I
| II | III
| IV | V
| VI | VII
| VIII
Book Three
Part I
He who
would inquire into the essence and attributes of various kinds of governments
must first of all determine 'What is a state?' At present this is a
disputed question. Some say that the state has done a certain act; others,
no, not the state, but the oligarchy or the tyrant. And the legislator
or statesman is concerned entirely with the state; a constitution or
government being an arrangement of the inhabitants of a state. But a
state is composite, like any other whole made up of many parts; these
are the citizens, who compose it. It is evident, therefore, that we
must begin by asking, Who is the citizen, and what is the meaning of
the term? For here again there may be a difference of opinion. He who
is a citizen in a democracy will often not be a citizen in an oligarchy.
Leaving out of consideration those who have been made citizens, or who
have obtained the name of citizen any other accidental manner, we may
say, first, that a citizen is not a citizen because he lives in a certain
place, for resident aliens and slaves share in the place; nor is he
a citizen who has no legal right except that of suing and being sued;
for this right may be enjoyed under the provisions of a treaty. Nay,
resident aliens in many places do not possess even such rights completely,
for they are obliged to have a patron, so that they do but imperfectly
participate in citizenship, and we call them citizens only in a qualified
sense, as we might apply the term to children who are too young to be
on the register, or to old men who have been relieved from state duties.
Of these we do not say quite simply that they are citizens, but add
in the one case that they are not of age, and in the other, that they
are past the age, or something of that sort; the precise expression
is immaterial, for our meaning is clear. Similar difficulties to those
which I have mentioned may be raised and answered about deprived citizens
and about exiles. But the citizen whom we are seeking to define is a
citizen in the strictest sense, against whom no such exception can be
taken, and his special characteristic is that he shares in the administration
of justice, and in offices. Now of offices some are discontinuous, and
the same persons are not allowed to hold them twice, or can only hold
them after a fixed interval; others have no limit of time- for example,
the office of a dicast or ecclesiast. It may, indeed, be argued that
these are not magistrates at all, and that their functions give them
no share in the government. But surely it is ridiculous to say that
those who have the power do not govern. Let us not dwell further upon
this, which is a purely verbal question; what we want is a common term
including both dicast and ecclesiast. Let us, for the sake of distinction,
call it 'indefinite office,' and we will assume that those who share
in such office are citizens. This is the most comprehensive definition
of a citizen, and best suits all those who are generally so called.
But we
must not forget that things of which the underlying principles differ
in kind, one of them being first, another second, another third, have,
when regarded in this relation, nothing, or hardly anything, worth mentioning
in common. Now we see that governments differ in kind, and that some
of them are prior and that others are posterior; those which are faulty
or perverted are necessarily posterior to those which are perfect. (What
we mean by perversion will be hereafter explained.) The citizen then
of necessity differs under each form of government; and our definition
is best adapted to the citizen of a democracy; but not necessarily to
other states. For in some states the people are not acknowledged, nor
have they any regular assembly, but only extraordinary ones; and suits
are distributed by sections among the magistrates. At Lacedaemon, for
instance, the Ephors determine suits about contracts, which they distribute
among themselves, while the elders are judges of homicide, and other
causes are decided by other magistrates. A similar principle prevails
at Carthage; there certain magistrates decide all causes. We may, indeed,
modify our definition of the citizen so as to include these states.
In them it is the holder of a definite, not of an indefinite office,
who legislates and judges, and to some or all such holders of definite
offices is reserved the right of deliberating or judging about some
things or about all things. The conception of the citizen now begins
to clear up.
He who
has the power to take part in the deliberative or judicial administration
of any state is said by us to be a citizens of that state; and, speaking
generally, a state is a body of citizens sufficing for the purposes
of life.
Part II
But in
practice a citizen is defined to be one of whom both the parents are
citizens; others insist on going further back; say to two or three or
more ancestors. This is a short and practical definition but there are
some who raise the further question: How this third or fourth ancestor
came to be a citizen? Gorgias of Leontini, partly because he was in
a difficulty, partly in irony, said- 'Mortars are what is made by the
mortar-makers, and the citizens of Larissa are those who are made by
the magistrates; for it is their trade to make Larissaeans.' Yet the
question is really simple, for, if according to the definition just
given they shared in the government, they were citizens. This is a better
definition than the other. For the words, 'born of a father or mother
who is a citizen,' cannot possibly apply to the first inhabitants or
founders of a state.
There is
a greater difficulty in the case of those who have been made citizens
after a revolution, as by Cleisthenes at Athens after the expulsion
of the tyrants, for he enrolled in tribes many metics, both strangers
and slaves. The doubt in these cases is, not who is, but whether he
who is ought to be a citizen; and there will still be a furthering the
state, whether a certain act is or is not an act of the state; for what
ought not to be is what is false. Now, there are some who hold office,
and yet ought not to hold office, whom we describe as ruling, but ruling
unjustly. And the citizen was defined by the fact of his holding some
kind of rule or office- he who holds a judicial or legislative office
fulfills our definition of a citizen. It is evident, therefore, that
the citizens about whom the doubt has arisen must be called citizens.
Part III
Whether
they ought to be so or not is a question which is bound up with the
previous inquiry. For a parallel question is raised respecting the state,
whether a certain act is or is not an act of the state; for example,
in the transition from an oligarchy or a tyranny to a democracy. In
such cases persons refuse to fulfill their contracts or any other obligations,
on the ground that the tyrant, and not the state, contracted them; they
argue that some constitutions are established by force, and not for
the sake of the common good. But this would apply equally to democracies,
for they too may be founded on violence, and then the acts of the democracy
will be neither more nor less acts of the state in question than those
of an oligarchy or of a tyranny. This question runs up into another:
on what principle shall we ever say that the state is the same, or different?
It would be a very superficial view which considered only the place
and the inhabitants (for the soil and the population may be separated,
and some of the inhabitants may live in one place and some in another).
This, however, is not a very serious difficulty; we need only remark
that the word 'state' is ambiguous.
It is further
asked: When are men, living in the same place, to be regarded as a single
city- what is the limit? Certainly not the wall of the city, for you
might surround all Peloponnesus with a wall. Like this, we may say,
is Babylon, and every city that has the compass of a nation rather than
a city; Babylon, they say, had been taken for three days before some
part of the inhabitants became aware of the fact. This difficulty may,
however, with advantage be deferred to another occasion; the statesman
has to consider the size of the state, and whether it should consist
of more than one nation or not.
Again,
shall we say that while the race of inhabitants, as well as their place
of abode, remain the same, the city is also the same, although the citizens
are always dying and being born, as we call rivers and fountains the
same, although the water is always flowing away and coming again Or
shall we say that the generations of men, like the rivers, are the same,
but that the state changes? For, since the state is a partnership, and
is a partnership of citizens in a constitution, when the form of government
changes, and becomes different, then it may be supposed that the state
is no longer the same, just as a tragic differs from a comic chorus,
although the members of both may be identical. And in this manner we
speak of every union or composition of elements as different when the
form of their composition alters; for example, a scale containing the
same sounds is said to be different, accordingly as the Dorian or the
Phrygian mode is employed. And if this is true it is evident that the
sameness of the state consists chiefly in the sameness of the constitution,
and it may be called or not called by the same name, whether the inhabitants
are the same or entirely different. It is quite another question, whether
a state ought or ought not to fulfill engagements when the form of government
changes.
Part IV
There is
a point nearly allied to the preceding: Whether the virtue of a good
man and a good citizen is the same or not. But, before entering on this
discussion, we must certainly first obtain some general notion of the
virtue of the citizen. Like the sailor, the citizen is a member of a
community. Now, sailors have different functions, for one of them is
a rower, another a pilot, and a third a look-out man, a fourth is described
by some similar term; and while the precise definition of each individual's
virtue applies exclusively to him, there is, at the same time, a common
definition applicable to them all. For they have all of them a common
object, which is safety in navigation. Similarly, one citizen differs
from another, but the salvation of the community is the common business
of them all. This community is the constitution; the virtue of the citizen
must therefore be relative to the constitution of which he is a member.
If, then, there are many forms of government, it is evident that there
is not one single virtue of the good citizen which is perfect virtue.
But we say that the good man is he who has one single virtue which is
perfect virtue. Hence it is evident that the good citizen need not of
necessity possess the virtue which makes a good man.
The same
question may also be approached by another road, from a consideration
of the best constitution. If the state cannot be entirely composed of
good men, and yet each citizen is expected to do his own business well,
and must therefore have virtue, still inasmuch as all the citizens cannot
be alike, the virtue of the citizen and of the good man cannot coincide.
All must have the virtue of the good citizen- thus, and thus only, can
the state be perfect; but they will not have the virtue of a good man,
unless we assume that in the good state all the citizens must be good.
Again,
the state, as composed of unlikes, may be compared to the living being:
as the first elements into which a living being is resolved are soul
and body, as soul is made up of rational principle and appetite, the
family of husband and wife, property of master and slave, so of all
these, as well as other dissimilar elements, the state is composed;
and, therefore, the virtue of all the citizens cannot possibly be the
same, any more than the excellence of the leader of a chorus is the
same as that of the performer who stands by his side. I have said enough
to show why the two kinds of virtue cannot be absolutely and always
the same.
But will
there then be no case in which the virtue of the good citizen and the
virtue of the good man coincide? To this we answer that the good ruler
is a good and wise man, and that he who would be a statesman must be
a wise man. And some persons say that even the education of the ruler
should be of a special kind; for are not the children of kings instructed
in riding and military exercises? As Euripides says:
"No
subtle arts for me, but what the state requires. "
As though
there were a special education needed by a ruler. If then the virtue
of a good ruler is the same as that of a good man, and we assume further
that the subject is a citizen as well as the ruler, the virtue of the
good citizen and the virtue of the good man cannot be absolutely the
same, although in some cases they may; for the virtue of a ruler differs
from that of a citizen. It was the sense of this difference which made
Jason say that 'he felt hungry when he was not a tyrant,' meaning that
he could not endure to live in a private station. But, on the other
hand, it may be argued that men are praised for knowing both how to
rule and how to obey, and he is said to be a citizen of approved virtue
who is able to do both. Now if we suppose the virtue of a good man to
be that which rules, and the virtue of the citizen to include ruling
and obeying, it cannot be said that they are equally worthy of praise.
Since, then, it is sometimes thought that the ruler and the ruled must
learn different things and not the same, but that the citizen must know
and share in them both, the inference is obvious. There is, indeed,
the rule of a master, which is concerned with menial offices- the master
need not know how to perform these, but may employ others in the execution
of them: the other would be degrading; and by the other I mean the power
actually to do menial duties, which vary much in character and are executed
by various classes of slaves, such, for example, as handicraftsmen,
who, as their name signifies, live by the labor of their hands: under
these the mechanic is included. Hence in ancient times, and among some
nations, the working classes had no share in the government- a privilege
which they only acquired under the extreme democracy. Certainly the
good man and the statesman and the good citizen ought not to learn the
crafts of inferiors except for their own occasional use; if they habitually
practice them, there will cease to be a distinction between master and
slave.
This is
not the rule of which we are speaking; but there is a rule of another
kind, which is exercised over freemen and equals by birth -a constitutional
rule, which the ruler must learn by obeying, as he would learn the duties
of a general of cavalry by being under the orders of a general of cavalry,
or the duties of a general of infantry by being under the orders of
a general of infantry, and by having had the command of a regiment and
of a company. It has been well said that 'he who has never learned to
obey cannot be a good commander.' The two are not the same, but the
good citizen ought to be capable of both; he should know how to govern
like a freeman, and how to obey like a freeman- these are the virtues
of a citizen. And, although the temperance and justice of a ruler are
distinct from those of a subject, the virtue of a good man will include
both; for the virtue of the good man who is free and also a subject,
e.g., his justice, will not be one but will comprise distinct kinds,
the one qualifying him to rule, the other to obey, and differing as
the temperance and courage of men and women differ. For a man would
be thought a coward if he had no more courage than a courageous woman,
and a woman would be thought loquacious if she imposed no more restraint
on her conversation than the good man; and indeed their part in the
management of the household is different, for the duty of the one is
to acquire, and of the other to preserve. Practical wisdom only is characteristic
of the ruler: it would seem that all other virtues must equally belong
to ruler and subject. The virtue of the subject is certainly not wisdom,
but only true opinion; he may be compared to the maker of the flute,
while his master is like the flute-player or user of the flute.
From these
considerations may be gathered the answer to the question, whether the
virtue of the good man is the same as that of the good citizen, or different,
and how far the same, and how far different.
Part V
There still
remains one more question about the citizen: Is he only a true citizen
who has a share of office, or is the mechanic to be included? If they
who hold no office are to be deemed citizens, not every citizen can
have this virtue of ruling and obeying; for this man is a citizen And
if none of the lower class are citizens, in which part of the state
are they to be placed? For they are not resident aliens, and they are
not foreigners. May we not reply, that as far as this objection goes
there is no more absurdity in excluding them than in excluding slaves
and freedmen from any of the above-mentioned classes? It must be admitted
that we cannot consider all those to be citizens who are necessary to
the existence of the state; for example, children are not citizen equally
with grown-up men, who are citizens absolutely, but children, not being
grown up, are only citizens on a certain assumption. Nay, in ancient
times, and among some nations the artisan class were slaves or foreigners,
and therefore the majority of them are so now. The best form of state
will not admit them to citizenship; but if they are admitted, then our
definition of the virtue of a citizen will not apply to every citizen
nor to every free man as such, but only to those who are freed from
necessary services. The necessary people are either slaves who minister
to the wants of individuals, or mechanics and laborers who are the servants
of the community. These reflections carried a little further will explain
their position; and indeed what has been said already is of itself,
when understood, explanation enough.
Since there
are many forms of government there must be many varieties of citizen
and especially of citizens who are subjects; so that under some governments
the mechanic and the laborer will be citizens, but not in others, as,
for example, in aristocracy or the so-called government of the best
(if there be such an one), in which honors are given according to virtue
and merit; for no man can practice virtue who is living the life of
a mechanic or laborer. In oligarchies the qualification for office is
high, and therefore no laborer can ever be a citizen; but a mechanic
may, for an actual majority of them are rich. At Thebes there was a
law that no man could hold office who had not retired from business
for ten years. But in many states the law goes to the length of admitting
aliens; for in some democracies a man is a citizen though his mother
only be a citizen; and a similar principle is applied to illegitimate
children; the law is relaxed when there is a dearth of population. But
when the number of citizens increases, first the children of a male
or a female slave are excluded; then those whose mothers only are citizens;
and at last the right of citizenship is confined to those whose fathers
and mothers are both citizens.
Hence,
as is evident, there are different kinds of citizens; and he is a citizen
in the highest sense who shares in the honors of the state. Compare
Homer's words, 'like some dishonored stranger'; he who is excluded from
the honors of the state is no better than an alien. But when his exclusion
is concealed, then the object is that the privileged class may deceive
their fellow inhabitants.
As to the
question whether the virtue of the good man is the same as that of the
good citizen, the considerations already adduced prove that in some
states the good man and the good citizen are the same, and in others
different. When they are the same it is not every citizen who is a good
man, but only the statesman and those who have or may have, alone or
in conjunction with others, the conduct of public affairs.
Part VI
Having
determined these questions, we have next to consider whether there is
only one form of government or many, and if many, what they are, and
how many, and what are the differences between them.
A constitution
is the arrangement of magistracies in a state, especially of the highest
of all. The government is everywhere sovereign in the state, and the
constitution is in fact the government. For example, in democracies
the people are supreme, but in oligarchies, the few; and, therefore,
we say that these two forms of government also are different: and so
in other cases.
First,
let us consider what is the purpose of a state, and how many forms of
government there are by which human society is regulated. We have already
said, in the first part of this treatise, when discussing household
management and the rule of a master, that man is by nature a political
animal. And therefore, men, even when they do not require one another's
help, desire to live together; not but that they are also brought together
by their common interests in proportion as they severally attain to
any measure of well-being. This is certainly the chief end, both of
individuals and of states. And also for the sake of mere life (in which
there is possibly some noble element so long as the evils of existence
do not greatly overbalance the good) mankind meet together and maintain
the political community. And we all see that men cling to life even
at the cost of enduring great misfortune, seeming to find in life a
natural sweetness and happiness.
There is
no difficulty in distinguishing the various kinds of authority; they
have been often defined already in discussions outside the school. The
rule of a master, although the slave by nature and the master by nature
have in reality the same interests, is nevertheless exercised primarily
with a view to the interest of the master, but accidentally considers
the slave, since, if the slave perish, the rule of the master perishes
with him. On the other hand, the government of a wife and children and
of a household, which we have called household management, is exercised
in the first instance for the good of the governed or for the common
good of both parties, but essentially for the good of the governed,
as we see to be the case in medicine, gymnastic, and the arts in general,
which are only accidentally concerned with the good of the artists themselves.
For there is no reason why the trainer may not sometimes practice gymnastics,
and the helmsman is always one of the crew. The trainer or the helmsman
considers the good of those committed to his care. But, when he is one
of the persons taken care of, he accidentally participates in the advantage,
for the helmsman is also a sailor, and the trainer becomes one of those
in training. And so in politics: when the state is framed upon the principle
of equality and likeness, the citizens think that they ought to hold
office by turns. Formerly, as is natural, every one would take his turn
of service; and then again, somebody else would look after his interest,
just as he, while in office, had looked after theirs. But nowadays,
for the sake of the advantage which is to be gained from the public
revenues and from office, men want to be always in office. One might
imagine that the rulers, being sickly, were only kept in health while
they continued in office; in that case we may be sure that they would
be hunting after places. The conclusion is evident: that governments
which have a regard to the common interest are constituted in accordance
with strict principles of justice, and are therefore true forms; but
those which regard only the interest of the rulers are all defective
and perverted forms, for they are despotic, whereas a state is a community
of freemen.
Part VII
Having
determined these points, we have next to consider how many forms of
government there are, and what they are; and in the first place what
are the true forms, for when they are determined the perversions of
them will at once be apparent. The words constitution and government
have the same meaning, and the government, which is the supreme authority
in states, must be in the hands of one, or of a few, or of the many.
The true forms of government, therefore, are those in which the one,
or the few, or the many, govern with a view to the common interest;
but governments which rule with a view to the private interest, whether
of the one or of the few, or of the many, are perversions. For the members
of a state, if they are truly citizens, ought to participate in its
advantages. Of forms of government in which one rules, we call that
which regards the common interests, kingship or royalty; that in which
more than one, but not many, rule, aristocracy; and it is so called,
either because the rulers are the best men, or because they have at
heart the best interests of the state and of the citizens. But when
the citizens at large administer the state for the common interest,
the government is called by the generic name- a constitution. And there
is a reason for this use of language. One man or a few may excel in
virtue; but as the number increases it becomes more difficult for them
to attain perfection in every kind of virtue, though they may in military
virtue, for this is found in the masses. Hence in a constitutional government
the fighting-men have the supreme power, and those who possess arms
are the citizens.
Of the
above-mentioned forms, the perversions are as follows: of royalty, tyranny;
of aristocracy, oligarchy; of constitutional government, democracy.
For tyranny is a kind of monarchy which has in view the interest of
the monarch only; oligarchy has in view the interest of the wealthy;
democracy, of the needy: none of them the common good of all.
Part VIII
But there
are difficulties about these forms of government, and it will therefore
be necessary to state a little more at length the nature of each of
them. For he who would make a philosophical study of the various sciences,
and does not regard practice only, ought not to overlook or omit anything,
but to set forth the truth in every particular. Tyranny, as I was saying,
is monarchy exercising the rule of a master over the political society;
oligarchy is when men of property have the government in their hands;
democracy, the opposite, when the indigent, and not the men of property,
are the rulers. And here arises the first of our difficulties, and it
relates to the distinction drawn. For democracy is said to be the government
of the many. But what if the many are men of property and have the power
in their hands? In like manner oligarchy is said to be the government
of the few; but what if the poor are fewer than the rich, and have the
power in their hands because they are stronger? In these cases the distinction
which we have drawn between these different forms of government would
no longer hold good.
Suppose,
once more, that we add wealth to the few and poverty to the many, and
name the governments accordingly- an oligarchy is said to be that in
which the few and the wealthy, and a democracy that in which the many
and the poor are the rulers- there will still be a difficulty. For,
if the only forms of government are the ones already mentioned, how
shall we describe those other governments also just mentioned by us,
in which the rich are the more numerous and the poor are the fewer,
and both govern in their respective states?
The argument
seems to show that, whether in oligarchies or in democracies, the number
of the governing body, whether the greater number, as in a democracy,
or the smaller number, as in an oligarchy, is an accident due to the
fact that the rich everywhere are few, and the poor numerous. But if
so, there is a misapprehension of the causes of the difference between
them. For the real difference between democracy and oligarchy is poverty
and wealth. Wherever men rule by reason of their wealth, whether they
be few or many, that is an oligarchy, and where the poor rule, that
is a democracy. But as a fact the rich are few and the poor many; for
few are well-to-do, whereas freedom is enjoyed by an, and wealth and
freedom are the grounds on which the oligarchical and democratical parties
respectively claim power in the state.
Part IX
Let us
begin by considering the common definitions of oligarchy and democracy,
and what is justice oligarchical and democratical. For all men cling
to justice of some kind, but their conceptions are imperfect and they
do not express the whole idea. For example, justice is thought by them
to be, and is, equality, not. however, for however, for but only for
equals. And inequality is thought to be, and is, justice; neither is
this for all, but only for unequals. When the persons are omitted, then
men judge erroneously. The reason is that they are passing judgment
on themselves, and most people are bad judges in their own case. And
whereas justice implies a relation to persons as well as to things,
and a just distribution, as I have already said in the Ethics, implies
the same ratio between the persons and between the things, they agree
about the equality of the things, but dispute about the equality of
the persons, chiefly for the reason which I have just given- because
they are bad judges in their own affairs; and secondly, because both
the parties to the argument are speaking of a limited and partial justice,
but imagine themselves to be speaking of absolute justice. For the one
party, if they are unequal in one respect, for example wealth, consider
themselves to be unequal in all; and the other party, if they are equal
in one respect, for example free birth, consider themselves to be equal
in all. But they leave out the capital point. For if men met and associated
out of regard to wealth only, their share in the state would be proportioned
to their property, and the oligarchical doctrine would then seem to
carry the day. It would not be just that he who paid one mina should
have the same share of a hundred minae, whether of the principal or
of the profits, as he who paid the remaining ninety-nine. But a state
exists for the sake of a good life, and not for the sake of life only:
if life only were the object, slaves and brute animals might form a
state, but they cannot, for they have no share in happiness or in a
life of free choice. Nor does a state exist for the sake of alliance
and security from injustice, nor yet for the sake of exchange and mutual
intercourse; for then the Tyrrhenians and the Carthaginians, and all
who have commercial treaties with one another, would be the citizens
of one state. True, they have agreements about imports, and engagements
that they will do no wrong to one another, and written articles of alliance.
But there are no magistrates common to the contracting parties who will
enforce their engagements; different states have each their own magistracies.
Nor does one state take care that the citizens of the other are such
as they ought to be, nor see that those who come under the terms of
the treaty do no wrong or wickedness at an, but only that they do no
injustice to one another. Whereas, those who care for good government
take into consideration virtue and vice in states. Whence it may be
further inferred that virtue must be the care of a state which is truly
so called, and not merely enjoys the name: for without this end the
community becomes a mere alliance which differs only in place from alliances
of which the members live apart; and law is only a convention, 'a surety
to one another of justice,' as the sophist Lycophron says, and has no
real power to make the citizens
This is
obvious; for suppose distinct places, such as Corinth and Megara, to
be brought together so that their walls touched, still they would not
be one city, not even if the citizens had the right to intermarry, which
is one of the rights peculiarly characteristic of states. Again, if
men dwelt at a distance from one another, but not so far off as to have
no intercourse, and there were laws among them that they should not
wrong each other in their exchanges, neither would this be a state.
Let us suppose that one man is a carpenter, another a husbandman, another
a shoemaker, and so on, and that their number is ten thousand: nevertheless,
if they have nothing in common but exchange, alliance, and the like,
that would not constitute a state. Why is this? Surely not because they
are at a distance from one another: for even supposing that such a community
were to meet in one place, but that each man had a house of his own,
which was in a manner his state, and that they made alliance with one
another, but only against evil-doers; still an accurate thinker would
not deem this to be a state, if their intercourse with one another was
of the same character after as before their union. It is clear then
that a state is not a mere society, having a common place, established
for the prevention of mutual crime and for the sake of exchange. These
are conditions without which a state cannot exist; but all of them together
do not constitute a state, which is a community of families and aggregations
of families in well-being, for the sake of a perfect and self-sufficing
life. Such a community can only be established among those who live
in the same place and intermarry. Hence arise in cities family connections,
brotherhoods, common sacrifices, amusements which draw men together.
But these are created by friendship, for the will to live together is
friendship. The end of the state is the good life, and these are the
means towards it. And the state is the union of families and villages
in a perfect and self-sufficing life, by which we mean a happy and honorable
life.
Our conclusion,
then, is that political society exists for the sake of noble actions,
and not of mere companionship. Hence they who contribute most to such
a society have a greater share in it than those who have the same or
a greater freedom or nobility of birth but are inferior to them in political
virtue; or than those who exceed them in wealth but are surpassed by
them in virtue.
From what
has been said it will be clearly seen that all the partisans of different
forms of government speak of a part of justice only.
Part X
There is
also a doubt as to what is to be the supreme power in the state: Is
it the multitude? Or the wealthy? Or the good? Or the one best man?
Or a tyrant? Any of these alternatives seems to involve disagreeable
consequences. If the poor, for example, because they are more in number,
divide among themselves the property of the rich- is not this unjust?
No, by heaven (will be the reply), for the supreme authority justly
willed it. But if this is not injustice, pray what is? Again, when in
the first division all has been taken, and the majority divide anew
the property of the minority, is it not evident, if this goes on, that
they will ruin the state? Yet surely, virtue is not the ruin of those
who possess her, nor is justice destructive of a state; and therefore
this law of confiscation clearly cannot be just. If it were, all the
acts of a tyrant must of necessity be just; for he only coerces other
men by superior power, just as the multitude coerce the rich. But is
it just then that the few and the wealthy should be the rulers? And
what if they, in like manner, rob and plunder the people- is this just?
if so, the other case will likewise be just. But there can be no doubt
that all these things are wrong and unjust.
Then ought
the good to rule and have supreme power? But in that case everybody
else, being excluded from power, will be dishonored. For the offices
of a state are posts of honor; and if one set of men always holds them,
the rest must be deprived of them. Then will it be well that the one
best man should rule? Nay, that is still more oligarchical, for the
number of those who are dishonored is thereby increased. Some one may
say that it is bad in any case for a man, subject as he is to all the
accidents of human passion, to have the supreme power, rather than the
law. But what if the law itself be democratical or oligarchical, how
will that help us out of our difficulties? Not at all; the same consequences
will follow.
Part XI
Most of
these questions may be reserved for another occasion. The principle
that the multitude ought to be supreme rather than the few best is one
that is maintained, and, though not free from difficulty, yet seems
to contain an element of truth. For the many, of whom each individual
is but an ordinary person, when they meet together may very likely be
better than the few good, if regarded not individually but collectively,
just as a feast to which many contribute is better than a dinner provided
out of a single purse. For each individual among the many has a share
of virtue and prudence, and when they meet together, they become in
a manner one man, who has many feet, and hands, and senses; that is
a figure of their mind and disposition. Hence the many are better judges
than a single man of music and poetry; for some understand one part,
and some another, and among them they understand the whole. There is
a similar combination of qualities in good men, who differ from any
individual of the many, as the beautiful are said to differ from those
who are not beautiful, and works of art from realities, because in them
the scattered elements are combined, although, if taken separately,
the eye of one person or some other feature in another person would
be fairer than in the picture. Whether this principle can apply to every
democracy, and to all bodies of men, is not clear. Or rather, by heaven,
in some cases it is impossible of application; for the argument would
equally hold about brutes; and wherein, it will be asked, do some men
differ from brutes? But there may be bodies of men about whom our statement
is nevertheless true. And if so, the difficulty which has been already
raised, and also another which is akin to it -viz., what power should
be assigned to the mass of freemen and citizens, who are not rich and
have no personal merit- are both solved. There is still a danger in
aflowing them to share the great offices of state, for their folly will
lead them into error, and their dishonesty into crime. But there is
a danger also in not letting them share, for a state in which many poor
men are excluded from office will necessarily be full of enemies. The
only way of escape is to assign to them some deliberative and judicial
functions. For this reason Solon and certain other legislators give
them the power of electing to offices, and of calling the magistrates
to account, but they do not allow them to hold office singly. When they
meet together their perceptions are quite good enough, and combined
with the better class they are useful to the state (just as impure food
when mixed with what is pure sometimes makes the entire mass more wholesome
than a small quantity of the pure would be), but each individual, left
to himself, forms an imperfect judgment. On the other hand, the popular
form of government involves certain difficulties. In the first place,
it might be objected that he who can judge of the healing of a sick
man would be one who could himself heal his disease, and make him whole-
that is, in other words, the physician; and so in all professions and
arts. As, then, the physician ought to be called to account by physicians,
so ought men in general to be called to account by their peers. But
physicians are of three kinds: there is the ordinary practitioner, and
there is the physician of the higher class, and thirdly the intelligent
man who has studied the art: in all arts there is such a class; and
we attribute the power of judging to them quite as much as to professors
of the art. Secondly, does not the same principle apply to elections?
For a right election can only be made by those who have knowledge; those
who know geometry, for example, will choose a geometrician rightly,
and those who know how to steer, a pilot; and, even if there be some
occupations and arts in which private persons share in the ability to
choose, they certainly cannot choose better than those who know. So
that, according to this argument, neither the election of magistrates,
nor the calling of them to account, should be entrusted to the many.
Yet possibly these objections are to a great extent met by our old answer,
that if the people are not utterly degraded, although individually they
may be worse judges than those who have special knowledge- as a body
they are as good or better. Moreover, there are some arts whose products
are not judged of solely, or best, by the artists themselves, namely
those arts whose products are recognized even by those who do not possess
the art; for example, the knowledge of the house is not limited to the
builder only; the user, or, in other words, the master, of the house
will be even a better judge than the builder, just as the pilot will
judge better of a rudder than the carpenter, and the guest will judge
better of a feast than the cook.
This difficulty
seems now to be sufficiently answered, but there is another akin to
it. That inferior persons should have authority in greater matters than
the good would appear to be a strange thing, yet the election and calling
to account of the magistrates is the greatest of all. And these, as
I was saying, are functions which in some states are assigned to the
people, for the assembly is supreme in all such matters. Yet persons
of any age, and having but a small property qualification, sit in the
assembly and deliberate and judge, although for the great officers of
state, such as treasurers and generals, a high qualification is required.
This difficulty may be solved in the same manner as the preceding, and
the present practice of democracies may be really defensible. For the
power does not reside in the dicast, or senator, or ecclesiast, but
in the court, and the senate, and the assembly, of which individual
senators, or ecclesiasts, or dicasts, are only parts or members. And
for this reason the many may claim to have a higher authority than the
few; for the people, and the senate, and the courts consist of many
persons, and their property collectively is greater than the property
of one or of a few individuals holding great offices. But enough of
this.
The discussion
of the first question shows nothing so clearly as that laws, when good,
should be supreme; and that the magistrate or magistrates should regulate
those matters only on which the laws are unable to speak with precision
owing to the difficulty of any general principle embracing all particulars.
But what are good laws has not yet been clearly explained; the old difficulty
remains. The goodness or badness, justice or injustice, of laws varies
of necessity with the constitutions of states. This, however, is clear,
that the laws must be adapted to the constitutions. But if so, true
forms of government will of necessity have just laws, and perverted
forms of government will have unjust laws.
Part XII
In all
sciences and arts the end is a good, and the greatest good and in the
highest degree a good in the most authoritative of all- this is the
political science of which the good is justice, in other words, the
common interest. All men think justice to be a sort of equality; and
to a certain extent they agree in the philosophical distinctions which
have been laid down by us about Ethics. For they admit that justice
is a thing and has a relation to persons, and that equals ought to have
equality. But there still remains a question: equality or inequality
of what? Here is a difficulty which calls for political speculation.
For very likely some persons will say that offices of state ought to
be unequally distributed according to superior excellence, in whatever
respect, of the citizen, although there is no other difference between
him and the rest of the community; for that those who differ in any
one respect have different rights and claims. But, surely, if this is
true, the complexion or height of a man, or any other advantage, will
be a reason for his obtaining a greater share of political rights. The
error here lies upon the surface, and may be illustrated from the other
arts and sciences. When a number of flute players are equal in their
art, there is no reason why those of them who are better born should
have better flutes given to them; for they will not play any better
on the flute, and the superior instrument should be reserved for him
who is the superior artist. If what I am saying is still obscure, it
will be made clearer as we proceed. For if there were a superior flute-player
who was far inferior in birth and beauty, although either of these may
be a greater good than the art of flute-playing, and may excel flute-playing
in a greater ratio than he excels the others in his art, still he ought
to have the best flutes given to him, unless the advantages of wealth
and birth contribute to excellence in flute-playing, which they do not.
Moreover, upon this principle any good may be compared with any other.
For if a given height may be measured wealth and against freedom, height
in general may be so measured. Thus if A excels in height more than
B in virtue, even if virtue in general excels height still more, all
goods will be commensurable; for if a certain amount is better than
some other, it is clear that some other will be equal. But since no
such comparison can be made, it is evident that there is good reason
why in politics men do not ground their claim to office on every sort
of inequality any more than in the arts. For if some be slow, and others
swift, that is no reason why the one should have little and the others
much; it is in gymnastics contests that such excellence is rewarded.
Whereas the rival claims of candidates for office can only be based
on the possession of elements which enter into the composition of a
state. And therefore the noble, or free-born, or rich, may with good
reason claim office; for holders of offices must be freemen and taxpayers:
a state can be no more composed entirely of poor men than entirely of
slaves. But if wealth and freedom are necessary elements, justice and
valor are equally so; for without the former qualities a state cannot
exist at all, without the latter not well.
Part XIII
If the
existence of the state is alone to be considered, then it would seem
that all, or some at least, of these claims are just; but, if we take
into account a good life, then, as I have already said, education and
virtue have superior claims. As, however, those who are equal in one
thing ought not to have an equal share in all, nor those who are unequal
in one thing to have an unequal share in all, it is certain that all
forms of government which rest on either of these principles are perversions.
All men have a claim in a certain sense, as I have already admitted,
but all have not an absolute claim. The rich claim because they have
a greater share in the land, and land is the common element of the state;
also they are generally more trustworthy in contracts. The free claim
under the same tide as the noble; for they are nearly akin. For the
noble are citizens in a truer sense than the ignoble, and good birth
is always valued in a man's own home and country. Another reason is,
that those who are sprung from better ancestors are likely to be better
men, for nobility is excellence of race. Virtue, too, may be truly said
to have a claim, for justice has been acknowledged by us to be a social
virtue, and it implies all others. Again, the many may urge their claim
against the few; for, when taken collectively, and compared with the
few, they are stronger and richer and better. But, what if the good,
the rich, the noble, and the other classes who make up a state, are
all living together in the same city, Will there, or will there not,
be any doubt who shall rule? No doubt at all in determining who ought
to rule in each of the above-mentioned forms of government. For states
are characterized by differences in their governing bodies-one of them
has a government of the rich, another of the virtuous, and so on. But
a difficulty arises when all these elements co-exist. How are we to
decide? Suppose the virtuous to be very few in number: may we consider
their numbers in relation to their duties, and ask whether they are
enough to administer the state, or so many as will make up a state?
Objections may be urged against all the aspirants to political power.
For those who found their claims on wealth or family might be thought
to have no basis of justice; on this principle, if any one person were
richer than all the rest, it is clear that he ought to be ruler of them.
In like manner he who is very distinguished by his birth ought to have
the superiority over all those who claim on the ground that they are
freeborn. In an aristocracy, or government of the best, a like difficulty
occurs about virtue; for if one citizen be better than the other members
of the government, however good they may be, he too, upon the same principle
of justice, should rule over them. And if the people are to be supreme
because they are stronger than the few, then if one man, or more than
one, but not a majority, is stronger than the many, they ought to rule,
and not the many.
All these
considerations appear to show that none of the principles on which men
claim to rule and to hold all other men in subjection to them are strictly
right. To those who claim to be masters of the government on the ground
of their virtue or their wealth, the many might fairly answer that they
themselves are often better and richer than the few- I do not say individually,
but collectively. And another ingenious objection which is sometimes
put forward may be met in a similar manner. Some persons doubt whether
the legislator who desires to make the justest laws ought to legislate
with a view to the good of the higher classes or of the many, when the
case which we have mentioned occurs. Now what is just or right is to
be interpreted in the sense of 'what is equal'; and that which is right
in the sense of being equal is to be considered with reference to the
advantage of the state, and the common good of the citizens. And a citizen
is one who shares in governing and being governed. He differs under
different forms of government, but in the best state he is one who is
able and willing to be governed and to govern with a view to the life
of virtue.
If, however,
there be some one person, or more than one, although not enough to make
up the full complement of a state, whose virtue is so pre-eminent that
the virtues or the political capacity of all the rest admit of no comparison
with his or theirs, he or they can be no longer regarded as part of
a state; for justice will not be done to the superior, if he is reckoned
only as the equal of those who are so far inferior to him in virtue
and in political capacity. Such an one may truly be deemed a God among
men. Hence we see that legislation is necessarily concerned only with
those who are equal in birth and in capacity; and that for men of pre-eminent
virtue there is no law- they are themselves a law. Any would be ridiculous
who attempted to make laws for them: they would probably retort what,
in the fable of Antisthenes, the lions said to the hares, when in the
council of the beasts the latter began haranguing and claiming equality
for all. And for this reason democratic states have instituted ostracism;
equality is above all things their aim, and therefore they ostracized
and banished from the city for a time those who seemed to predominate
too much through their wealth, or the number of their friends, or through
any other political influence. Mythology tells us that the Argonauts
left Heracles behind for a similar reason; the ship Argo would not take
him because she feared that he would have been too much for the rest
of the crew. Wherefore those who denounce tyranny and blame the counsel
which Periander gave to Thrasybulus cannot be held altogether just in
their censure. The story is that Periander, when the herald was sent
to ask counsel of him, said nothing, but only cut off the tallest ears
of corn till he had brought the field to a level. The herald did not
know the meaning of the action, but came and reported what he had seen
to Thrasybulus, who understood that he was to cut off the principal
men in the state; and this is a policy not only expedient for tyrants
or in practice confined to them, but equally necessary in oligarchies
and democracies. Ostracism is a measure of the same kind, which acts
by disabling and banishing the most prominent citizens. Great powers
do the same to whole cities and nations, as the Athenians did to the
Samians, Chians, and Lesbians; no sooner had they obtained a firm grasp
of the empire, than they humbled their allies contrary to treaty; and
the Persian king has repeatedly crushed the Medes, Babylonians, and
other nations, when their spirit has been stirred by the recollection
of their former greatness.
The problem
is a universal one, and equally concerns all forms of government, true
as well as false; for, although perverted forms with a view to their
own interests may adopt this policy, those which seek the common interest
do so likewise. The same thing may be observed in the arts and sciences;
for the painter will not allow the figure to have a foot which, however
beautiful, is not in proportion, nor will the shipbuilder allow the
stem or any other part of the vessel to be unduly large, any more than
the chorus-master will allow any one who sings louder or better than
all the rest to sing in the choir. Monarchs, too, may practice compulsion
and still live in harmony with their cities, if their own government
is for the interest of the state. Hence where there is an acknowledged
superiority the argument in favor of ostracism is based upon a kind
of political justice. It would certainly be better that the legislator
should from the first so order his state as to have no need of such
a remedy. But if the need arises, the next best thing is that he should
endeavor to correct the evil by this or some similar measure. The principle,
however, has not been fairly applied in states; for, instead of looking
to the good of their own constitution, they have used ostracism for
factious purposes. It is true that under perverted forms of government,
and from their special point of view, such a measure is just and expedient,
but it is also clear that it is not absolutely just. In the perfect
state there would be great doubts about the use of it, not when applied
to excess in strength, wealth, popularity, or the like, but when used
against some one who is pre-eminent in virtue- what is to be done with
him? Mankind will not say that such an one is to be expelled and exiled;
on the other hand, he ought not to be a subject- that would be as if
mankind should claim to rule over Zeus, dividing his offices among them.
The only alternative is that all should joyfully obey such a ruler,
according to what seems to be the order of nature, and that men like
him should be kings in their state for life.
Part XIV
The preceding
discussion, by a natural transition, leads to the consideration of royalty,
which we admit to be one of the true forms of government. Let us see
whether in order to be well governed a state or country should be under
the rule of a king or under some other form of government; and whether
monarchy, although good for some, may not be bad for others. But first
we must determine whether there is one species of royalty or many. It
is easy to see that there are many, and that the manner of government
is not the same in all of them.
Of royalties
according to law, (1) the Lacedaemonian is thought to answer best to
the true pattern; but there the royal power is not absolute, except
when the kings go on an expedition, and then they take the command.
Matters of religion are likewise committed to them. The kingly office
is in truth a kind of generalship, irresponsible and perpetual. The
king has not the power of life and death, except in a specified case,
as for instance, in ancient times, he had it when upon a campaign, by
right of force. This custom is described in Homer. For Agamemnon is
patient when he is attacked in the assembly, but when the army goes
out to battle he has the power even of life and death. Does he not say-
'When I find a man skulking apart from the battle, nothing shall save
him from the dogs and vultures, for in my hands is death'?
This, then,
is one form of royalty-a generalship for life: and of such royalties
some are hereditary and others elective.
(2) There
is another sort of monarchy not uncommon among the barbarians, which
nearly resembles tyranny. But this is both legal and hereditary. For
barbarians, being more servile in character than Hellenes, and Asiadics
than Europeans, do not rebel against a despotic government. Such royalties
have the nature of tyrannies because the people are by nature slaves;
but there is no danger of their being overthrown, for they are hereditary
and legal. Wherefore also their guards are such as a king and not such
as a tyrant would employ, that is to say, they are composed of citizens,
whereas the guards of tyrants are mercenaries. For kings rule according
to law over voluntary subjects, but tyrants over involuntary; and the
one are guarded by their fellow-citizens the others are guarded against
them.
These are
two forms of monarchy, and there was a third (3) which existed in ancient
Hellas, called an Aesymnetia or dictatorship. This may be defined generally
as an elective tyranny, which, like the barbarian monarchy, is legal,
but differs from it in not being hereditary. Sometimes the office was
held for life, sometimes for a term of years, or until certain duties
had been performed. For example, the Mytilenaeans elected Pittacus leader
against the exiles, who were headed by Antimenides and Alcaeus the poet.
And Alcaeus himself shows in one of his banquet odes that they chose
Pittacus tyrant, for he reproaches his fellow-citizens for 'having made
the low-born Pittacus tyrant of the spiritless and ill-fated city, with
one voice shouting his praises.'
These forms
of government have always had the character of tyrannies, because they
possess despotic power; but inasmuch as they are elective and acquiesced
in by their subjects, they are kingly.
(4) There
is a fourth species of kingly rule- that of the heroic times- which
was hereditary and legal, and was exercised over willing subjects. For
the first chiefs were benefactors of the people in arts or arms; they
either gathered them into a community, or procured land for them; and
thus they became kings of voluntary subjects, and their power was inherited
by their descendants. They took the command in war and presided over
the sacrifices, except those which required a priest. They also decided
causes either with or without an oath; and when they swore, the form
of the oath was the stretching out of their sceptre. In ancient times
their power extended continuously to all things whatsoever, in city
and country, as well as in foreign parts; but at a later date they relinquished
several of these privileges, and others the people took from them, until
in some states nothing was left to them but the sacrifices; and where
they retained more of the reality they had only the right of leadership
in war beyond the border.
These,
then, are the four kinds of royalty. First the monarchy of the heroic
ages; this was exercised over voluntary subjects, but limited to certain
functions; the king was a general and a judge, and had the control of
religion The second is that of the barbarians, which is a hereditary
despotic government in accordance with law. A third is the power of
the so-called Aesynmete or Dictator; this is an elective tyranny. The
fourth is the Lacedaemonian, which is in fact a generalship, hereditary
and perpetual. These four forms differ from one another in the manner
which I have described.
(5) There
is a fifth form of kingly rule in which one has the disposal of all,
just as each nation or each state has the disposal of public matters;
this form corresponds to the control of a household. For as household
management is the kingly rule of a house, so kingly rule is the household
management of a city, or of a nation, or of many nations.
Part XV
Of these
forms we need only consider two, the Lacedaemonian and the absolute
royalty; for most of the others he in a region between them, having
less power than the last, and more than the first. Thus the inquiry
is reduced to two points: first, is it advantageous to the state that
there should be a perpetual general, and if so, should the office be
confined to one family, or open to the citizens in turn? Secondly, is
it well that a single man should have the supreme power in all things?
The first question falls under the head of laws rather than of constitutions;
for perpetual generalship might equally exist under any form of government,
so that this matter may be dismissed for the present. The other kind
of royalty is a sort of constitution; this we have now to consider,
and briefly to run over the difficulties involved in it. We will begin
by inquiring whether it is more advantageous to be ruled by the best
man or by the best laws.
The advocates
of royalty maintain that the laws speak only in general terms, and cannot
provide for circumstances; and that for any science to abide by written
rules is absurd. In Egypt the physician is allowed to alter his treatment
after the fourth day, but if sooner, he takes the risk. Hence it is
clear that a government acting according to written laws is plainly
not the best. Yet surely the ruler cannot dispense with the general
principle which exists in law; and this is a better ruler which is free
from passion than that in which it is innate. Whereas the law is passionless,
passion must ever sway the heart of man. Yes, it may be replied, but
then on the other hand an individual will be better able to deliberate
in particular cases.
The best
man, then, must legislate, and laws must be passed, but these laws will
have no authority when they miss the mark, though in all other cases
retaining their authority. But when the law cannot determine a point
at all, or not well, should the one best man or should all decide? According
to our present practice assemblies meet, sit in judgment, deliberate,
and decide, and their judgments an relate to individual cases. Now any
member of the assembly, taken separately, is certainly inferior to the
wise man. But the state is made up of many individuals. And as a feast
to which all the guests contribute is better than a banquet furnished
by a single man, so a multitude is a better judge of many things than
any individual.
Again,
the many are more incorruptible than the few; they are like the greater
quantity of water which is less easily corrupted than a little. The
individual is liable to be overcome by anger or by some other passion,
and then his judgment is necessarily perverted; but it is hardly to
be supposed that a great number of persons would all get into a passion
and go wrong at the same moment. Let us assume that they are the freemen,
and that they never act in violation of the law, but fill up the gaps
which the law is obliged to leave. Or, if such virtue is scarcely attainable
by the multitude, we need only suppose that the majority are good men
and good citizens, and ask which will be the more incorruptible, the
one good ruler, or the many who are all good? Will not the many? But,
you will say, there may be parties among them, whereas the one man is
not divided against himself. To which we may answer that their character
is as good as his. If we call the rule of many men, who are all of them
good, aristocracy, and the rule of one man royalty, then aristocracy
will be better for states than royalty, whether the government is supported
by force or not, provided only that a number of men equal in virtue
can be found.
The first
governments were kingships, probably for this reason, because of old,
when cities were small, men of eminent virtue were few. Further, they
were made kings because they were benefactors, and benefits can only
be bestowed by good men. But when many persons equal in merit arose,
no longer enduring the pre-eminence of one, they desired to have a commonwealth,
and set up a constitution. The ruling class soon deteriorated and enriched
themselves out of the public treasury; riches became the path to honor,
and so oligarchies naturally grew up. These passed into tyrannies and
tyrannies into democracies; for love of gain in the ruling classes was
always tending to diminish their number, and so to strengthen the masses,
who in the end set upon their masters and established democracies. Since
cities have increased in size, no other form of government appears to
be any longer even easy to establish.
Even supposing
the principle to be maintained that kingly power is the best thing for
states, how about the family of the king? Are his children to succeed
him? If they are no better than anybody else, that will be mischievous.
But, says the lover of royalty, the king, though he might, will not
hand on his power to his children. That, however, is hardly to be expected,
and is too much to ask of human nature. There is also a difficulty about
the force which he is to employ; should a king have guards about him
by whose aid he may be able to coerce the refractory? If not, how will
he administer his kingdom? Even if he be the lawful sovereign who does
nothing arbitrarily or contrary to law, still he must have some force
wherewith to maintain the law. In the case of a limited monarchy there
is not much difficulty in answering this question; the king must have
such force as will be more than a match for one or more individuals,
but not so great as that of the people. The ancients observe this principle
when they have guards to any one whom they appointed dictator or tyrant.
Thus, when Dionysius asked the Syracusans to allow him guards, somebody
advised that they should give him only such a number.
Part XVI
At this
place in the discussion there impends the inquiry respecting the king
who acts solely according to his own will he has now to be considered.
The so-called limited monarchy, or kingship according to law, as I have
already remarked, is not a distinct form of government, for under all
governments, as, for example, in a democracy or aristocracy, there may
be a general holding office for life, and one person is often made supreme
over the administration of a state. A magistracy of this kind exists
at Epidamnus, and also at Opus, but in the latter city has a more limited
power. Now, absolute monarchy, or the arbitrary rule of a sovereign
over an the citizens, in a city which consists of equals, is thought
by some to be quite contrary to nature; it is argued that those who
are by nature equals must have the same natural right and worth, and
that for unequals to have an equal share, or for equals to have an uneven
share, in the offices of state, is as bad as for different bodily constitutions
to have the same food and clothing. Wherefore it is thought to be just
that among equals every one be ruled as well as rule, and therefore
that an should have their turn. We thus arrive at law; for an order
of succession implies law. And the rule of the law, it is argued, is
preferable to that of any individual. On the same principle, even if
it be better for certain individuals to govern, they should be made
only guardians and ministers of the law. For magistrates there must
be- this is admitted; but then men say that to give authority to any
one man when all are equal is unjust. Nay, there may indeed be cases
which the law seems unable to determine, but in such cases can a man?
Nay, it will be replied, the law trains officers for this express purpose,
and appoints them to determine matters which are left undecided by it,
to the best of their judgment. Further, it permits them to make any
amendment of the existing laws which experience suggests. Therefore
he who bids the law rule may be deemed to bid God and Reason alone rule,
but he who bids man rule adds an element of the beast; for desire is
a wild beast, and passion perverts the minds of rulers, even when they
are the best of men. The law is reason unaffected by desire. We are
told that a patient should call in a physician; he will not get better
if he is doctored out of a book. But the parallel of the arts is clearly
not in point; for the physician does nothing contrary to rule from motives
of friendship; he only cures a patient and takes a fee; whereas magistrates
do many things from spite and partiality. And, indeed, if a man suspected
the physician of being in league with his enemies to destroy him for
a bribe, he would rather have recourse to the book. But certainly physicians,
when they are sick, call in other physicians, and training-masters,
when they are in training, other training-masters, as if they could
not judge judge truly about their own case and might be influenced by
their feelings. Hence it is evident that in seeking for justice men
seek for the mean or neutral, for the law is the mean. Again, customary
laws have more weight, and relate to more important matters, than written
laws, and a man may be a safer ruler than the written law, but not safer
than the customary law.
Again,
it is by no means easy for one man to superintend many things; he will
have to appoint a number of subordinates, and what difference does it
make whether these subordinates always existed or were appointed by
him because he needed theme If, as I said before, the good man has a
right to rule because he is better, still two good men are better than
one: this is the old saying, two going together, and the prayer of Agamemnon,
"Would
that I had ten such councillors! "
And at
this day there are magistrates, for example judges, who have authority
to decide some matters which the law is unable to determine, since no
one doubts that the law would command and decide in the best manner
whatever it could. But some things can, and other things cannot, be
comprehended under the law, and this is the origin of the nexted question
whether the best law or the best man should rule. For matters of detail
about which men deliberate cannot be included in legislation. Nor does
any one deny that the decision of such matters must be left to man,
but it is argued that there should be many judges, and not one only.
For every ruler who has been trained by the law judges well; and it
would surely seem strange that a person should see better with two eyes,
or hear better with two ears, or act better with two hands or feet,
than many with many; indeed, it is already the practice of kings to
make to themselves many eyes and ears and hands and feet. For they make
colleagues of those who are the friends of themselves and their governments.
They must be friends of the monarch and of his government; if not his
friends, they will not do what he wants; but friendship implies likeness
and equality; and, therefore, if he thinks that his friends ought to
rule, he must think that those who are equal to himself and like himself
ought to rule equally with himself. These are the principal controversies
relating to monarchy.
Part XVII
But may
not all this be true in some cases and not in others? for there is by
nature both a justice and an advantage appropriate to the rule of a
master, another to kingly rule, another to constitutional rule; but
there is none naturally appropriate to tyranny, or to any other perverted
form of government; for these come into being contrary to nature. Now,
to judge at least from what has been said, it is manifest that, where
men are alike and equal, it is neither expedient nor just that one man
should be lord of all, whether there are laws, or whether there are
no laws, but he himself is in the place of law. Neither should a good
man be lord over good men, nor a bad man over bad; nor, even if he excels
in virtue, should he have a right to rule, unless in a particular case,
at which I have already hinted, and to which I will once more recur.
But first of all, I must determine what natures are suited for government
by a king, and what for an aristocracy, and what for a constitutional
government.
A people
who are by nature capable of producing a race superior in the virtue
needed for political rule are fitted for kingly government; and a people
submitting to be ruled as freemen by men whose virtue renders them capable
of political command are adapted for an aristocracy; while the people
who are suited for constitutional freedom are those among whom there
naturally exists a warlike multitude able to rule and to obey in turn
by a law which gives office to the well-to-do according to their desert.
But when a whole family or some individual, happens to be so pre-eminent
in virtue as to surpass all others, then it is just that they should
be the royal family and supreme over all, or that this one citizen should
be king of the whole nation. For, as I said before, to give them authority
is not only agreeable to that ground of right which the founders of
all states, whether aristocratical, or oligarchical, or again democratical,
are accustomed to put forward (for these all recognize the claim of
excellence, although not the same excellence), but accords with the
principle already laid down. For surely it would not be right to kill,
or ostracize, or exile such a person, or require that he should take
his turn in being governed. The whole is naturally superior to the part,
and he who has this pre-eminence is in the relation of a whole to a
part. But if so, the only alternative is that he should have the supreme
power, and that mankind should obey him, not in turn, but always. These
are the conclusions at which we arrive respecting royalty and its various
forms, and this is the answer to the question, whether it is or is not
advantageous to states, and to which, and how.
Part XVIII
We maintain
that the true forms of government are three, and that the best must
be that which is administered by the best, and in which there is one
man, or a whole family, or many persons, excelling all the others together
in virtue, and both rulers and subjects are fitted, the one to rule,
the others to be ruled, in such a manner as to attain the most eligible
life. We showed at the commencement of our inquiry that the virtue of
the good man is necessarily the same as the virtue of the citizen of
the perfect state. Clearly then in the same manner, and by the same
means through which a man becomes truly good, he will frame a state
that is to be ruled by an aristocracy or by a king, and the same education
and the same habits will be found to make a good man and a man fit to
be a statesman or a king.
Having
arrived at these conclusions, we must proceed to speak of the perfect
state, and describe how it comes into being and is established.
I
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| VI | VII
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