable, in
short, that in things which do not primarily concern others, individuality
should assert itself. Where, not the person's own character, but the
traditions of customs of other people are the rule of conduct, there
is wanting one of the principal ingredients of human happiness, and
quite the chief ingredient of individual and social progress.
In maintaining
this principle, the greatest difficulty to be encountered does not lie
in the appreciation of means towards an acknowledged end, but in the
indifference of persons in general to the end itself. If it were felt
that the free development of individuality is one of the leading essentials
of well-being; that it is not only a coordinate element with all that
is designated by the terms civilization, instruction, education, culture,
but is itself a necessary part and condition of all those things; there
would be no danger that liberty should be undervalued, and the adjustment
of the boundaries between it and social control would present no extraordinary
difficulty. But the evil is, that individual spontaneity is hardly recognized
by the common modes of thinking as having any intrinsic worth, or deserving
any regard on its own account. The majority, being satisfied with the
ways of mankind as they now are (for it is they who make them what they
are), cannot comprehend why those ways should not be good enough for
everybody; and what is more, spontaneity forms no part of the ideal
of the majority of moral and social reformers, but is rather looked
on with jealousy, as a troublesome and perhaps rebellious obstruction
to the general acceptance of what these reformers, in their own judgment,
think would be best for mankind. Few persons, out of Germany, even comprehend
the meaning of the doctrine which Wilhelm von Humboldt, so eminent both
as a savant and as a politician, made the text of a treatise —
that "the end of man, or that which is prescribed by the eternal
or immutable dictates of reason, and not suggested by vague and transient
desires, is the highest and most harmonious development of his powers
to a complete and consistent whole;" that, therefore, the object
"towards which every human being must ceaselessly direct his efforts,
and on which especially those who design to influence their fellow-men
must ever keep their eyes, is the individuality of power and development;"
that for this there are two requisites, "freedom, and a variety
of situations;" and that from the union of these arise "individual
vigor and manifold diversity," which combine themselves in "originality."[1]
Little,
however, as people are accustomed to a doctrine like that of Von Humboldt,
and surprising as it may be to them to find so high a value attached
to individuality, the question, one must nevertheless think, can only
be one of degree. No one's idea of excellence in conduct is that people
should do absolutely nothing but copy one another. No one would assert
that people ought not to put into their mode of life, and into the conduct
of their concerns, any impress whatever of their own judgment, or of
their own individual character. On the other hand, it would be absurd
to pretend that people ought to live as if nothing whatever had been
known in the world before they came into it; as if experience had as
yet done nothing towards showing that one mode of existence, or of conduct,
is preferable to another. Nobody denies that people should be so taught
and trained in youth, as to know and benefit by the ascertained results
of human experience. But it is the privilege and proper condition of
a human being, arrived at the maturity of his faculties, to use and
interpret experience in his own way. It is for him to find out what
part of recorded experience is properly applicable to his own circumstances
and character. The traditions and customs of other people are, to a
certain extent, evidence of what their experience has taught them; presumptive
evidence, and as such, have a claim to this deference: but, in the first
place, their experience may be too narrow; or they may not have interpreted
it rightly. Secondly, their interpretation of experience may be correct
but unsuitable to him. Customs are made for customary circumstances,
and customary characters: and his circumstances or his character may
be uncustomary. Thirdly, though the customs be both good as customs,
and suitable to him, yet to conform to custom, merely as custom, does
not educate or develop in him any of the qualities which are the distinctive
endowment of a human being. The human faculties of perception, judgment,
discriminative feeling, mental activity, and even moral preference,
are exercised only in making a choice. He who does anything because
it is the custom, makes no choice. He gains no practice either in discerning
or in desiring what is best. The mental and moral, like the muscular
powers, are improved only by being used. The faculties are called into
no exercise by doing a thing merely because others do it, no more than
by believing a thing only because others believe it. If the grounds
of an opinion are not conclusive to the person's own reason, his reason
cannot be strengthened, but is likely to be weakened by his adopting
it: and if the inducements to an act are not such as are consentaneous
to his own feelings and character (where affection, or the rights of
others are not concerned), it is so much done towards rendering his
feelings and character inert and torpid, instead of active and energetic.
He who
lets the world, or his own portion of it, choose his plan of life for
him, has no need of any other faculty than the ape-like one of imitation.
He who chooses his plan for himself, employs all his faculties. He must
use observation to see, reasoning and judgment to foresee, activity
to gather materials for decision, discrimination to decide, and when
he has decided, firmness and self-control to hold to his deliberate
decision. And these qualities he requires and exercises exactly in proportion
as the part of his conduct which he determines according to his own
judgment and feelings is a large one. It is possible that he might be
guided in some good path, and kept out of harm's way, without any of
these things. But what will be his comparative worth as a human being?
It really is of importance, not only what men do, but also what manner
of men they are that do it. Among the works of man, which human life
is rightly employed in perfecting and beautifying, the first in importance
surely is man himself. Supposing it were possible to get houses built,
corn grown, battles fought, causes tried, and even churches erected
and prayers said, by machinery — by automatons in human form —
it would be a considerable loss to exchange for these automatons even
the men and women who at present inhabit the more civilized parts of
the world, and who assuredly are but starved specimens of what nature
can and will produce. Human nature is not a machine to be built after
a model, and set to do exactly the work prescribed for it, but a tree,
which requires to grow and develop itself on all sides, according to
the tendency of the inward forces which make it a living thing.
It will
probably be conceded that it is desirable people should exercise their
understandings, and that an intelligent following of custom, or even
occasionally an intelligent deviation from custom, is better than a
blind and simply mechanical adhesion to it. To a certain extent it is
admitted, that our understanding should be our own: but there is not
the same willingness to admit that our desires and impulses should be
our own likewise; or that to possess impulses of our own, and of any
strength, is anything but a peril and a snare. Yet desires and impulses
are as much a part of a perfect human being, as beliefs and restraints:
and strong impulses are only perilous when not properly balanced; when
one set of aims and inclinations is developed into strength, while others,
which ought to coexist with them, remain weak and inactive. It is not
because men's desires are strong that they act ill; it is because their
consciences are weak. There is no natural connection between strong
impulses and a weak conscience. The natural connection is the other
way. To say that one person's desires and feelings are stronger and
more various than those of another, is merely to say that he has more
of the raw material of human nature, and is therefore capable, perhaps
of more evil, but certainly of more good. Strong impulses are but another
name for energy. Energy may be turned to bad uses; but more good may
always be made of an energetic nature, than of an indolent and impassive
one. Those who have most natural feeling, are always those whose cultivated
feelings may be made the strongest. The same strong susceptibilities
which make the personal impulses vivid and powerful, are also the source
from whence are generated the most passionate love of virtue, and the
sternest self-control. It is through the cultivation of these, that
society both does its duty and protects its interests: not by rejecting
the stuff of which heroes are made, because it knows not how to make
them. A person whose desires and impulses are his own — are the
expression of his own nature, as it has been developed and modified
by his own culture — is said to have a character. One whose desires
and impulses are not his owN, has no character, no more than a steam-engine
has a character. If, in addition to being his own, his impulses are
strong, and are under the government of a strong will, he has an energetic
character. Whoever thinks that individuality of desires and impulses
should not be encouraged to unfold itself, must maintain that society
has no need of strong natures — is not the better for containing
many persons who have much character — and that a high general
average of energy is not desirable.
In some
early states of society, these forces might be, and were, too much ahead
of the power which society then possessed of disciplining and controlling
them. There has been a time when the element of spontaneity and individuality
was in excess, and the social principle had a hard struggle with it.
The difficulty then was, to induce men of strong bodies or minds to
pay obedience to any rules which required them to control their impulses.
To overcome this difficulty, law and discipline, like the Popes struggling
against the Emperors, asserted a power over the whole man, claiming
to control all his life in order to control his character — which
society had not found any other sufficient means of binding. But society
has now fairly got the better of individuality; and the danger which
threatens human nature is not the excess, but the deficiency, of personal
impulses and preferences. Things are vastly changed, since the passions
of those who were strong by station or by personal endowment were in
a state of habitual rebellion against laws and ordinances, and required
to be rigorously chained up to enable the persons within their reach
to enjoy any particle of security. In our times, from the highest class
of society down to the lowest every one lives as under the eye of a
hostile and dreaded censorship. Not only in what concerns others, but
in what concerns only themselves, the individual, or the family, do
not ask themselves — what do I prefer? or, what would suit my
character and disposition? or, what would allow the best and highest
in me to have fair play, and enable it to grow and thrive? They ask
themselves, what is suitable to my position? what is usually done by
persons of my station and pecuniary circumstances? or (worse still)
what is usually done by persons of a station and circumstances superior
to mine? I do not mean that they choose what is customary, in preference
to what suits their own inclination. It does not occur to them to have
any inclination, except for what is customary. Thus the mind itself
is bowed to the yoke: even in what people do for pleasure, conformity
is the first thing thought of; they like in crowds; they exercise choice
only among things commonly done: peculiarity of taste, eccentricity
of conduct, are shunned equally with crimes: until by dint of not following
their own nature, they have no nature to follow: their human capacities
are withered and starved: they become incapable of any strong wishes
or native pleasures, and are generally without either opinions or feelings
of home growth, or properly their own. Now is this, or is it not, the
desirable condition of human nature?
It is so,
on the Calvinistic theory. According to that, the one great offence
of man is Self-will. All the good of which humanity is capable, is comprised
in Obedience. You have no choice; thus you must do, and no otherwise;
"whatever is not a duty is a sin." Human nature being radically
corrupt, there is no redemption for any one until human nature is killed
within him. To one holding this theory of life, crushing out any of
the human faculties, capacities, and susceptibilities, is no evil: man
needs no capacity, but that of surrendering himself to the will of God:
and if he uses any of his faculties for any other purpose but to do
that supposed will more effectually, he is better without them. That
is the theory of Calvinism; and it is held, in a mitigated form, by
many who do not consider themselves Calvinists; the mitigation consisting
in giving a less ascetic interpretation to the alleged will of God;
asserting it to be his will that mankind should gratify some of their
inclinations; of course not in the manner they themselves prefer, but
in the way of obedience, that is, in a way prescribed to them by authority;
and, therefore, by the necessary conditions of the case, the same for
all.
In some
such insidious form there is at present a strong tendency to this narrow
theory of life, and to the pinched and hidebound type of human character
which it patronizes. Many persons, no doubt, sincerely think that human
beings thus cramped and dwarfed, are as their Maker designed them to
be; just as many have thought that trees are a much finer thing when
clipped into pollards, or cut out into figures of animals, than as nature
made them. But if it be any part of religion to believe that man was
made by a good Being, it is more consistent with that faith to believe,
that this Being gave all human faculties that they might be cultivated
and unfolded, not rooted out and consumed, and that he takes delight
in every nearer approach made by his creatures to the ideal conception
embodied in them, every increase in any of their capabilities of comprehension,
of action, or of enjoyment. There is a different type of human excellence
from the Calvinistic; a conception of humanity as having its nature
bestowed on it for other purposes than merely to be abnegated. "Pagan
self-assertion" is one of the elements of human worth, as well
as "Christian self-denial."[2] There is a Greek ideal of self-development,
which the Platonic and Christian ideal of self-government blends with,
but does not supersede. It may be better to be a John Knox than an Alcibiades,
but it is better to be a Pericles than either; nor would a Pericles,
if we had one in these days, be without anything good which belonged
to John Knox.
It is not
by wearing down into uniformity all that is individual in themselves,
but by cultivating it and calling it forth, within the limits imposed
by the rights and interests of others, that human beings become a noble
and beautiful object of contemplation; and as the works partake the
character of those who do them, by the same process human life also
becomes rich, diversified, and animating, furnishing more abundant aliment
to high thoughts and elevating feelings, and strengthening the tie which
binds every individual to the race, by making the race infinitely better
worth belonging to. In proportion to the development of his individuality,
each person becomes more valuable to himself, and is therefore capable
of being more valuable to others. There is a greater fulness of life
about his own existence, and when there is more life in the units there
is more in the mass which is composed of them. As much compression as
is necessary to prevent the stronger specimens of human nature from
encroaching on the rights of others, cannot be dispensed with; but for
this there is ample compensation even in the point of view of human
development. The means of development which the individual loses by
being prevented from gratifying his inclinations to the injury of others,
are chiefly obtained at the expense of the development of other people.
And even to himself there is a full equivalent in the better development
of the social part of his nature, rendered possible by the restraint
put upon the selfish part. To be held to rigid rules of justice for
the sake of others, develops the feelings and capacities which have
the good of others for their object. But to be restrained in things
not affecting their good, by their mere displeasure, develops nothing
valuable, except such force of character as may unfold itself in resisting
the restraint. If acquiesced in, it dulls and blunts the whole nature.
To give any fair play to the nature of each, it is essential that different
persons should be allowed to lead different lives. In proportion as
this latitude has been exercised in any age, has that age been noteworthy
to posterity. Even despotism does not produce its worst effects, so
long as Individuality exists under it; and whatever crushes individuality
is despotism, by whatever name it may be called, and whether it professes
to be enforcing the will of God or the injunctions of men.
Having
said that Individuality is the same thing with development, and that
it is only the cultivation of individuality which produces, or can produce,
well-developed human beings, I might here close the argument: for what
more or better can be said of any condition of human affairs, than that
it brings human beings themselves nearer to the best thing they can
be? or what worse can be said of any obstruction to good, than that
it prevents this? Doubtless, however, these considerations will not
suffice to convince those who most need convincing; and it is necessary
further to show, that these developed human beings are of some use to
the undeveloped — to point out to those who do not desire liberty,
and would not avail themselves of it, that they may be in some intelligible
manner rewarded for allowing other people to make use of it without
hindrance.
In the
first place, then, I would suggest that they might possibly learn something
from them. It will not be denied by anybody, that originality is a valuable
element in human affairs. There is always need of persons not only to
discover new truths, and point out when what were once truths are true
no longer, but also to commence new practices, and set the example of
more enlightened conduct, and better taste and sense in human life.
This cannot well be gainsaid by anybody who does not believe that the
world has already attained perfection in all its ways and practices.
It is true that this benefit is not capable of being rendered by everybody
alike: there are but few persons, in comparison with the whole of mankind,
whose experiments, if adopted by others, would be likely to be any improvement
on established practice. But these few are the salt of the earth; without
them, human life would become a stagnant pool. Not only is it they who
introduce good things which did not before exist; it is they who keep
the life in those which already existed. If there were nothing new to
be done, would human intellect cease to be necessary? Would it be a
reason why those who do the old things should forget why they are done,
and do them like cattle, not like human beings? There is only too great
a tendency in the best beliefs and practices to degenerate into the
mechanical; and unless there were a succession of persons whose ever-recurring
originality prevents the grounds of those beliefs and practices from
becoming merely traditional, such dead matter would not resist the smallest
shock from anything really alive, and there would be no reason why civilization
should not die out, as in the Byzantine Empire. Persons of genius, it
is true, are, and are always likely to be, a small minority; but in
order to have them, it is necessary to preserve the soil in which they
grow. Genius can only breathe freely in an atmosphere of freedom. Persons
of genius are, ex vi termini, more individual than any other people
— less capable, consequently, of fitting themselves, without hurtful
compression, into any of the small number of moulds which society provides
in order to save its members the trouble of forming their own character.
If from timidity they consent to be forced into one of these moulds,
and to let all that part of themselves which cannot expand under the
pressure remain unexpanded, society will be little the better for their
genius. If they are of a strong character, and break their fetters they
become a mark for the society which has not succeeded in reducing them
to common-place, to point at with solemn warning as "wild,"
"erratic," and the like; much as if one should complain of
the Niagara river for not flowing smoothly between its banks like a
Dutch canal.
I insist
thus emphatically on the importance of genius, and the necessity of
allowing it to unfold itself freely both in thought and in practice,
being well aware that no one will deny the position in theory, but knowing
also that almost every one, in reality, is totally indifferent to it.
People think genius a fine thing if it enables a man to write an exciting
poem, or paint a picture. But in its true sense, that of originality
in thought and action, though no one says that it is not a thing to
be admired, nearly all, at heart, think they can do very well without
it. Unhappily this is too natural to be wondered at. Originality is
the one thing which unoriginal minds cannot feel the use of. They cannot
see what it is to do for them: how should they? If they could see what
it would do for them, it would not be originality. The first service
which originality has to render them, is that of opening their eyes:
which being once fully done, they would have a chance of being themselves
original. Meanwhile, recollecting that nothing was ever yet done which
some one was not the first to do, and that all good things which exist
are the fruits of originality, let them be modest enough to believe
that there is something still left for it to accomplish, and assure
themselves that they are more in need of originality, the less they
are conscious of the want.
In sober
truth, whatever homage may be professed, or even paid, to real or supposed
mental superiority, the general tendency of things throughout the world
is to render mediocrity the ascendant power among mankind. In ancient
history, in the Middle Ages, and in a diminishing degree through the
long transition from feudality to the present time, the individual was
a power in himself; and If he had either great talents or a high social
position, he was a considerable power. At present individuals are lost
in the crowd. In politics it is almost a triviality to say that public
opinion now rules the world. The only power deserving the name is that
of masses, and of governments while they make themselves the organ of
the tendencies and instincts of masses. This is as true in the moral
and social relations of private life as in public transactions. Those
whose opinions go by the name of public opinion, are not always the
same sort of public: in America, they are the whole white population;
in England, chiefly the middle class. But they are always a mass, that
is to say, collective mediocrity. And what is still greater novelty,
the mass do not now take their opinions from dignitaries in Church or
State, from ostensible leaders, or from books. Their thinking is done
for them by men much like themselves, addressing them or speaking in
their name, on the spur of the moment, through the newspapers. I am
not complaining of all this. I do not assert that anything better is
compatible, as a general rule, with the present low state of the human
mind. But that does not hinder the government of mediocrity from being
mediocre government. No government by a democracy or a numerous aristocracy,
either in its political acts or in the opinions, qualities, and tone
of mind which it fosters, ever did or could rise above mediocrity, except
in so far as the sovereign Many have let themselves be guided (which
in their best times they always have done) by the counsels and influence
of a more highly gifted and instructed One or Few. The initiation of
all wise or noble things, comes and must come from individuals; generally
at first from some one individual. The honor and glory of the average
man is that he is capable of following that initiative; that he can
respond internally to wise and noble things, and be led to them with
his eyes open. I am not countenancing the sort of "hero-worship"
which applauds the strong man of genius for forcibly seizing on the
government of the world and making it do his bidding in spite of itself.
All he can claim is, freedom to point out the way. The power of compelling
others into it, is not only inconsistent with the freedom and development
of all the rest, but corrupting to the strong man himself. It does seem,
however, that when the opinions of masses of merely average men are
everywhere become or becoming the dominant power, the counterpoise and
corrective to that tendency would be, the more and more pronounced individuality
of those who stand on the higher eminences of thought. It Is in these
circumstances most especially, that exceptional individuals, instead
of being deterred, should be encouraged in acting differently from the
mass. In other times there was no advantage in their doing so, unless
they acted not only differently, but better. In this age the mere example
of non-conformity, the mere refusal to bend the knee to custom, is itself
a service. Precisely because the tyranny of opinion is such as to make
eccentricity a reproach, it is desirable, in order to break through
that tyranny, that people should be eccentric. Eccentricity has always
abounded when and where strength of character has abounded; and the
amount of eccentricity in a society has generally been proportional
to the amount of genius, mental vigor, and moral courage which it contained.
That so few now dare to be eccentric, marks the chief danger of the
time.
I have
said that it is important to give the freest scope possible to uncustomary
things, in order that it may in time appear which of these are fit to
be converted into customs. But independence of action, and disregard
of custom are not solely deserving of encouragement for the chance they
afford that better modes of action, and customs more worthy of general
adoption, may be struck out; nor is it only persons of decided mental
superiority who have a just claim to carry on their lives in their own
way. There is no reason that all human existences should be constructed
on some one, or some small number of patterns. If a person possesses
any tolerable amount of common sense and experience, his own mode of
laying out his existence is the best, not because it is the best in
itself, but because it is his own mode. Human beings are not like sheep;
and even sheep are not undistinguishably alike. A man cannot get a coat
or a pair of boots to fit him, unless they are either made to his measure,
or he has a whole warehouseful to choose from: and is it easier to fit
him with a life than with a coat, or are human beings more like one
another in their whole physical and spiritual conformation than in the
shape of their feet? If it were only that people have diversities of
taste that is reason enough for not attempting to shape them all after
one model. But different persons also require different conditions for
their spiritual development; and can no more exist healthily in the
same moral, than all the variety of plants can in the same physical
atmosphere and climate. The same things which are helps to one person
towards the cultivation of his higher nature, are hindrances to another.
The same mode of life is a healthy excitement to one, keeping all his
faculties of action and enjoyment in their best order, while to another
it is a distracting burden, which suspends or crushes all internal life.
Such are the differences among human beings in their sources of pleasure,
their susceptibilities of pain, and the operation on them of different
physical and moral agencies, that unless there is a corresponding diversity
in their modes of life, they neither obtain their fair share of happiness,
nor grow up to the mental, moral, and aesthetic stature of which their
nature is capable. Why then should tolerance, as far as the public sentiment
is concerned, extend only to tastes and modes of life which extort acquiescence
by the multitude of their adherents? Nowhere (except in some monastic
institutions) is diversity of taste entirely unrecognized; a person
may without blame, either like or dislike rowing, or smoking, or music,
or athletic exercises, or chess, or cards, or study, because both those
who like each of these things, and those who dislike them, are too numerous
to be put down. But the man, and still more the woman, who can be accused
either of doing "what nobody does," or of not doing "what
everybody does," is the subject of as much depreciatory remark
as if he or she had committed some grave moral delinquency. Persons
require to possess a title, or some other badge of rank, or the consideration
of people of rank, to be able to indulge somewhat in the luxury of doing
as they like without detriment to their estimation. To indulge somewhat,
I repeat: for whoever allow themselves much of that in dulgence, incur
the risk of something worse than disparaging speeches — they are
in peril of a commission de lunatico, and of having their property taken
from them and given to their relations.[3]
There is
one characteristic of the present direction of public opinion, peculiarly
calculated to make it intolerant of any marked demonstration of individuality.
The general average of mankind are not only moderate in intellect, but
also moderate in inclinations: they have no tastes or wishes strong
enough to incline them to do anything unusual, and they consequently
do not understand those who have, and class all such with the wild and
intemperate whom they are accustomed to look down upon. Now, in addition
to this fact which is general, we have only to suppose that a strong
movement has set in towards the improvement of morals, and it is evident
what we have to expect. In these days such a movement has set in; much
has actually been effected in the way of increased regularity of conduct,
and discouragement of excesses; and there is a philanthropic spirit
abroad, for the exercise of which there is no more inviting field than
the moral and prudential improvement of our fellow-creatures. These
tendencies of the times cause the public to be more disposed than at
most former periods to prescribe general rules of conduct, and endeavor
to make every one conform to the approved standard. And that standard,
express or tacit, is to desire nothing strongly. Its ideal of character
is to be without any marked character; to maim by compression, like
a Chinese lady's foot, every part of human nature which stands out prominently,
and tends to make the person markedly dissimilar in outline to commonplace
humanity.
As is usually
the case with ideals which exclude one half of what is desirable, the
present standard of approbation produces only an inferior imitation
of the other half. Instead of great energies guided by vigorous reason,
and strong feelings strongly controlled by a conscientious will, its
result is weak feelings and weak energies, which therefore can be kept
in outward conformity to rule without any strength either of will or
of reason. Already energetic characters on any large scale are becoming
merely traditional. There is now scarcely any outlet for energy in this
country except business. The energy expended in that may still be regarded
as considerable. What little is left from that employment, is expended
on some hobby; which may be a useful, even a philanthropic hobby, but
is always some one thing, and generally a thing of small dimensions.
The greatness of England is now all collective: individually small,
we only appear capable of anything great by our habit of combining;
and with this our moral and religious philanthropists are perfectly
contented. But it was men of another stamp than this that made England
what it has been; and men of another stamp will be needed to prevent
its decline.
The despotism
of custom is everywhere the standing hindrance to human advancement,
being in unceasing antagonism to that disposition to aim at something
better than customary, which is called, according to circumstances,
the spirit of liberty, or that of progress or improvement. The spirit
of improvement is not always a spirit of liberty, for it may aim at
forcing improvements on an unwilling people; and the spirit of liberty,
in so far as it resists such attempts, may ally itself locally and temporarily
with the opponents of improvement; but the only unfailing and permanent
source of improvement is liberty, since by it there are as many possible
independent centres of improvement as there are individuals. The progressive
principle, however, in either shape, whether as the love of liberty
or of improvement, is antagonistic to the sway of Custom, involving
at least emancipation from that yoke; and the contest between the two
constitutes the chief interest of the history of mankind. The greater
part of the world has, properly speaking, no history, because the despotism
of Custom is complete. This is the case over the whole East. Custom
is there, in all things, the final appeal; Justice and right mean conformity
to custom; the argument of custom no one, unless some tyrant intoxicated
with power, thinks of resisting. And we see the result. Those nations
must once have had originality; they did not start out of the ground
populous, lettered, and versed in many of the arts of life; they made
themselves all this, and were then the greatest and most powerful nations
in the world. What are they now? The subjects or dependents of tribes
whose forefathers wandered in the forests when theirs had magnificent
palaces and gorgeous temples, but over whom custom exercised only a
divided rule with liberty and progress. A people, it appears, may be
progressive for a certain length of time, and then stop: when does it
stop? When it ceases to possess individuality. If a similar change should
befall the nations of Europe, it will not be in exactly the same shape:
the despotism of custom with which these nations are threatened is not
precisely stationariness. It proscribes singularity, but it does not
preclude change, provided all change together. We have discarded the
fixed costumes of our forefathers; every one must still dress like other
people, but the fashion may change once or twice a year. We thus take
care that when there is change, it shall be for change's sake, and not
from any idea of beauty or convenience; for the same idea of beauty
or convenience would not strike all the world at the same moment, and
be simultaneously thrown aside by all at another moment. But we are
progressive as well as changeable: we continually make new inventions
in mechanical things, and keep them until they are again superseded
by better; we are eager for improvement in politics, in education, even
in morals, though in this last our idea of improvement chiefly consists
in persuading or forcing other people to be as good as ourselves. It
is not progress that we object to; on the contrary, we flatter ourselves
that we are the most progressive people who ever lived. It is individuality
that we war against: we should think we had done wonders if we had made
ourselves all alike; forgetting that the unlikeness of one person to
another is generally the first thing which draws the attention of either
to the imperfection of his own type, and the superiority of another,
or the possibility, by combining the advantages of both, of producing
something better than either. We have a warning example in China —
a nation of much talent, and, in some respects, even wisdom, owing to
the rare good fortune of having been provided at an early period with
a particularly good set of customs, the work, in some measure, of men
to whom even the most enlightened European must accord, under certain
limitations, the title of sages and philosophers. They are remarkable,
too, in the excellence of their apparatus for impressing, as far as
possible, the best wisdom they possess upon every mind in the community,
and securing that those who have appropriated most of it shall occupy
the posts of honor and power. Surely the people who did this have discovered
the secret of human progressiveness, and must have kept themselves steadily
at the head of the movement of the world. On the contrary, they have
become stationary — have remained so for thousands of years; and
if they are ever to be farther improved, it must be by foreigners. They
have succeeded beyond all hope in what English philanthropists are so
industriously working at — in making a people all alike, all governing
their thoughts and conduct by the same maxims and rules; and these are
the fruits. The modern regime of public opinion is, in an unorganized
form, what the Chinese educational and political systems are in an organized;
and unless individuality shall be able successfully to assert itself
against this yoke, Europe, notwithstanding its noble antecedents and
its professed Christianity, will tend to become another China.
What is
it that has hitherto preserved Europe from this lot? What has made the
European family of nations an improving, instead of a stationary portion
of mankind? Not any superior excellence in them, which when it exists,
exists as the effect, not as the cause; but their remarkable diversity
of character and culture. Individuals, classes, nations, have been extremely
unlike one another: they have struck out a great variety of paths, each
leading to something valuable; and although at every period those who
travelled in different paths have been intolerant of one another, and
each would have thought it an excellent thing if all the rest could
have been compelled to travel his road, their attempts to thwart each
other's development have rarely had any permanent success, and each
has in time endured to receive the good which the others have offered.
Europe is, in my judgment, wholly indebted to this plurality of paths
for its progressive and many-sided development. But it already begins
to possess this benefit in a considerably less degree. It is decidedly
advancing towards the Chinese ideal of making all people alike. M. de
Tocqueville, in his last important work, remarks how much more the Frenchmen
of the present day resemble one another, than did those even of the
last generation. The same remark might be made of Englishmen in a far
greater degree. In a passage already quoted from Wilhelm von Humboldt,
he points out two things as necessary conditions of human development,
because necessary to render people unlike one another; namely, freedom,
and variety of situations. The second of these two conditions is in
this country every day diminishing. The circumstances which surround
different classes and individuals, and shape their characters, are daily
becoming more assimilated. Formerly, different ranks, different neighborhoods,
different trades and professions lived in what might be called different
worlds; at present, to a great degree, in the same. Comparatively speaking,
they now read the same things, listen to the same things, see the same
things, go to the same places, have their hopes and fears directed to
the same objects, have the same rights and liberties, and the same means
of asserting them. Great as are the differences of position which remain,
they are nothing to those which have ceased. And the assimilation is
still proceeding. All the political changes of the age promote it, since
they all tend to raise the low and to lower the high. Every extension
of education promotes it, because education brings people under common
influences, and gives them access to the general stock of facts and
sentiments. Improvements in the means of communication promote it, by
bringing the inhabitants of distant places into personal contact, and
keeping up a rapid flow of changes of residence between one place and
another. The increase of commerce and manufactures promotes it, by diffusing
more widely the advantages of easy circumstances, and opening all objects
of ambition, even the highest, to general competition, whereby the desire
of rising becomes no longer the character of a particular class, but
of all classes. A more powerful agency than even all these, in bringing
about a general similarity among mankind, is the complete establishment,
in this and other free countries, of the ascendancy of public opinion
in the State. As the various social eminences which enabled persons
entrenched on them to disregard the opinion of the multitude, gradually
became levelled; as the very idea of resisting the will of the public,
when it is positively known that they have a will, disappears more and
more from the minds of practical politicians; there ceases to be any
social support for non-conformity — any substantive power in society,
which, itself opposed to the ascendancy of numbers, is interested in
taking under its protection opinions and tendencies at variance with
those of the public.
The combination
of all these causes forms so great a mass of influences hostile to Individuality,
that it is not easy to see how it can stand its ground. It will do so
with increasing difficulty, unless the intelligent part of the public
can be made to feel its value — to see that it is good there should
be differences, even though not for the better, even though, as it may
appear to them, some should be for the worse. If the claims of Individuality
are ever to be asserted, the time is now, while much is still wanting
to complete the enforced assimilation. It is only in the earlier stages
that any stand can be successfully made against the encroachment. The
demand that all other people shall resemble ourselves, grows by what
it feeds on. If resistance waits till life is reduced nearly to one
uniform type, all deviations from that type will come to be considered
impious, immoral, even monstrous and contrary to nature. Mankind speedily
become unable to conceive diversity, when they have been for some time
unaccustomed to see it.
[1] The
Sphere and Duties of Government, from the German of Baron Wilhelm von
Humboldt, pp. 11-13.
[2] Sterling's
Essays.
[3] There
is something both contemptible and frightful in the sort of evidence
on which, of late years, any person can be judicially declared unfit
for the management of his affairs; and after his death, his disposal
of his property can be set aside, if there is enough of it to pay the
expenses of litigation — which are charged on the property itself.
All of the minute details of his daily life are pried into, and whatever
is found which, seen through the medium of the perceiving and escribing
faculties of the lowest of the low, bears an appearance unlike absolute
commonplace, is laid before the jury as evidence of insanity, and often
with success; the jurors being little, if at all, less vulgar and ignorant
than the witnesses; while the judges, with that extraordinary want of
knowledge of human nature and life which continually astonishes us in
English lawyers, often help to mislead them. These trials speak volumes
as to the state of feeling and opinion among the vulgar with regard
to human liberty. So far from setting any value on individuality —
so far from respecting the rights of each individual to act, in things
indifferent, as seems good to his own judgment and inclinations, judges
and juries cannot even conceive that a person in a state of sanity can
desire such freedom. In former days, when it was proposed to burn atheists,
charitable people used to suggest putting them in a madhouse instead:
it would be nothing surprising now-a-days were we to see this done,
and the doers applauding themselves, because, instead of persecuting
for religion, they had adopted so humane and Christian a mode of treating
these unfortunates, not without a silent satisfaction at their having
thereby obtained their deserts.
CHAPTER
IV
OF THE LIMITS TO THE AUTHORITY OF SOCIETY OVER THE INDIVIDUAL
WHAT, then,
is the rightful limit to the sovereignty of the individual over himself?
Where does the authority of society begin? How much of human life should
be assigned to individuality, and how much to society?
Each will
receive its proper share, if each has that which more particularly concerns
it. To individuality should belong the part of life in which it is chiefly
the individual that is interested; to society, the part which chiefly
interests society.
Though
society is not founded on a contract, and though no good purpose is
answered by inventing a contract in order to deduce social obligations
from it, every one who receives the protection of society owes a return
for the benefit, and the fact of living in society renders it indispensable
that each should be bound to observe a certain line of conduct towards
the rest. This conduct consists, first, in not injuring the interests
of one another; or rather certain interests, which, either by express
legal provision or by tacit understanding, ought to be considered as
rights; and secondly, in each person's bearing his share (to be fixed
on some equitable principle) of the labors and sacrifices incurred for
defending the society or its members from injury and molestation. These
conditions society is justified in enforcing, at all costs to those
who endeavor to withhold fulfilment. Nor is this all that society may
do. The acts of an individual may be hurtful to others, or wanting in
due consideration for their welfare, without going the length of violating
any of their constituted rights. The offender may then be justly punished
by opinion, though not by law. As soon as any part of a person's conduct
affects prejudicially the interests of others, society has jurisdiction
over it, and the question whether the general welfare will or will not
be promoted by interfering with it, becomes open to discussion. But
there is no room for entertaining any such question when a person's
conduct affects the interests of no persons besides himself, or needs
not affect them unless they like (all the persons concerned being of
full age, and the ordinary amount of understanding). In all such cases
there should be perfect freedom, legal and social, to do the action
and stand the consequences.
It would
be a great misunderstanding of this doctrine, to suppose that it is
one of selfish indifference, which pretends that human beings have no
business with each other's conduct in life, and that they should not
concern themselves about the well-doing or well-being of one another,
unless their own interest is involved. Instead of any diminution, there
is need of a great increase of disinterested exertion to promote the
good of others. But disinterested benevolence can find other instruments
to persuade people to their good, than whips and scourges, either of
the literal or the metaphorical sort. I am the last person to undervalue
the self-regarding virtues; they are only second in importance, if even
second, to the social. It is equally the business of education to cultivate
both. But even education works by conviction and persuasion as well
as by compulsion, and it is by the former only that, when the period
of education is past, the self-regarding virtues should be inculcated.
Human beings owe to each other help to distinguish the better from the
worse, and encouragement to choose the former and avoid the latter.
They should be forever stimulating each other to increased exercise
of their higher faculties, and increased direction of their feelings
and aims towards wise instead of foolish, elevating instead of degrading,
objects and contemplations. But neither one person, nor any number of
persons, is warranted in saying to another human creature of ripe years,
that he shall not do with his life for his own benefit what he chooses
to do with it. He is the person most interested in his own well-being,
the interest which any other person, except in cases of strong personal
attachment, can have in it, is trifling, compared with that which he
himself has; the interest which society has in him individually (except
as to his conduct to others) is fractional, and altogether indirect:
while, with respect to his own feelings and circumstances, the most
ordinary man or woman has means of knowledge immeasurably surpassing
those that can be possessed by any one else. The interference of society
to overrule his judgment and purposes in what only regards himself,
must be grounded on general presumptions; which may be altogether wrong,
and even if right, are as likely as not to be misapplied to individual
cases, by persons no better acquainted with the circumstances of such
cases than those are who look at them merely from without. In this department,
therefore, of human affairs, Individuality has its proper field of action.
In the conduct of human beings towards one another, it is necessary
that general rules should for the most part be observed, in order that
people may know what they have to expect; but in each person's own concerns,
his individual spontaneity is entitled to free exercise. Considerations
to aid his judgment, exhortations to strengthen his will, may be offered
to him, even obtruded on him, by others; but he, himself, is the final
judge. All errors which he is likely to commit against advice and warning,
are far outweighed by the evil of allowing others to constrain him to
what they deem his good.
I do not
mean that the feelings with which a person is regarded by others, ought
not to be in any way affected by his self-regarding qualities or deficiencies.
This is neither possible nor desirable. If he is eminent in any of the
qualities which conduce to his own good, he is, so far, a proper object
of admiration. He is so much the nearer to the ideal perfection of human
nature. If he is grossly deficient in those qualities, a sentiment the
opposite of admiration will follow. There is a degree of folly, and
a degree of what may be called (though the phrase is not unobjectionable)
lowness or depravation of taste, which, though it cannot justify doing
harm to the person who manifests it, renders him necessarily and properly
a subject of distaste, or, in extreme cases, even of contempt: a person
could not have the opposite qualities in due strength without entertaining
these feelings. Though doing no wrong to any one, a person may so act
as to compel us to judge him, and feel to him, as a fool, or as a being
of an inferior order: and since this judgment and feeling are a fact
which he would prefer to avoid, it is doing him a service to warn him
of it beforehand, as of any other disagreeable consequence to which
he exposes himself. It would be well, indeed, if this good office were
much more freely rendered than the common notions of politeness at present
permit, and if one person could honestly point out to another that he
thinks him in fault, without being considered unmannerly or presuming.
We have a right, also, in various ways, to act upon our unfavorable
opinion of any one, not to the oppression of his individuality, but
in the exercise of ours. We are not bound, for example, to seek his
society; we have a right to avoid it (though not to parade the avoidance),
for we have a right to choose the society most acceptable to us. We
have a right, and it may be our duty, to caution others against him,
if we think his example or conversation likely to have a pernicious
effect on those with whom he associates. We may give others a preference
over him in optional good offices, except those which tend to his improvement.
In these various modes a person may suffer very severe penalties at
the hands of others, for faults which directly concern only himself;
but he suffers these penalties only in so far as they are the natural,
and, as it were, the spontaneous consequences of the faults themselves,
not because they are purposely inflicted on him for the sake of punishment.
A person who shows rashness, obstinacy, self-conceit — who cannot
live within moderate means — who cannot restrain himself from
hurtful indulgences — who pursues animal pleasures at the expense
of those of feeling and intellect — must expect to be lowered
in the opinion of others, and to have a less share of their favorable
sentiments, but of this he has no right to complain, unless he has merited
their favor by special excellence in his social relations, and has thus
established a title to their good offices, which is not affected by
his demerits towards himself.
What I
contend for is, that the inconveniences which are strictly inseparable
from the unfavorable judgment of others, are the only ones to which
a person should ever be subjected for that portion of his conduct and
character which concerns his own good, but which does not affect the
interests of others in their relations with him. Acts injurious to others
require a totally different treatment. Encroachment on their rights;
infliction on them of any loss or damage not justified by his own rights;
falsehood or duplicity in dealing with them; unfair or ungenerous use
of advantages over them; even selfish abstinence from defending them
against injury — these are fit objects of moral reprobation, and,
in grave cases, of moral retribution and punishment. And not only these
acts, but the dispositions which lead to them, are properly immoral,
and fit subjects of disapprobation which may rise to abhorrence. Cruelty
of disposition; malice and ill-nature; that most anti-social and odious
of all passions, envy; dissimulation and insincerity, irascibility on
insufficient cause, and resentment disproportioned to the provocation;
the love of domineering over others; the desire to engross more than
one's share of advantages (the [greekword] of the Greeks); the pride
which derives gratification from the abasement of others; the egotism
which thinks self and its concerns more important than everything else,
and decides all doubtful questions in his own favor; — these are
moral vices, and constitute a bad and odious moral character: unlike
the self-regarding faults previously mentioned, which are not properly
immoralities, and to whatever pitch they may be carried, do not constitute
wickedness. They may be proofs of any amount of folly, or want of personal
dignity and self-respect; but they are only a subject of moral reprobation
when they involve a breach of duty to others, for whose sake the individual
is bound to have care for himself. What are called duties to ourselves
are not socially obligatory, unless circumstances render them at the
same time duties to others. The term duty to oneself, when it means
anything more than prudence, means self-respect or self-development;
and for none of these is any one accountable to his fellow-creatures,
because for none of them is it for the good of mankind that he be held
accountable to them.
The distinction
between the loss of consideration which a person may rightly incur by
defect of prudence or of personal dignity, and the reprobation which
is due to him for an offence against the rights of others, is not a
merely nominal distinction. It makes a vast difference both in our feelings
and in our conduct towards him, whether he displeases us in things in
which we think we have a right to control him, or in things in which
we know that we have not. If he displeases us, we may express our distaste,
and we may stand aloof from a person as well as from a thing that displeases
us; but we shall not therefore feel called on to make his life uncomfortable.
We shall reflect that he already bears, or will bear, the whole penalty
of his error; if he spoils his life by mismanagement, we shall not,
for that reason, desire to spoil it still further: instead of wishing
to punish him, we shall rather endeavor to alleviate his punishment,
by showing him how he may avoid or cure the evils his conduct tends
to bring upon him. He may be to us an object of pity, perhaps of dislike,
but not of anger or resentment; we shall not treat him like an enemy
of society: the worst we shall think ourselves justified in doing is
leaving him to himself, If we do not interfere benevolently by showing
interest or concern for him. It is far otherwise if he has infringed
the rules necessary for the protection of his fellow-creatures, individually
or collectively. The evil consequences of his acts do not then fall
on himself, but on others; and society, as the protector of all its
members, must retaliate on him; must inflict pain on him for the express
purpose of punishment, and must take care that it be sufficiently severe.
In the one case, he is an offender at our bar, and we are called on
not only to sit in judgment on him, but, in one shape or another, to
execute our own sentence: in the other case, it is not our part to inflict
any suffering on him, except what may incidentally follow from our using
the same liberty in the regulation of our own affairs, which we allow
to him in his.
The distinction
here pointed out between the part of a person's life which concerns
only himself, and that which concerns others, many persons will refuse
to admit. How (it may be asked) can any part of the conduct of a member
of society be a matter of indifference to the other members? No person
is an entirely isolated being; it is impossible for a person to do anything
seriously or permanently hurtful to himself, without mischief reaching
at least to his near connections, and often far beyond them. If he injures
his property, he does harm to those who directly or indirectly derived
support from it, and usually diminishes, by a greater or less amount,
the general resources of the community. If he deteriorates his bodily
or mental faculties, he not only brings evil upon all who depended on
him for any portion of their happiness, but disqualifies himself for
rendering the services which he owes to his fellow-creatures generally;
perhaps becomes a burden on their affection or benevolence; and if such
conduct were very frequent, hardly any offence that is committed would
detract more from the general sum of good. Finally, if by his vices
or follies a person does no direct harm to others, he is nevertheless
(it may be said) injurious by his example; and ought to be compelled
to control himself, for the sake of those whom the sight or knowledge
of his conduct might corrupt or mislead.
And even
(it will be added) if the consequences of misconduct could be confined
to the vicious or thoughtless individual, ought society to abandon to
their own guidance those who are manifestly unfit for it? If protection
against themselves is confessedly due to children and persons under
age, is not society equally bound to afford it to persons of mature
years who are equally incapable of self-government? If gambling, or
drunkenness, or incontinence, or idleness, or uncleanliness, are as
injurious to happiness, and as great a hindrance to improvement, as
many or most of the acts prohibited by law, why (it may be asked) should
not law, so far as is consistent with practicability and social convenience,
endeavor to repress these also? And as a supplement to the unavoidable
imperfections of law, ought not opinion at least to organize a powerful
police against these vices, and visit rigidly with social penalties
those who are known to practise them? There is no question here (it
may be said) about restricting individuality, or impeding the trial
of new and original experiments in living. The only things it is sought
to prevent are things which have been tried and condemned from the beginning
of the world until now; things which experience has shown not to be
useful or suitable to any person's individuality. There must be some
length of time and amount of experience, after which a moral or prudential
truth may be regarded as established, and it is merely desired to prevent
generation after generation from falling over the same precipice which
has been fatal to their predecessors.
I fully
admit that the mischief which a person does to himself, may seriously
affect, both through their sympathies and their interests, those nearly
connected with him, and in a minor degree, society at large. When, by
conduct of this sort, a person is led to violate a distinct and assignable
obligation to any other person or persons, the case is taken out of
the self-regarding class, and becomes amenable to moral disapprobation
in the proper sense of the term. If, for example, a man, through intemperance
or extravagance, becomes unable to pay his debts, or, having undertaken
the moral responsibility of a family, becomes from the same cause incapable
of supporting or educating them, he is deservedly reprobated, and might
be justly punished; but it is for the breach of duty to his family or
creditors, not for the extravagence. If the resources which ought to
have been devoted to them, had been diverted from them for the most
prudent investment, the moral culpability would have been the same.
George Barnwell murdered his uncle to get money for his mistress, but
if he had done it to set himself up in business, he would equally have
been hanged. Again, in the frequent case of a man who causes grief to
his family by addiction to bad habits, he deserves reproach for his
unkindness or ingratitude; but so he may for cultivating habits not
in themselves vicious, if they are painful to those with whom he passes
his life, or who from personal ties are dependent on him for their comfort.
Whoever fails in the consideration generally due to the interests and
feelings of others, not being compelled by some more imperative duty,
or justified by allowable self-preference, is a subject of moral disapprobation
for that failure, but not for the cause of it, nor for the errors, merely
personal to himself, which may have remotely led to it. In like manner,
when a person disables himself, by conduct purely self-regarding, from
the performance of some definite duty incumbent on him to the public,
he is guilty of a social offence. No person ought to be punished simply
for being drunk; but a soldier or a policeman should be punished for
being drunk on duty. Whenever, in short, there is a definite damage,
or a definite risk of damage, either to an individual or to the public,
the case is taken out of the province of liberty, and placed in that
of morality or law.
But with
regard to the merely contingent or, as it may be called, constructive
injury which a person causes to society, by conduct which neither violates
any specific duty to the public, nor occasions perceptible hurt to any
assignable individual except himself; the inconvenience is one which
society can afford to bear, for the sake of the greater good of human
freedom. If grown persons are to be punished for not taking proper care
of themselves, I would rather it were for their own sake, than under
pretence of preventing them from impairing their capacity of rendering
to society benefits which society does not pretend it has a right to
exact. But I cannot consent to argue the point as if society had no
means of bringing its weaker members up to its ordinary standard of
rational conduct, except waiting till they do something irrational,
and then punishing them, legally or morally, for it. Society has had
absolute power over them during all the early portion of their existence:
it has had the whole period of childhood and nonage in which to try
whether it could make them capable of rational conduct in life. The
existing generation is master both of the training and the entire circumstances
of the generation to come; it cannot indeed make them perfectly wise
and good, because it is itself so lamentably deficient in goodness and
wisdom; and its best efforts are not always, in individual cases, its
most successful ones; but it is perfectly well able to make the rising
generation, as a whole, as good as, and a little better than, itself.
If society lets any considerable number of its members grow up mere
children, incapable of being acted on by rational consideration of distant
motives, society has itself to blame for the consequences. Armed not
only with all the powers of education, but with the ascendency which
the authority of a received opinion always exercises over the minds
who are least fitted to judge for themselves; and aided by the natural
penalties which cannot be prevented from falling on those who incur
the distaste or the contempt of those who know them; let not society
pretend that it needs, besides all this, the power to issue commands
and enforce obedience in the personal concerns of individuals, in which,
on all principles of justice and policy, the decision ought to rest
with those who are to abide the consequences. Nor is there anything
which tends more to discredit and frustrate the better means of influencing
conduct, than a resort to the worse. If there be among those whom it
is attempted to coerce into prudence or temperance, any of the material
of which vigorous and independent characters are made, they will infallibly
rebel against the yoke. No such person will ever feel that others have
a right to control him in his concerns, such as they have to prevent
him from injuring them in theirs; and it easily comes to be considered
a mark of spirit and courage to fly in the face of such usurped authority,
and do with ostentation the exact opposite of what it enjoins; as in
the fashion of grossness which succeeded, in the time of Charles II.,
to the fanatical moral intolerance of the Puritans. With respect to
what is said of the necessity of protecting society from the bad example
set to others by the vicious or the self-indulgent; it is true that
bad example may have a pernicious effect, especially the example of
doing wrong to others with impunity to the wrong-doer. But we are now
speaking of conduct which, while it does no wrong to others, is supposed
to do great harm to the agent himself: and I do not see how those who
believe this, can think otherwise than that the example, on the whole,
must be more salutary than hurtful, since, if it displays the misconduct,
it displays also the painful or degrading consequences which, if the
conduct is justly censured, must be supposed to be in all or most cases
attendant on it.
But the
strongest of all the arguments against the interference of the public
with purely personal conduct, is that when it does interfere, the odds
are that it interferes wrongly, and in the wrong place. On questions
of social morality, of duty to others, the opinion of the public, that
is, of an overruling majority, though often wrong, is likely to be still
oftener right; because on such questions they are only required to judge
of their own interests; of the manner in which some mode of conduct,
if allowed to be practised, would affect themselves. But the opinion
of a similar majority, imposed as a law on the minority, on questions
of self-regarding conduct, is quite as likely to be wrong as right;
for in these cases public opinion means, at the best, some people's
opinion of what is good or bad for other people; while very often it
does not even mean that; the public, with the most perfect indifference,
passing over the pleasure or convenience of those whose conduct they
censure, and considering only their own preference. There are many who
consider as an injury to themselves any conduct which they have a distaste
for, and resent it as an outrage to their feelings; as a religious bigot,
when charged with disregarding the religious feelings of others, has
been known to retort that they disregard his feelings, by persisting
in their abominable worship or creed. But there is no parity between
the feeling of a person for his own opinion, and the feeling of another
who is offended at his holding it; no more than between the desire of
a thief to take a purse, and the desire of the right owner to keep it.
And a person's taste is as much his own peculiar concern as his opinion
or his purse. It is easy for any one to imagine an ideal public, which
leaves the freedom and choice of individuals in all uncertain matters
undisturbed, and only requires them to abstain from modes of conduct
which universal experience has condemned. But where has there been seen
a public which set any such limit to its censorship? or when does the
public trouble itself about universal experience. In its interferences
with personal conduct it is seldom thinking of anything but the enormity
of acting or feeling differently from itself; and this standard of judgment,
thinly disguised, is held up to mankind as the dictate of religion and
philosophy, by nine tenths of all moralists and speculative writers.
These teach that things are right because they are right; because we
feel them to be so. They tell us to search in our own minds and hearts
for laws of conduct binding on ourselves and on all others. What can
the poor public do but apply these instructions, and make their own
personal feelings of good and evil, if they are tolerably unanimous
in them, obligatory on all the world?
The evil
here pointed out is not one which exists only in theory; and it may
perhaps be expected that I should specify the instances in which the
public of this age and country improperly invests its own preferences
with the character of moral laws. I am not writing an essay on the aberrations
of existing moral feeling. That is too weighty a subject to be discussed
parenthetically, and by way of illustration. Yet examples are necessary,
to show that the principle I maintain is of serious and practical moment,
and that I am not endeavoring to erect a barrier against imaginary evils.
And it is not difficult to show, by abundant instances, that to extend
the bounds of what may be called moral police, until it encroaches on
the most unquestionably legitimate liberty of the individual, is one
of the most universal of all human propensities.
As a first
instance, consider the antipathies which men cherish on no better grounds
than that persons whose religious opinions are different from theirs,
do not practise their religious observances, especially their religious
abstinences. To cite a rather trivial example, nothing in the creed
or practice of Christians does more to envenom the hatred of Mahomedans
against them, than the fact of their eating pork. There are few acts
which Christians and Europeans regard with more unaffected disgust,
than Mussulmans regard this particular mode of satisfying hunger. It
is, in the first place, an offence against their religion; but this
circumstance by no means explains either the degree or the kind of their
repugnance; for wine also is forbidden by their religion, and to partake
of it is by all Mussulmans accounted wrong, but not disgusting. Their
aversion to the flesh of the "unclean beast" is, on the contrary,
of that peculiar character, resembling an instinctive antipathy, which
the idea of uncleanness, when once it thoroughly sinks into the feelings,
seems always to excite even in those whose personal habits are anything
but scrupulously cleanly and of which the sentiment of religious impurity,
so intense in the Hindoos, is a remarkable example. Suppose now that
in a people, of whom the majority were Mussulmans, that majority should
insist upon not permitting pork to be eaten within the limits of the
country. This would be nothing new in Mahomedan countries.[1] Would
it be a legitimate exercise of the moral authority of public opinion?
and if not, why not? The practice is really revolting to such a public.
They also sincerely think that it is forbidden and abhorred by the Deity.
Neither could the prohibition be censured as religious persecution.
It might be religious in its origin, but it would not be persecution
for religion, since nobody's religion makes it a duty to eat pork. The
only tenable ground of condemnation would be, that with the personal
tastes and self-regarding concerns of individuals the public has no
business to interfere.
To come
somewhat nearer home: the majority of Spaniards consider it a gross
impiety, offensive in the highest degree to the Supreme Being, to worship
him in any other manner than the Roman Catholic; and no other public
worship is lawful on Spanish soil. The people of all Southern Europe
look upon a married clergy as not only irreligious, but unchaste, indecent,
gross, disgusting. What do Protestants think of these perfectly sincere
feelings, and of the attempt to enforce them against non-Catholics?
Yet, if mankind are justified in interfering with each other's liberty
in things which do not concern the interests of others, on what principle
is it possible consistently to exclude these cases? or who can blame
people for desiring to suppress what they regard as a scandal in the
sight of God and man?
No stronger
case can be shown for prohibiting anything which is regarded as a personal
immorality, than is made out for suppressing these practices in the
eyes of those who regard them as impieties; and unless we are willing
to adopt the logic of persecutors, and to say that we may persecute
others because we are right, and that they must not persecute us because
they are wrong, we must beware of admitting a principle of which we
should resent as a gross injustice the application to ourselves.
The preceding
instances may be objected to, although unreasonably, as drawn from contingencies
impossible among us: opinion, in this country, not being likely to enforce
abstinence from meats, or to interfere with people for worshipping,
and for either marrying or not marrying, according to their creed or
inclination. The next example, however, shall be taken from an interference
with liberty which we have by no means passed all danger of. Wherever
the Puritans have been sufficiently powerful, as in New England, and
in Great Britain at the time of the Commonwealth, they have endeavored,
with considerable success, to put down all public, and nearly all private,
amusements: especially music, dancing, public games, or other assemblages
for purposes of diversion, and the theatre. There are still in this
country large bodies of persons by whose notions of morality and religion
these recreations are condemned; and those persons belonging chiefly
to the middle class, who are the ascendant power in the present social
and political condition of the kingdom, it is by no means impossible
that persons of these sentiments may at some time or other command a
majority in Parliament. How will the remaining portion of the community
like to have the amusements that shall be permitted to them regulated
by the religious and moral sentiments of the stricter Calvinists and
Methodists? Would they not, with considerable peremptoriness, desire
these intrusively pious members of society to mind their own business?
This is precisely what should be said to every government and every
public, who have the pretension that no person shall enjoy any pleasure
which they think wrong. But if the principle of the pretension be admitted,
no one can reasonably object to its being acted on in the sense of the
majority, or other preponderating power in the country; and all persons
must be ready to conform to the idea of a Christian commonwealth, as
understood by the early settlers in New England, if a religious profession
similar to theirs should ever succeed in regaining its lost ground,
as religions supposed to be declining have so often been known to do.
To imagine
another contingency, perhaps more likely to be realized than the one
last mentioned. There is confessedly a strong tendency in the modern
world towards a democratic constitution of society, accompanied or not
by popular political institutions. It is affirmed that in the country
where this tendency is most completely realized — where both society
and the government are most democratic — the United States —
the feeling of the majority, to whom any appearance of a more showy
or costly style of living than they can hope to rival is disagreeable,
operates as a tolerably effectual sumptuary law, and that in many parts
of the Union it is really difficult for a person possessing a very large
income, to find any mode of spending it, which will not incur popular
disapprobation. Though such statements as these are doubtless much exaggerated
as a representation of existing facts, the state of things they describe
is not only a conceivable and possible, but a probable result of democratic
feeling, combined with the notion that the public has a right to a veto
on the manner in which individuals shall spend their incomes. We have
only further to suppose a considerable diffusion of Socialist opinions,
and it may become infamous in the eyes of the majority to possess more
property than some very small amount, or any income not earned by manual
labor. Opinions similar in principle to these, already prevail widely
among the artisan class, and weigh oppressively on those who are amenable
to the opinion chiefly of that class, namely, its own members. It is
known that the bad workmen who form the majority of the operatives in
many branches of industry, are decidedly of opinion that bad workmen
ought to receive the same wages as good, and that no one ought to be
allowed, through piecework or otherwise, to earn by superior skill or
industry more than others can without it. And they employ a moral police,
which occasionally becomes a physical one, to deter skilful workmen
from receiving, and employers from giving, a larger remuneration for
a more useful service. If the public have any jurisdiction over private
concerns, I cannot see that these people are in fault, or that any individual's
particular public can be blamed for asserting the same authority over
his individual conduct, which the general public asserts over people
in general.
But, without
dwelling upon supposititious cases, there are, in our own day, gross
usurpations upon the liberty of private life actually practised, and
still greater ones threatened with some expectation of success, and
opinions proposed which assert an unlimited right in the public not
only to prohibit by law everything which it thinks wrong, but in order
to get at what it thinks wrong, to prohibit any number of things which
it admits to be innocent.
Under the
name of preventing intemperance the people of one English colony, and
of nearly half the United States, have been interdicted by law from
making any use whatever of fermented drinks, except for medical purposes:
for prohibition of their sale is in fact, as it is intended to be, prohibition
of their use. And though the impracticability of executing the law has
caused its repeal in several of the States which had adopted it, including
the one from which it derives its name, an attempt has notwithstanding
been commenced, and is prosecuted with considerable zeal by many of
the professed philanthropists, to agitate for a similar law in this
country. The association, or "Alliance" as it terms itself,
which has been formed for this purpose, has acquired some notoriety
through the publicity given to a correspondence between its Secretary
and one of the very few English public men who hold that a politician's
opinions ought to be founded on principles. Lord Stanley's share in
this correspondence is calculated to strengthen the hopes already built
on him, by those who know how rare such qualities as are manifested
in some of his public appearances, unhappily are among those who figure
in political life. The organ of the Alliance, who would "deeply
deplore the recognition of any principle which could be wrested to justify
bigotry and persecution," undertakes to point out the "broad
and impassable barrier" which divides such principles from those
of the association. "All matters relating to thought, opinion,
conscience, appear to me," he says, "to be without the sphere
of legislation; all pertaining to social act, habit, relation, subject
only to a discretionary power vested in the State itself, and not in
the individual, to be within it." No mention is made of a third
class, different from either of these, viz., acts and habits which are
not social, but individual; although it is to this class, surely, that
the act of drinking fermented liquors belongs. Selling fermented liquors,
however, is trading, and trading is a social act. But the infringement
complained of is not on the liberty of the seller, but on that of the
buyer and consumer; since the State might just as well forbid him to
drink wine, as purposely make it impossible for him to obtain it. The
Secretary, however, says, "I claim, as a citizen, a right to legislate
whenever my social rights are invaded by the social act of another."
And now for the definition of these "social rights." "If
anything invades my social rights, certainly the traffic in strong drink
does. It destroys my primary right of security, by constantly creating
and stimulating social disorder. It invades my right of equality, by
deriving a profit from the creation of a misery, I am taxed to support.
It impedes my right to free moral and intellectual development, by surrounding
my path with dangers, and by weakening and demoralizing society, from
which I have a right to claim mutual aid and intercourse." A theory
of "social rights," the like of which probably never before
found its way into distinct language — being nothing short of
this — that it is the absolute social right of every individual,
that every other individual shall act in every respect exactly as he
ought; that whosoever fails thereof in the smallest particular, violates
my social right, and entitles me to demand from the legislature the
removal of the grievance. So monstrous a principle is far more dangerous
than any single interference with liberty; there is no violation of
liberty which it would not justify; it acknowledges no right to any
freedom whatever, except perhaps to that of holding opinions in secret,
without ever disclosing them; for the moment an opinion which I consider
noxious, passes any one's lips, it invades all the "social rights"
attributed to me by the Alliance. The doctrine ascribes to all mankind
a vested interest in each other's moral, intellectual, and even physical
perfection, to be defined by each claimant according to his own standard.
Another
important example of illegitimate interference with the rightful liberty
of the individual, not simply threatened, but long since carried into
triumphant effect, is Sabbatarian legislation. Without doubt, abstinence
on one day in the week, so far as the exigencies of life permit, from
the usual daily occupation, though in no respect religiously binding
on any except Jews, is a highly beneficial custom. And inasmuch as this
custom cannot be observed without a general consent to that effect among
the industrious classes, therefore, in so far as some persons by working
may impose the same necessity on others, it may be allowable and right
that the law should guarantee to each, the observance by others of the
custom, by suspending the greater operations of industry on a particular
day. But this justification, grounded on the direct interest which others
have in each individual's observance of the practice, does not apply
to the self-chosen occupations in which a person may think fit to employ
his leisure; nor does it hold good, in the smallest degree, for legal
restrictions on amusements. It is true that the amusement of some is
the day's work of others; but the pleasure, not to say the useful recreation,
of many, is worth the labor of a few, provided the occupation is freely
chosen, and can be freely resigned. The operatives are perfectly right
in thinking that if all worked on Sunday, seven days' work would have
to be given for six days' wages: but so long as the great mass of employments
are suspended, the small number who for the enjoyment of others must
still work, obtain a proportional increase of earnings; and they are
not obliged to follow those occupations, if they prefer leisure to emolument.
If a further remedy is sought, it might be found in the establishment
by custom of a holiday on some other day of the week for those particular
classes of persons. The only ground, therefore, on which restrictions
on Sunday amusements can be defended, must be that they are religiously
wrong; a motive of legislation which never can be too earnestly protested
against. "Deorum injuriae Diis curae." It remains to be proved
that society or any of its officers holds a commission from on high
to avenge any supposed offence to Omnipotence, which is not also a wrong
to our fellow-creatures. The notion that it is one man's duty that another
should be religious, was the foundation of all the religious persecutions
ever perpetrated, and if admitted, would fully justify them. Though
the feeling which breaks out in the repeated attempts to stop railway
travelling on Sunday, in the resistance to the opening of Museums, and
the like, has not the cruelty of the old persecutors, the state of mind
indicated by it is fundamentally the same. It IS a determination not
to tolerate others in doing what is permitted by their religion, because
it is not permitted by the persecutor's religion. It is a belief that
God not only abominates the act of the misbeliever, but will not hold
us guiltless if we leave him unmolested.
I cannot
refrain from adding to these examples of the little account commonly
made of human liberty, the language of downright persecution which breaks
out from the press of this country, whenever it feels called on to notice
the remarkable phenomenon of Mormonism. Much might be said on the unexpected
and instructive fact, that an alleged new revelation, and a religion,
founded on it, the product of palpable imposture, not even supported
by the prestige of extraordinary qualities in its founder, is believed
by hundreds of thousands, and has been made the foundation of a society,
in the age of newspapers, railways, and the electric telegraph. What
here concerns us is, that this religion, like other and better religions,
has its martyrs; that its prophet and founder was, for his teaching,
put to death by a mob; that others of its adherents lost their lives
by the same lawless violence; that they were forcibly expelled, in a
body, from the country in which they first grew up; while, now that
they have been chased into a solitary recess in the midst of a desert,
many in this country openly declare that it would be right (only that
it is not convenient) to send an expedition against them, and compel
them by force to conform to the opinions of other people. The article
of the Mormonite doctrine which is the chief provocative to the antipathy
which thus breaks through the ordinary restraints of religious tolerance,
is its sanction of polygamy; which, though permitted to Mahomedans,
and Hindoos, and Chinese, seems to excite unquenchable animosity when
practised by persons who speak English, and profess to be a kind of
Christians. No one has a deeper disapprobation than I have of this Mormon
institution; both for other reasons, and because, far from being in
any way countenanced by the principle of liberty, it is a direct infraction
of that principle, being a mere riveting of the chains of one half of
the community, and an emancipation of the other from reciprocity of
obligation towards them. Still, it must be remembered that this relation
is as much voluntary on the part of the women concerned in it, and who
may be deemed the sufferers by it, as is the case with any other form
of the marriage institution; and however surprising this fact may appear,
it has its explanation in the common ideas and customs of the world,
which teaching women to think marriage the one thing needful, make it
intelligible that many a woman should prefer being one of several wives,
to not being a wife at all. Other countries are not asked to recognize
such unions, or release any portion of their inhabitants from their
own laws on the score of Mormonite opinions. But when the dissentients
have conceded to the hostile sentiments of others, far more than could
justly be demanded; when they have left the countries to which their
doctrines were unacceptable, and established themselves in a remote
corner of the earth, which they have been the first to render habitable
to human beings; it is difficult to see on what principles but those
of tyranny they can be prevented from living there under what laws they
please, provided they commit no aggression on other nations, and allow
perfect freedom of departure to those who are dissatisfied with their
ways. A recent writer, in some respects of considerable merit, proposes
(to use his own words,) not a crusade, but a civilizade, against this
polygamous community, to put an end to what seems to him a retrograde
step in civilization. It also appears so to me, but I am not aware that
any community has a right to force another to be civilized. So long
as the sufferers by the bad law do not invoke assistance from other
communities, I cannot admit that persons entirely unconnected with them
ought to step in and require that a condition of things with which all
who are directly interested appear to be satisfied, should be put an
end to because it is a scandal to persons some thousands of miles distant,
who have no part or concern in it. Let them send missionaries, if they
please, to preach against it; and let them, by any fair means, (of which
silencing the teachers is not one,) oppose the progress of similar doctrines
among their own people. If civilization has got the better of barbarism
when barbarism had the world to itself, it is too much to profess to
be afraid lest barbarism, after having been fairly got under, should
revive and conquer civilization. A civilization that can thus succumb
to its vanquished enemy must first have become so degenerate, that neither
its appointed priests and teachers, nor anybody else, has the capacity,
or will take the trouble, to stand up for it. If this be so, the sooner
such a civilization receives notice to quit, the better. It can only
go on from bad to worse, until destroyed and regenerated (like the Western
Empire) by energetic barbarians.
[1] The
case of the Bombay Parsees is a curious instance in point. When this
industrious and enterprising tribe, the descendants of the Persian fire-worshippers,
flying from their native country before the Caliphs, arrived in Western
India, they were admitted to toleration by the Hindoo sovereigns, on
condition of not eating beef. When those regions afterwards fell under
the dominion of Mahomedan conquerors, the Parsees obtained from them
a continuance of indulgence, on condition of refraining from pork. What
was at first obedience to authority became a second nature, and the
Parsees to this day abstain both from beef and pork. Though not required
by their religion, the double abstinence has had time to grow into a
custom of their tribe; and custom, in the East, is a religion.
CHAPTER
V
APPLICATIONS
THE principles
asserted in these pages must be more generally admitted as the basis
for discussion of details, before a consistent application of them to
all the various departments of government and morals can be attempted
with any prospect of advantage. The few observations I propose to make
on questions of detail, are designed to illustrate the principles, rather
than to follow them out to their consequences. I offer, not so much
applications, as specimens of application; which may serve to bring
into greater clearness the meaning and limits of the two maxims which
together form the entire doctrine of this Essay and to assist the judgment
in holding the balance between them, in the cases where it appears doubtful
which of them is applicable to the case.
The maxims
are, first, that the individual is not accountable to society for his
actions, in so far as these concern the interests of no person but himself.
Advice, instruction, persuasion, and avoidance by other people, if thought
necessary by them for their own good, are the only measures by which
society can justifiably express its dislike or disapprobation of his
conduct. Secondly, that for such actions as are prejudicial to the interests
of others, the individual is accountable, and may be subjected either
to social or to legal punishments, if society is of opinion that the
one or the other is requisite for its protection.
In the
first place, it must by no means be supposed, because damage, or probability
of damage, to the interests of others, can alone justify the interference
of society, that therefore it always does justify such interference.
In many cases, an individual, in pursuing a legitimate object, necessarily
and therefore legitimately causes pain or loss to others, or intercepts
a good which they had a reasonable hope of obtaining. Such oppositions
of interest between individuals often arise from bad social institutions,
but are unavoidable while those institutions last; and some would be
unavoidable under any institutions. Whoever succeeds in an overcrowded
profession, or in a competitive examination; whoever is preferred to
another in any contest for an object which both desire, reaps benefit
from the loss of others, from their wasted exertion and their disappointment.
But it is, by common admission, better for the general interest of mankind,
that persons should pursue their objects undeterred by this sort of
consequences. In other words, society admits no right, either legal
or moral, in the disappointed competitors, to immunity from this kind
of suffering; and feels called on to interfere, only when means of success
have been employed which it is contrary to the general interest to permit
— namely, fraud or treachery, and force.
Again,
trade is a social act. Whoever undertakes to sell any description of
goods to the public, does what affects the interest of other persons,
and of society in general; and thus his conduct, in principle, comes
within the jurisdiction of society: accordingly, it was once held to
be the duty of governments, in all cases which were considered of importance,
to fix prices, and regulate the processes of manufacture. But it is
now recognized, though not till after a long struggle, that both the
cheapness and the good quality of commodities are most effectually provided
for by leaving the producers and sellers perfectly free, under the sole
check of equal freedom to the buyers for supplying themselves elsewhere.
This is the so-called doctrine of Free Trade, which rests on grounds
different from, though equally solid with, the principle of individual
liberty asserted in this Essay. Restrictions on trade, or on production
for purposes of trade, are indeed restraints; and all restraint, qua
restraint, is an evil: but the restraints in question affect only that
part of conduct which society is competent to restrain, and are wrong
solely because they do not really produce the results which it is desired
to produce by them. As the principle of individual liberty is not involved
in the doctrine of Free Trade so neither is it in most of the questions
which arise respecting the limits of that doctrine: as for example,
what amount of public control is admissible for the prevention of fraud
by adulteration; how far sanitary precautions, or arrangements to protect
work-people employed in dangerous occupations, should be enforced on
employers. Such questions involve considerations of liberty, only in
so far as leaving people to themselves is always better, caeteris paribus,
than controlling them: but that they may be legitimately controlled
for these ends, is in principle undeniable. On the other hand, there
are questions relating to interference with trade which are essentially
questions of liberty; such as the Maine Law, already touched upon; the
prohibition of the importation of opium into China; the restriction
of the sale of poisons; all cases, in short, where the object of the
interference is to make it impossible or difficult to obtain a particular
commodity. These interferences are objectionable, not as infringements
on the liberty of the producer or seller, but on that of the buyer.
One of
these examples, that of the sale of poisons, opens a new question; the
proper limits of what may be called the functions of police; how far
liberty may legitimately be invaded for the prevention of crime, or
of accident. It is one of the undisputed functions of government to
take precautions against crime before it has been committed, as well
as to detect and punish it afterwards. The preventive function of government,
however, is far more liable to be abused, to the prejudice of liberty,
than the punitory function; for there is hardly any part of the legitimate
freedom of action of a human being which would not admit of being represented,
and fairly too, as increasing the facilities for some form or other
of delinquency. Nevertheless, if a public authority, or even a private
person, sees any one evidently preparing to commit a crime, they are
not bound to look on inactive until the crime is committed, but may
interfere to prevent it. If poisons were never bought or used for any
purpose except the commission of murder, it would be right to prohibit
their manufacture and sale. They may, however, be wanted not only for
innocent but for useful purposes, and restrictions cannot be imposed
in the one case without operating in the other. Again, it is a proper
office of public authority to guard against accidents. If either a public
officer or any one else saw a person attempting to cross a bridge which
had been ascertained to be unsafe, and there were no time to warn him
of his danger, they might seize him and turn him back without any real
infringement of his liberty; for liberty consists in doing what one
desires, and he does not desire to fall into the river. Nevertheless,
when there is not a certainty, but only a danger of mischief, no one
but the person himself can judge of the sufficiency of the motive which
may prompt him to incur the risk: in this case, therefore, (unless he
is a child, or delirious, or in some state of excitement or absorption
incompatible with the full use of the reflecting faculty,) he ought,
I conceive, to be only warned of the danger; not forcibly prevented
from exposing himself to it. Similar considerations, applied to such
a question as the sale of poisons, may enable us to decide which among
the possible modes of regulation are or are not contrary to principle.
Such a precaution, for example, as that of labelling the drug with some
word expressive of its dangerous character, may be enforced without
violation of liberty: the buyer cannot wish not to know that the thing
he possesses has poisonous qualities. But to require in all cases the
certificate of a medical practitioner, would make it sometimes impossible,
always expensive, to obtain the article for legitimate uses. The only
mode apparent to me, in which difficulties may be thrown in the way
of crime committed through this means, without any infringement, worth
taking into account, Upon the liberty of those who desire the poisonous
substance for other purposes, consists in providing what, in the apt
language of Bentham, is called "preappointed evidence." This
provision is familiar to every one in the case of contracts. It is usual
and right that the law, when a contract is entered into, should require
as the condition of its enforcing performance, that certain formalities
should be observed, such as signatures, attestation of witnesses, and
the like, in order that in case of subsequent dispute, there may be
evidence to prove that the contract was really entered into, and that
there was nothing in the circumstances to render it legally invalid:
the effect being, to throw great obstacles in the way of fictitious
contracts, or contracts made in circumstances which, if known, would
destroy their validity. Precautions of a similar nature might be enforced
in the sale of articles adapted to be instruments of crime. The seller,
for example, might be required to enter in a register the exact time
of the transaction, the name and address of the buyer, the precise quality
and quantity sold; to ask the purpose for which it was wanted, and record
the answer he received. When there was no medical prescription, the
presence of some third person might be required, to bring home the fact
to the purchaser, in case there should afterwards be reason to believe
that the article had been applied to criminal purposes. Such regulations
would in general be no material impediment to obtaining the article,
but a very considerable one to making an improper use of it without
detection.
The right
inherent in society, to ward off crimes against itself by antecedent
precautions, suggests the obvious limitations to the maxim, that purely
self-regarding misconduct cannot properly be meddled with in the way
of prevention or punishment. Drunkennesses, for example, in ordinary
cases, is not a fit subject for legislative interference; but I should
deem it perfectly legitimate that a person, who had once been convicted
of any act of violence to others under the influence of drink, should
be placed under a special legal restriction, personal to himself; that
if he were afterwards found drunk, he should be liable to a penalty,
and that if when in that state he committed another offence, the punishment
to which he would be liable for that other offence should be increased
in severity. The making himself drunk, in a person whom drunkenness
excites to do harm to others, is a crime against others. So, again,
idleness, except in a person receiving support from the public, or except
when it constitutes a breach of contract, cannot without tyranny be
made a subject of legal punishment; but if either from idleness or from
any other avoidable cause, a man fails to perform his legal duties to
others, as for instance to support his children, it is no tyranny to
force him to fulfil that obligation, by compulsory labor, if no other
means are available.
Again,
there are many acts which, being directly injurious only to the agents
themselves, ought not to be legally interdicted, but which, if done
publicly, are a violation of good manners, and coming thus within the
category of offences against others, may rightfully be prohibited. Of
this kind are offences against decency; on which it is unnecessary to
dwell, the rather as they are only connected indirectly with our subject,
the objection to publicity being equally strong in the case of many
actions not in themselves condemnable, nor supposed to be so.
There is
another question to which an answer must be found, consistent with the
principles which have been laid down. In cases of personal conduct supposed
to be blameable, but which respect for liberty precludes society from
preventing or punishing, because the evil directly resulting falls wholly
on the agent; what the agent is free to do, ought other persons to be
equally free to counsel or instigate? This question is not free from
difficulty. The case of a person who solicits another to do an act,
is not strictly a case of self-regarding conduct. To give advice or
offer inducements to any one, is a social act, and may therefore, like
actions in general which affect others, be supposed amenable to social
control. But a little reflection corrects the first impression, by showing
that if the case is not strictly within the definition of individual
liberty, yet the reasons on which the principle of individual liberty
is grounded, are applicable to it. If people must be allowed, in whatever
concerns only themselves, to act as seems best to themselves at their
own peril, they must equally be free to consult with one another about
what is fit to be so done; to exchange opinions, and give and receive
suggestions. Whatever it is permitted to do, it must be permitted to
advise to do. The question is doubtful, only when the instigator derives
a personal benefit from his advice; when he makes it his occupation,
for subsistence, or pecuniary gain, to promote what society and the
State consider to be an evil. Then, indeed, a new element of complication
is introduced; namely, the existence of classes of persons with an interest
opposed to what is considered as the public weal, and whose mode of
living is grounded on the counteraction of it. Ought this to be interfered
with, or not? Fornication, for example, must be tolerated, and so must
gambling; but should a person be free to be a pimp, or to keep a gambling-house?
The case is one of those which lie on the exact boundary line between
two principles, and it is not at once apparent to which of the two it
properly belongs. There are arguments on both sides. On the side of
toleration it may be said, that the fact of following anything as an
occupation, and living or profiting by the practice of it, cannot make
that criminal which would otherwise be admissible; that the act should
either be consistently permitted or consistently prohibited; that if
the principles which we have hitherto defended are true, society has
no business, as society, to decide anything to be wrong which concerns
only the individual; that it cannot go beyond dissuasion, and that one
person should be as free to persuade, as another to dissuade. In opposition
to this it may be contended, that although the public, or the State,
are not warranted in authoritatively deciding, for purposes of repression
or punishment, that such or such conduct affecting only the interests
of the individual is good or bad, they are fully justified in assuming,
if they regard it as bad, that its being so or not is at least a disputable
question: That, this being supposed, they cannot be acting wrongly in
endeavoring to exclude the influence of solicitations which are not
disinterested, of instigators who cannot possibly be impartial —
who have a direct personal interest on one side, and that side the one
which the State believes to be wrong, and who confessedly promote it
for personal objects only. There can surely, it may be urged, be nothing
lost, no sacrifice of good, by so ordering matters that persons shall
make their election, either wisely or foolishly, on their own prompting,
as free as possible from the arts of persons who stimulate their inclinations
for interested purposes of their own. Thus (it may be said) though the
statutes respecting unlawful games are utterly indefensible —
though all persons should be free to gamble in their own or each other's
houses, or in any place of meeting established by their own subscriptions,
and open only to the members and their visitors — yet public gambling-houses
should not be permitted. It is true that the prohibition is never effectual,
and that whatever amount of tyrannical power is given to the police,
gambling-houses can always be maintained under other pretences; but
they may be compelled to conduct their operations with a certain degree
of secrecy and mystery, so that nobody knows anything about them but
those who seek them; and more than this society ought not to aim at.
There is considerable force in these arguments. I will not venture to
decide whether they are sufficient to justify the moral anomaly of punishing
the accessary, when the principal is (and must be) allowed to go free;
of fining or imprisoning the procurer, but not the fornicator, the gambling-house
keeper, but not the gambler. Still less ought the common operations
of buying and selling to be interfered with on analogous grounds. Almost
every article which is bought and sold may be used in excess, and the
sellers have a pecuniary interest in encouraging that excess; but no
argument can be founded on this, in favor, for instance, of the Maine
Law; because the class of dealers in strong drinks, though interested
in their abuse, are indispensably required for the sake of their legitimate
use. The interest, however, of these dealers in promoting intemperance
is a real evil, and justifies the State in imposing restrictions and
requiring guarantees, which but for that justification would be infringements
of legitimate liberty.
A further
question is, whether the State while it permits, should nevertheless
indirectly discourage conduct which it deems contrary to the best interests
of the agent; whether, for example, it should take measures to render
the means of drunkenness more costly, or add to the difficulty of procuring
them, by limiting the number of the places of sale. On this as on most
other practical questions, many distinctions require to be made. To
tax stimulants for the sole purpose of making them more difficult to
be obtained, is a measure differing only in degree from their entire
prohibition; and would be justifiable only if that were justifiable.
Every increase of cost is a prohibition, to those whose means do not
come up to the augmented price; and to those who do, it is a penalty
laid on them for gratifying a particular taste. Their choice of pleasures,
and their mode of expending their income, after satisfying their legal
and moral obligations to the State and to individuals, are their own
concern, and must rest with their own judgment. These considerations
may seem at first sight to condemn the selection of stimulants as special
subjects of taxation for purposes of revenue. But it must be remembered
that taxation for fiscal purposes is absolutely inevitable; that in
most countries it is necessary that a considerable part of that taxation
should be indirect; that the State, therefore, cannot help imposing
penalties, which to some persons may be prohibitory, on the use of some
articles of consumption. It is hence the duty of the State to consider,
in the imposition of taxes, what commodities the consumers can best
spare; and a fortiori, to select in preference those of which it deems
the use, beyond a very moderate quantity, to be positively injurious.
Taxation, therefore, of stimulants, up to the point which produces the
largest amount of revenue (supposing that the State needs all the revenue
which it yields) is not only admissible, but to be approved of.
The question
of making the sale of these commodities a more or less exclusive privilege,
must be answered differently, according to the purposes to which the
restriction is intended to be subservient. All places of public resort
require the restraint of a police, and places of this kind peculiarly,
because offences against society are especially apt to originate there.
It is, therefore, fit to confine the power of selling these commodities
(at least for consumption on the spot) to persons of known or vouched-for
respectability of conduct; to make such regulations respecting hours
of opening and closing as may be requisite for public surveillance,
and to withdraw the license if breaches of the peace repeatedly take
place through the connivance or incapacity of the keeper of the house,
or if it becomes a rendezvous for concocting and preparing offences
against the law. Any further restriction I do not conceive to be, in
principle, justifiable. The limitation in number, for instance, of beer
and spirit-houses, for the express purpose of rendering them more difficult
of access, and diminishing the occasions of temptation, not only exposes
all to an inconvenience because there are some by whom the facility
would be abused, but is suited only to a state of society in which the
laboring classes are avowedly treated as children or savages, and placed
under an education of restraint, to fit them for future admission to
the privileges of freedom. This is not the principle on which the laboring
classes are professedly governed in any free country; and no person
who sets due value on freedom will give his adhesion to their being
so governed, unless after all efforts have been exhausted to educate
them for freedom and govern them as freemen, and it has been definitively
proved that they can only be governed as children. The bare statement
of the alternative shows the absurdity of supposing that such efforts
have been made in any case which needs be considered here. It is only
because the institutions of this country are a mass of inconsistencies,
that things find admittance into our practice which belong to the system
of despotic, or what is called paternal, government, while the general
freedom of our institutions precludes the exercise of the amount of
control necessary to render the restraint of any real efficacy as a
moral education.
It was
pointed out in an early part of this Essay, that the liberty of the
individual, in things wherein the individual is alone concerned, implies
a corresponding liberty in any number of individuals to regulate by
mutual agreement such things as regard them jointly, and regard no persons
but themselves. This question presents no difficulty, so long as the
will of all the persons implicated remains unaltered; but since that
will may change, it is often necessary, even in things in which they
alone are concerned, that they should enter into engagements with one
another; and when they do, it is fit, as a general rule, that those
engagements should be kept. Yet in the laws probably, of every country,
this general rule has some exceptions. Not only persons are not held
to engagements which violate the rights of third parties, but it is
sometimes considered a sufficient reason for releasing them from an
engagement, that it is injurious to themselves. In this and most other
civilized countries, for example, an engagement by which a person should
sell himself, or allow himself to be sold, as a slave, would be null
and void; neither enforced by law nor by opinion. The ground for thus
limiting his power of voluntarily disposing of his own lot in life,
is apparent, and is very clearly seen in this extreme case. The reason
for not interfering, unless for the sake of others, with a person's
voluntary acts, is consideration for his liberty. His voluntary choice
is evidence that what he so chooses is desirable, or at the least endurable,
to him, and his good is on the whole best provided for by allowing him
to take his own means of pursuing it. But by selling himself for a slave,
he abdicates his liberty; he foregoes any future use of it, beyond that
single act. He therefore defeats, in his own case, the very purpose
which is the justification of allowing him to dispose of himself. He
is no longer free; but is thenceforth in a position which has no longer
the presumption in its favor, that would be afforded by his voluntarily
remaining in it. The principle of freedom cannot require that he should
be free not to be free. It is not freedom, to be allowed to alienate
his freedom. These reasons, the force of which is so conspicuous in
this peculiar case, are evidently of far wider application; yet a limit
is everywhere set to them by the necessities of life, which continually
require, not indeed that we should resign our freedom, but that we should
consent to this and the other limitation of it. The principle, however,
which demands uncontrolled freedom of action in all that concerns only
the agents themselves, requires that those who have become bound to
one another, in things which concern no third party, should be able
to release one another from the engagement: and even without such voluntary
release, there are perhaps no contracts or engagements, except those
that relate to money or money's worth, of which one can venture to say
that there ought to be no liberty whatever of retractation. Baron Wilhelm
von Humboldt, in the excellent Essay from which I have already quoted,
states it as his conviction, that engagements which involve personal
relations or services, should never be legally binding beyond a limited
duration of time; and that the most important of these engagements,
marriage, having the peculiarity that its objects are frustrated unless
the feelings of both the parties are in harmony with it, should require
nothing more than the declared will of either party to dissolve it.
This subject is too important, and too complicated, to be discussed
in a parenthesis, and I touch on it only so far as is necessary for
purposes of illustration. If the conciseness and generality of Baron
Humboldt's dissertation had not obliged him in this instance to content
himself with enunciating his conclusion without discussing the premises,
he would doubtless have recognized that the question cannot be decided
on grounds so simple as those to which he confines himself. When a person,
either by express promise or by conduct, has encouraged another to rely
upon his continuing to act in a certain way — to build expectations
and calculations, and stake any part of his plan of life upon that supposition,
a new series of moral obligations arises on his part towards that person,
which may possibly be overruled, but can not be ignored. And again,
if the relation between two contracting parties has been followed by
consequences to others; if it has placed third parties in any peculiar
position, or, as in the case of marriage, has even called third parties
into existence, obligations arise on the part of both the contracting
parties towards those third persons, the fulfilment of which, or at
all events, the mode of fulfilment, must be greatly affected by the
continuance or disruption of the relation between the original parties
to the contract. It does not follow, nor can I admit, that these obligations
extend to requiring the fulfilment of the contract at all costs to the
happiness of the reluctant party; but they are a necessary element in
the question; and even if, as Von Humboldt maintains, they ought to
make no difference in the legal freedom of the parties to release themselves
from the engagement (and I also hold that they ought not to make much
difference), they necessarily make a great difference in the moral freedom.
A person is bound to take all these circumstances into account, before
resolving on a step which may affect such important interests of others;
and if he does not allow proper weight to those interests, he is morally
responsible for the wrong. I have made these obvious remarks for the
better illustration of the general principle of liberty, and not because
they are at all needed on the particular question, which, on the contrary,
is usually discussed as if the interest of children was everything,
and that of grown persons nothing.
I have
already observed that, owing to the absence of any recognized general
principles, liberty is often granted where it should be withheld, as
well as withheld where it should be granted; and one of the cases in
which, in the modern European world, the sentiment of liberty is the
strongest, is a case where, in my view, it is altogether misplaced.
A person should be free to do as he likes in his own concerns; but he
ought not to be free to do as he likes in acting for another under the
pretext that the affairs of another are his own affairs. The State,
while it respects the liberty of each in what specially regards himself,
is bound to maintain a vigilant control over his exercise of any power
which it allows him to possess over others. This obligation is almost
entirely disregarded in the case of the family relations, a case, in
its direct influence on human happiness, more important than all the
others taken together. The almost despotic power of husbands over wives
needs not be enlarged upon here, because nothing more is needed for
the complete removal of the evil, than that wives should have the same
rights, and should receive the protection of law in the same manner,
as all other persons; and because, on this subject, the defenders of
established injustice do not avail themselves of the plea of liberty,
but stand forth openly as the champions of power. It is in the case
of children, that misapplied notions of liberty are a real obstacle
to the fulfilment by the State of its duties. One would almost think
that a man's children were supposed to be literally, and not metaphorically,
a part of himself, so jealous is opinion of the smallest interference
of law with his absolute and exclusive control over them; more jealous
than of almost any interference with his own freedom of action: so much
less do the generality of mankind value liberty than power. Consider,
for example, the case of education. Is it not almost a self-evident
axiom, that the State should require and compel the education, up to
a certain standard, of every human being who is born its citizen? Yet
who is there that is not afraid to recognize and assert this truth?
Hardly any one indeed will deny that it is one of the most sacred duties
of the parents (or, as law and usage now stand, the father), after summoning
a human being into the world, to give to that being an education fitting
him to perform his part well in life towards others and towards himself.
But while this is unanimously declared to be the father's duty, scarcely
anybody, in this country, will bear to hear of obliging him to perform
it. Instead of his being required to make any exertion or sacrifice
for securing education to the child, it is left to his choice to accept
it or not when it is provided gratis! It still remains unrecognized,
that to bring a child into existence without a fair prospect of being
able, not only to provide food for its body, but instruction and training
for its mind, is a moral crime, both against the unfortunate offspring
and against society; and that if the parent does not fulfil this obligation,
the State ought to see it fulfilled, at the charge, as far as possible,
of the parent.
Were the
duty of enforcing universal education once admitted, there would be
an end to the difficulties about what the State should teach, and how
it should teach, which now convert the subject into a mere battle-field
for sects and parties, causing the time and labor which should have
been spent in educating, to be wasted in quarrelling about education.
If the government would make up its mind to require for every child
a good education, it might save itself the trouble of providing one.
It might leave to parents to obtain the education where and how they
pleased, and content itself with helping to pay the school fees of the
poorer classes of children, and defraying the entire school expenses
of those who have no one else to pay for them. The objections which
are urged with reason against State education, do not apply to the enforcement
of education by the State, but to the State's taking upon itself to
direct that education: which is a totally different thing. That the
whole or any large part of the education of the people should be in
State hands, I go as far as any one in deprecating. All that has been
said of the importance of individuality of character, and diversity
in opinions and modes of conduct, involves, as of the same unspeakable
importance, diversity of education. A general State education is a mere
contrivance for moulding people to be exactly like one another: and
as the mould in which it casts them is that which pleases the predominant
power in the government, whether this be a monarch, a priesthood, an
aristocracy, or the majority of the existing generation, in proportion
as it is efficient and successful, it establishes a despotism over the
mind, leading by natural tendency to one over the body. An education
established and controlled by the State, should only exist, if it exist
at all, as one among many competing experiments, carried on for the
purpose of example and stimulus, to keep the others up to a certain
standard of excellence. Unless, indeed, when society in general is in
so backward a state that it could not or would not provide for itself
any proper institutions of education, unless the government undertook
the task; then, indeed, the government may, as the less of two great
evils, take upon itself the business of schools and universities, as
it may that of joint-stock companies, when private enterprise, in a
shape fitted for undertaking great works of industry does not exist
in the country. But in general, if the country contains a sufficient
number of persons qualified to provide education under government auspices,
the same persons would be able and willing to give an equally good education
on the voluntary principle, under the assurance of remuneration afforded
by a law rendering education compulsory, combined with State aid to
those unable to defray the expense.
The instrument
for enforcing the law could be no other than public examinations, extending
to all children, and beginning at an early age. An age might be fixed
at which every child must be examined, to ascertain if he (or she) is
able to read. If a child proves unable, the father, unless he has some
sufficient ground of excuse, might be subjected to a moderate fine,
to be worked out, if necessary, by his labor, and the child might be
put to school at his expense. Once in every year the examination should
be renewed, with a gradually extending range of subjects, so as to make
the universal acquisition, and what is more, retention, of a certain
minimum of general knowledge, virtually compulsory. Beyond that minimum,
there should be voluntary examinations on all subjects, at which all
who come up to a certain standard of proficiency might claim a certificate.
To prevent the State from exercising through these arrangements, an
improper influence over opinion, the knowledge required for passing
an examination (beyond the merely instrumental parts of knowledge, such
as languages and their use) should, even in the higher class of examinations,
be confined to facts and positive science exclusively. The examinations
on religion, politics, or other disputed topics, shouLd not turn on
the truth or falsehood of opinions, but on the matter of fact that such
and such an opinion is held, on such grounds, by such authors, or schools,
or churches. Under this system, the rising generation would be no worse
off in regard to all disputed truths, than they are at present; they
would be brought up either churchmen or dissenters as they now are,
the State merely taking care that they should be instructed churchmen,
or instructed dissenters. There would be nothing to hinder them from
being taught religion, if their parents chose, at the same schools where
they were taught other things. All attempts by the State to bias the
conclusions of its citizens on disputed subjects, are evil; but it may
very properly offer to ascertain and certify that a person possesses
the knowledge requisite to make his conclusions, on any given subject,
worth attending to. A student of philosophy would be the better for
being able to stand an examination both in Locke and in Kant, whichever
of the two he takes up with, or even if with neither: and there is no
reasonable objection to examining an atheist in the evidences of Christianity,
provided he is not required to profess a belief in them. The examinations,
however, in the higher branches of knowledge should, I conceive, be
entirely voluntary. It would be giving too dangerous a power to governments,
were they allowed to exclude any one from professions, even from the
profession of teacher, for alleged deficiency of qualifications: and
I think, with Wilhelm von Humboldt, that degrees, or other public certificates
of scientific or professional acquirements, should be given to all who
present themselves for examination, and stand the test; but that such
certificates should confer no advantage over competitors, other than
the weight which may be attached to their testimony by public opinion.
It is not
in the matter of education only that misplaced notions of liberty prevent
moral obligations on the part of parents from being recognized, and
legal obligations from being imposed, where there are the strongest
grounds for the former always, and in many cases for the latter also.
The fact itself, of causing the existence of a human being, is one of
the most responsible actions in the range of human life. To undertake
this responsibility — to bestow a life which may be either a curse
or a blessing — unless the being on whom it is to be bestowed
will have at least the ordinary chances of a desirable existence, is
a crime against that being. And in a country either over-peopled or
threatened with being so, to produce children, beyond a very small number,
with the effect of reducing the reward of labor by their competition,
is a serious offence against all who live by the remuneration of their
labor. The laws which, in many countries on the Continent, forbid marriage
unless the parties can show that they have the means of supporting a
family, do not exceed the legitimate powers of the State: and whether
such laws be expedient or not (a question mainly dependent on local
circumstances and feelings), they are not objectionable as violations
of liberty. Such laws are interferences of the State to prohibit a mischievous
act — an act injurious to others, which ought to be a subject
of reprobation, and social stigma, even when it is not deemed expedient
to superadd legal punishment. Yet the current ideas of liberty, which
bend so easily to real infringements of the freedom of the individual,
in things which concern only himself, would repel the attempt to put
any restraint upon his inclinations when the consequence of their indulgence
is a life, or lives, of wretchedness and depravity to the offspring,
with manifold evils to those sufficiently within reach to be in any
way affected by their actions. When we compare the strange respect of
mankind for liberty, with their strange want of respect for it, we might
imagine that a man had an indispensable right to do harm to others,
and no right at all to please himself without giving pain to any one.
I have
reserved for the last place a large class of questions respecting the
limits of government interference, which, though closely connected with
the subject of this Essay, do not, in strictness, belong to it. These
are cases in which the reasons against interference do not turn upon
the principle of liberty: the question is not about restraining the
actions of individuals, but about helping them: it is asked whether
the government should do, or cause to be done, something for their benefit,
instead of leaving it to be done by themselves, individually, or in
voluntary combination.
The objections
to government interference, when it is not such as to involve infringement
of liberty, may be of three kinds.
The first
is, when the thing to be done is likely to be better done by individuals
than by the government. Speaking generally, there is no one so fit to
conduct any business, or to determine how or by whom it shall be conducted,
as those who are personally interested in it. This principle condemns
the interferences, once so common, of the legislature, or the officers
of government, with the ordinary processes of industry. But this part
of the subject has been sufficiently enlarged upon by political economists,
and is not particularly related to the principles of this Essay.
The second
objection is more nearly allied to our subject. In many cases, though
individuals may not do the particular thing so well, on the average,
as the officers of government, it is nevertheless desirable that it
should be done by them, rather than by the government, as a means to
their own mental education — a mode of strengthening their active
faculties, exercising their judgment, and giving them a familiar knowledge
of the subjects with which they are thus left to deal. This is a principal,
though not the sole, recommendation of jury trial (in cases not political);
of free and popular local and municipal institutions; of the conduct
of industrial and philanthropic enterprises by voluntary associations.
These are not questions of liberty, and are connected with that subject
only by remote tendencies; but they are questions of development. It
belongs to a different occasion from the present to dwell on these things
as parts of national education; as being, in truth, the peculiar training
of a citizen, the practical part of the political education of a free
people, taking them out of the narrow circle of personal and family
selfishness, and accustoming them to the comprehension of joint interests,
the management of joint concerns — habituating them to act from
public or semi-public motives, and guide their conduct by aims which
unite instead of isolating them from one another. Without these habits
and powers, a free constitution can neither be worked nor preserved,
as is exemplified by the too-often transitory nature of political freedom
in countries where it does not rest upon a sufficient basis of local
liberties. The management of purely local business by the localities,
and of the great enterprises of industry by the union of those who voluntarily
supply the pecuniary means, is further recommended by all the advantages
which have been set forth in this Essay as belonging to individuality
of development, and diversity of modes of action. Government operations
tend to be everywhere alike. With individuals and voluntary associations,
on the contrary, there are varied experiments, and endless diversity
of experience. What the State can usefully do, is to make itself a central
depository, and active circulator and diffuser, of the experience resulting
from many trials. Its business is to enable each experimentalist to
benefit by the experiments of others, instead of tolerating no experiments
but its own.
The third,
and most cogent reason for restricting the interference of government,
is the great evil of adding unnecessarily to its power. Every function
superadded to those already exercised by the government, causes its
influence over hopes and fears to be more widely diffused, and converts,
more and more, the active and ambitious part of the public into hangers-on
of the government, or of some party which aims at becoming the government.
If the roads, the railways, the banks, the insurance offices, the great
joint-stock companies, the universities, and the public charities, were
all of them branches of the government; if, in addition, the municipal
corporations and local boards, with all that now devolves on them, became
departments of the central administration; if the employes of all these
different enterprises were appointed and paid by the government, and
looked to the government for every rise in life; not all the freedom
of the press and popular constitution of the legislature would make
this or any other country free otherwise than in name. And the evil
would be greater, the more efficiently and scientifically the administrative
machinery was constructed — the more skilful the arrangements
for obtaining the best qualified hands and heads with which to work
it. In England it has of late been proposed that all the members of
the civil service of government should be selected by competitive examination,
to obtain for those employments the most intelligent and instructed
persons procurable; and much has been said and written for and against
this proposal. One of the arguments most insisted on by its opponents
is that the occupation of a permanent official servant of the State
does not hold out sufficient prospects of emolument and importance to
attract the highest talents, which will always be able to find a more
inviting career in the professions, or in the service of companies and
other public bodies. One would not have been surprised if this argument
had been used by the friends of the proposition, as an answer to its
principal difficulty. Coming from the opponents it is strange enough.
What is urged as an objection is the safety-valve of the proposed system.
If indeed all the high talent of the country could be drawn into the
service of the government, a proposal tending to bring about that result
might well inspire uneasiness. If every part of the business of society
which required organized concert, or large and comprehensive views,
were in the hands of the government, and if government offices were
universally filled by the ablest men, all the enlarged culture and practised
intelligence in the country, except the purely speculative, would be
concentrated in a numerous bureaucracy, to whom alone the rest of the
community would look for all things: the multitude for direction and
dictation in all they had to do; the able and aspiring for personal
advancement. To be admitted into the ranks of this bureaucracy, and
when admitted, to rise therein, would be the sole objects of ambition.
Under this regime, not only is the outside public ill-qualified, for
want of practical experience, to criticize or check the mode of operation
of the bureaucracy, but even if the accidents of despotic or the natural
working of popular institutions occasionally raise to the summit a ruler
or rulers of reforming inclinations, no reform can be effected which
is contrary to the interest of the bureaucracy. Such is the melancholy
condition of the Russian empire, as is shown in the accounts of those
who have had sufficient opportunity of observation. The Czar himself
is powerless against the bureaucratic body: he can send any one of them
to Siberia, but he cannot govern without them, or against their will.
On every decree of his they have a tacit veto, by merely refraining
from carrying it into effect. In countries of more advanced civilization
and of a more insurrectionary spirit the public, accustomed to expect
everything to be done for them by the State, or at least to do nothing
for themselves without asking from the State not only leave to do it,
but even how it is to be done, naturally hold the State responsible
for all evil which befalls them, and when the evil exceeds their amount
of patience, they rise against the government and make what is called
a revolution; whereupon somebody else, with or without legitimate authority
from the nation, vaults into the seat, issues his orders to the bureaucracy,
and everything goes on much as it did before; the bureaucracy being
unchanged, and nobody else being capable of taking their place.
A very
different spectacle is exhibited among a people accustomed to transact
their own business. In France, a large part of the people having been
engaged in military service, many of whom have held at least the rank
of noncommissioned officers, there are in every popular insurrection
several persons competent to take the lead, and improvise some tolerable
plan of action. What the French are in military affairs, the Americans
are in every kind of civil business; let them be left without a government,
every body of Americans is able to improvise one, and to carry on that
or any other public business with a sufficient amount of intelligence,
order and decision. This is what every free people ought to be: and
a people capable of this is certain to be free; it will never let itself
be enslaved by any man or body of men because these are able to seize
and pull the reins of the central administration. No bureaucracy can
hope to make such a people as this do or undergo anything that they
do not like. But where everything is done through the bureaucracy, nothing
to which the bureaucracy is really adverse can be done at all. The constitution
of such countries is an organization of the experience and practical
ability of the nation, into a disciplined body for the purpose of governing
the rest; and the more perfect that organization is in itself, the more
successful in drawing to itself and educating for itself the persons
of greatest capacity from all ranks of the community, the more complete
is the bondage of all, the members of the bureaucracy included. For
the governors are as much the slaves of their organization and discipline,
as the governed are of the governors. A Chinese mandarin is as much
the tool and creature of a despotism as the humblest cultivator. An
individual Jesuit is to the utmost degree of abasement the slave of
his order though the order itself exists for the collective power and
importance of its members.
It is not,
also, to be forgotten, that the absorption of all the principal ability
of the country into the governing body is fatal, sooner or later, to
the mental activity and progressiveness of the body itself. Banded together
as they are — working a system which, like all systems, necessarily
proceeds in a great measure by fixed rules — the official body
are under the constant temptation of sinking into indolent routine,
or, if they now and then desert that mill-horse round, of rushing into
some half-examined crudity which has struck the fancy of some leading
member of the corps: and the sole check to these closely allied, though
seemingly opposite, tendencies, the only stimulus which can keep the
ability of the body itself up to a high standard, is liability to the
watchful criticism of equal ability outside the body. It is indispensable,
therefore, that the means should exist, independently of the government,
of forming such ability, and furnishing it with the opportunities and
experience necessary for a correct judgment of great practical affairs.
If we would possess permanently a skilful and efficient body of functionaries
— above all, a body able to originate and willing to adopt improvements;
if we would not have our bureaucracy degenerate into a pedantocracy,
this body must not engross all the occupations which form and cultivate
the faculties required for the government of mankind.
To determine
the point at which evils, so formidable to human freedom and advancement
begin, or rather at which they begin to predominate over the benefits
attending the collective application of the force of society, under
its recognized chiefs, for the removal of the obstacles which stand
in the way of its well-being, to secure as much of the advantages of
centralized power and intelligence, as can be had without turning into
governmental channels too great a proportion of the general activity,
is one of the most difficult and complicated questions in the art of
government. It is, in a great measure, a question of detail, in which
many and various considerations must be kept in view, and no absolute
rule can be laid down. But I believe that the practical principle in
which safety resides, the ideal to be kept in view, the standard by
which to test all arrangements intended for overcoming the difficulty,
may be conveyed in these words: the greatest dissemination of power
consistent with efficiency; but the greatest possible centralization
of information, and diffusion of it from the centre. Thus, in municipal
administration, there would be, as in the New England States, a very
minute division among separate officers, chosen by the localities, of
all business which is not better left to the persons directly interested;
but besides this, there would be, in each department of local affairs,
a central superintendence, forming a branch of the general government.
The organ of this superintendence would concentrate, as in a focus,
the variety of information and experience derived from the conduct of
that branch of public business in all the localities, from everything
analogous which is done in foreign countries, and from the general principles
of political science. This central organ should have a right to know
all that is done, and its special duty should be that of making the
knowledge acquired in one place available for others. Emancipated from
the petty prejudices and narrow views of a locality by its elevated
position and comprehensive sphere of observation, its advice would naturally
carry much authority; but its actual power, as a permanent institution,
should, I conceive, be limited to compelling the local officers to obey
the laws laid down for their guidance. In all things not provided for
by general rules, those officers should be left to their own judgment,
under responsibility to their constituents. For the violation of rules,
they should be responsible to law, and the rules themselves should be
laid down by the legislature; the central administrative authority only
watching over their execution, and if they were not properly carried
into effect, appealing, according to the nature of the case, to the
tribunal to enforce the law, or to the constituencies to dismiss the
functionaries who had not executed it according to its spirit. Such,
in its general conception, is the central superintendence which the
Poor Law Board is intended to exercise over the administrators of the
Poor Rate throughout the country. Whatever powers the Board exercises
beyond this limit, were right and necessary in that peculiar case, for
the cure of rooted habits of mal-administration in matters deeply affecting
not the localities merely, but the whole community; since no locality
has a moral right to make itself by mismanagement a nest of pauperism,
necessarily overflowing into other localities, and impairing the moral
and physical condition of the whole laboring community. The powers of
administrative coercion and subordinate legislation possessed by the
Poor Law Board (but which, owing to the state of opinion on the subject,
are very scantily exercised by them), though perfectly justifiable in
a case of a first-rate national interest, would be wholly out of place
in the superintendence of interests purely local. But a central organ
of information and instruction for all the localities, would be equally
valuable in all departments of administration. A government cannot have
too much of the kind of activity which does not impede, but aids and
stimulates, individual exertion and development. The mischief begins
when, instead of calling forth the activity and powers of individuals
and bodies, it substitutes its own activity for theirs; when, instead
of informing, advising, and upon occasion denouncing, it makes them
work in fetters or bids them stand aside and does their work instead
of them. The worth of a State, in the long run, is the worth of the
individuals composing it; and a State which postpones the interests
of their mental expansion and elevation, to a little more of administrative
skill or that semblance of it which practice gives, in the details of
business; a State, which dwarfs its men, in order that they may be more
docile instruments in its hands even for beneficial purposes, will find
that with small men no great thing can really be accomplished; and that
the perfection of machinery to which it has sacrificed everything, will
in the end avail it nothing, for want of the vital power which, in order
that the machine might work more smoothly, it has preferred to banish.
[End]
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