I
| II | III
| IV | V
| VI | VII
| VIII
Book Five
Part I
The design
which we proposed to ourselves is now nearly completed. Next in order
follow the causes of revolution in states, how many, and of what nature
they are; what modes of destruction apply to particular states, and
out of what, and into what they mostly change; also what are the modes
of preservation in states generally, or in a particular state, and by
what means each state may be best preserved: these questions remain
to be considered.
In the
first place we must assume as our starting-point that in the many forms
of government which have sprung up there has always been an acknowledgment
of justice and proportionate equality, although mankind fail attaining
them, as I have already explained. Democracy, for example, arises out
of the notion that those who are equal in any respect are equal in all
respects; because men are equally free, they claim to be absolutely
equal. Oligarchy is based on the notion that those who are unequal in
one respect are in all respects unequal; being unequal, that is, in
property, they suppose themselves to be unequal absolutely. The democrats
think that as they are equal they ought to be equal in all things; while
the oligarchs, under the idea that they are unequal, claim too much,
which is one form of inequality. All these forms of government have
a kind of justice, but, tried by an absolute standard, they are faulty;
and, therefore, both parties, whenever their share in the government
does not accord with their preconceived ideas, stir up revolution. Those
who excel in virtue have the best right of all to rebel (for they alone
can with reason be deemed absolutely unequal), but then they are of
all men the least inclined to do so. There is also a superiority which
is claimed by men of rank; for they are thought noble because they spring
from wealthy and virtuous ancestors. Here then, so to speak, are opened
the very springs and fountains of revolution; and hence arise two sorts
of changes in governments; the one affecting the constitution, when
men seek to change from an existing form into some other, for example,
from democracy into oligarchy, and from oligarchy into democracy, or
from either of them into constitutional government or aristocracy, and
conversely; the other not affecting the constitution, when, without
disturbing the form of government, whether oligarchy, or monarchy, or
any other, they try to get the administration into their own hands.
Further, there is a question of degree; an oligarchy, for example, may
become more or less oligarchical, and a democracy more or less democratical;
and in like manner the characteristics of the other forms of government
may be more or less strictly maintained. Or the revolution may be directed
against a portion of the constitution only, e.g., the establishment
or overthrow of a particular office: as at Sparta it is said that Lysander
attempted to overthrow the monarchy, and King Pausanias, the Ephoralty.
At Epidamnus, too, the change was partial. For instead of phylarchs
or heads of tribes, a council was appointed; but to this day the magistrates
are the only members of the ruling class who are compelled to go to
the Heliaea when an election takes place, and the office of the single
archon was another oligarchical feature. Everywhere inequality is a
cause of revolution, but an inequality in which there is no proportion-
for instance, a perpetual monarchy among equals; and always it is the
desire of equality which rises in rebellion.
Now equality
is of two kinds, numerical and proportional; by the first I mean sameness
or equality in number or size; by the second, equality of ratios. For
example, the excess of three over two is numerically equal to the excess
of two over one; whereas four exceeds two in the same ratio in which
two exceeds one, for two is the same part of four that one is of two,
namely, the half. As I was saying before, men agree that justice in
the abstract is proportion, but they differ in that some think that
if they are equal in any respect they are equal absolutely, others that
if they are unequal in any respect they should be unequal in all. Hence
there are two principal forms of government, democracy and oligarchy;
for good birth and virtue are rare, but wealth and numbers are more
common. In what city shall we find a hundred persons of good birth and
of virtue? whereas the rich everywhere abound. That a state should be
ordered, simply and wholly, according to either kind of equality, is
not a good thing; the proof is the fact that such forms of government
never last. They are originally based on a mistake, and, as they begin
badly, cannot fall to end badly. The inference is that both kinds of
equality should be employed; numerical in some cases, and proportionate
in others.
Still democracy
appears to be safer and less liable to revolution than oligarchy. For
in oligarchies there is the double danger of the oligarchs falling out
among themselves and also with the people; but in democracies there
is only the danger of a quarrel with the oligarchs. No dissension worth
mentioning arises among the people themselves. And we may further remark
that a government which is composed of the middle class more nearly
approximates to democracy than to oligarchy, and is the safest of the
imperfect forms of government.
Part II
In considering
how dissensions and poltical revolutions arise, we must first of all
ascertain the beginnings and causes of them which affect constitutions
generally. They may be said to be three in number; and we have now to
give an outline of each. We want to know (1) what is the feeling? (2)
what are the motives of those who make them? (3) whence arise political
disturbances and quarrels? The universal and chief cause of this revolutionary
feeling has been already mentioned; viz., the desire of equality, when
men think that they are equal to others who have more than themselves;
or, again, the desire of inequality and superiority, when conceiving
themselves to be superior they think that they have not more but the
same or less than their inferiors; pretensions which may and may not
be just. Inferiors revolt in order that they may be equal, and equals
that they may be superior. Such is the state of mind which creates revolutions.
The motives for making them are the desire of gain and honor, or the
fear of dishonor and loss; the authors of them want to divert punishment
or dishonor from themselves or their friends. The causes and reasons
of revolutions, whereby men are themselves affected in the way described,
and about the things which I have mentioned, viewed in one way may be
regarded as seven, and in another as more than seven. Two of them have
been already noticed; but they act in a different manner, for men are
excited against one another by the love of gain and honor- not, as in
the case which I have just supposed, in order to obtain them for themselves,
but at seeing others, justly or unjustly, engrossing them. Other causes
are insolence, fear, excessive predominance, contempt, disproportionate
increase in some part of the state; causes of another sort are election
intrigues, carelessness, neglect about trifles, dissimilarity of elements.
Part III
What share
insolence and avarice have in creating revolutions, and how they work,
is plain enough. When the magistrates are insolent and grasping they
conspire against one another and also against the constitution from
which they derive their power, making their gains either at the expense
of individuals or of the public. It is evident, again, what an influence
honor exerts and how it is a cause of revolution. Men who are themselves
dishonored and who see others obtaining honors rise in rebellion; the
honor or dishonor when undeserved is unjust; and just when awarded according
to merit.
Again,
superiority is a cause of revolution when one or more persons have a
power which is too much for the state and the power of the government;
this is a condition of affairs out of which there arises a monarchy,
or a family oligarchy. And therefore, in some places, as at Athens and
Argos, they have recourse to ostracism. But how much better to provide
from the first that there should be no such pre-eminent individuals
instead of letting them come into existence and then finding a remedy.
Another
cause of revolution is fear. Either men have committed wrong, and are
afraid of punishment, or they are expecting to suffer wrong and are
desirous of anticipating their enemy. Thus at Rhodes the notables conspired
against the people through fear of the suits that were brought against
them. Contempt is also a cause of insurrection and revolution; for example,
in oligarchies- when those who have no share in the state are the majority,
they revolt, because they think that they are the stronger. Or, again,
in democracies, the rich despise the disorder and anarchy of the state;
at Thebes, for example, where, after the battle of Oenophyta, the bad
administration of the democracy led to its ruin. At Megara the fall
of the democracy was due to a defeat occasioned by disorder and anarchy.
And at Syracuse the democracy aroused contempt before the tyranny of
Gelo arose; at Rhodes, before the insurrection.
Political
revolutions also spring from a disproportionate increase in any part
of the state. For as a body is made up of many members, and every member
ought to grow in proportion, that symmetry may be preserved; but loses
its nature if the foot be four cubits long and the rest of the body
two spans; and, should the abnormal increase be one of quality as well
as of quantity, may even take the form of another animal: even so a
state has many parts, of which some one may often grow imperceptibly;
for example, the number of poor in democracies and in constitutional
states. And this disproportion may sometimes happen by an accident,
as at Tarentum, from a defeat in which many of the notables were slain
in a battle with the Iapygians just after the Persian War, the constitutional
government in consequence becoming a democracy; or as was the case at
Argos, where the Argives, after their army had been cut to pieces on
the seventh day of the month by Cleomenes the Lacedaemonian, were compelled
to admit to citizen some of their Perioeci; and at Athens, when, after
frequent defeats of their infantry at the time of the Peloponnesian
War, the notables were reduced in number, because the soldiers had to
be taken from the roll of citizens. Revolutions arise from this cause
as well, in democracies as in other forms of government, but not to
so great an extent. When the rich grow numerous or properties increase,
the form of government changes into an oligarchy or a government of
families. Forms of government also change- sometimes even without revolution,
owing to election contests, as at Heraea (where, instead of electing
their magistrates, they took them by lot, because the electors were
in the habit of choosing their own partisans); or owing to carelessness,
when disloyal persons are allowed to find their way into the highest
offices, as at Oreum, where, upon the accession of Heracleodorus to
office, the oligarchy was overthrown, and changed by him into a constitutional
and democratical government.
Again,
the revolution may be facilitated by the slightness of the change; I
mean that a great change may sometimes slip into the constitution through
neglect of a small matter; at Ambracia, for instance, the qualification
for office, small at first, was eventually reduced to nothing. For the
Ambraciots thought that a small qualification was much the same as none
at all.
Another
cause of revolution is difference of races which do not at once acquire
a common spirit; for a state is not the growth of a day, any more than
it grows out of a multitude brought together by accident. Hence the
reception of strangers in colonies, either at the time of their foundation
or afterwards, has generally produced revolution; for example, the Achaeans
who joined the Troezenians in the foundation of Sybaris, becoming later
the more numerous, expelled them; hence the curse fell upon Sybaris.
At Thurii the Sybarites quarrelled with their fellow-colonists; thinking
that the land belonged to them, they wanted too much of it and were
driven out. At Byzantium the new colonists were detected in a conspiracy,
and were expelled by force of arms; the people of Antissa, who had received
the Chian exiles, fought with them, and drove them out; and the Zancleans,
after having received the Samians, were driven by them out of their
own city. The citizens of Apollonia on the Euxine, after the introduction
of a fresh body of colonists, had a revolution; the Syracusans, after
the expulsion of their tyrants, having admitted strangers and mercenaries
to the rights of citizenship, quarrelled and came to blows; the people
of Amphipolis, having received Chalcidian colonists, were nearly all
expelled by them.
Now, in
oligarchies the masses make revolution under the idea that they are
unjustly treated, because, as I said before, they are equals, and have
not an equal share, and in democracies the notables revolt, because
they are not equals, and yet have only an equal share.
Again,
the situation of cities is a cause of revolution when the country is
not naturally adapted to preserve the unity of the state. For example,
the Chytians at Clazomenae did not agree with the people of the island;
and the people of Colophon quarrelled with the Notians; at Athens too,
the inhabitants of the Piraeus are more democratic than those who live
in the city. For just as in war the impediment of a ditch, though ever
so small, may break a regiment, so every cause of difference, however
slight, makes a breach in a city. The greatest opposition is confessedly
that of virtue and vice; next comes that of wealth and poverty; and
there are other antagonistic elements, greater or less, of which one
is this difference of place.
Part IV
In revolutions
the occasions may be trifling, but great interests are at stake. Even
trifles are most important when they concern the rulers, as was the
case of old at Syracuse; for the Syracusan constitution was once changed
by a love-quarrel of two young men, who were in the government. The
story is that while one of them was away from home his beloved was gained
over by his companion, and he to revenge himself seduced the other's
wife. They then drew the members of the ruling class into their quarrel
and so split all the people into portions. We learn from this story
that we should be on our guard against the beginnings of such evils,
and should put an end to the quarrels of chiefs and mighty men. The
mistake lies in the beginning- as the proverb says- 'Well begun is half
done'; so an error at the beginning, though quite small, bears the same
ratio to the errors in the other parts. In general, when the notables
quarrel, the whole city is involved, as happened in Hesdaea after the
Persian War. The occasion was the division of an inheritance; one of
two brothers refused to give an account of their father's property and
the treasure which he had found: so the poorer of the two quarrelled
with him and enlisted in his cause the popular party, the other, who
was very rich, the wealthy classes.
At Delphi,
again, a quarrel about a marriage was the beginning of all the troubles
which followed. In this case the bridegroom, fancying some occurrence
to be of evil omen, came to the bride, and went away without taking
her. Whereupon her relations, thinking that they were insulted by him,
put some of the sacred treasure among his offerings while he was sacrificing,
and then slew him, pretending that he had been robbing the temple. At
Mytilene, too, a dispute about heiresses was the beginning of many misfortunes,
and led to the war with the Athenians in which Paches took their city.
A wealthy citizen, named Timophanes, left two daughters; Dexander, another
citizen, wanted to obtain them for his sons; but he was rejected in
his suit, whereupon he stirred up a revolution, and instigated the Athenians
(of whom he was proxenus) to interfere. A similar quarrel about an heiress
arose at Phocis between Mnaseas the father of Mnason, and Euthycrates
the father of Onomarchus; this was the beginning of the Sacred War.
A marriage-quarrel was also the cause of a change in the government
of Epidamnus. A certain man betrothed his daughter to a person whose
father, having been made a magistrate, fined the father of the girl,
and the latter, stung by the insult, conspired with the unenfranchised
classes to overthrow the state.
Governments
also change into oligarchy or into democracy or into a constitutional
government because the magistrates, or some other section of the state,
increase in power or renown. Thus at Athens the reputation gained by
the court of the Areopagus, in the Persian War, seemed to tighten the
reins of government. On the other hand, the victory of Salamis, which
was gained by the common people who served in the fleet, and won for
the Athenians the empire due to command of the sea, strengthened the
democracy. At Argos, the notables, having distinguished themselves against
the Lacedaemonians in the battle of Mantinea, attempted to put down
the democracy. At Syracuse, the people, having been the chief authors
of the victory in the war with the Athenians, changed the constitutional
government into democracy. At Chalcis, the people, uniting with the
notables, killed Phoxus the tyrant, and then seized the government.
At Ambracia, the people, in like manner, having joined with the conspirators
in expelling the tyrant Periander, transferred the government to themselves.
And generally it should be remembered that those who have secured power
to the state, whether private citizens, or magistrates, or tribes, or
any other part or section of the state, are apt to cause revolutions.
For either envy of their greatness draws others into rebellion, or they
themselves, in their pride of superiority, are unwilling to remain on
a level with others.
Revolutions
also break out when opposite parties, e.g., the rich and the people,
are equally balanced, and there is little or no middle class; for, if
either party were manifestly superior, the other would not risk an attack
upon them. And, for this reason, those who are eminent in virtue usually
do not stir up insurrections, always being a minority. Such are the
beginnings and causes of the disturbances and revolutions to which every
form of government is liable.
Revolutions
are effected in two ways, by force and by fraud. Force may be applied
either at the time of making the revolution or afterwards. Fraud, again,
is of two kinds; for (1) sometimes the citizens are deceived into acquiescing
in a change of government, and afterwards they are held in subjection
against their will. This was what happened in the case of the Four Hundred,
who deceived the people by telling them that the king would provide
money for the war against the Lacedaemonians, and, having cheated the
people, still endeavored to retain the government. (2) In other cases
the people are persuaded at first, and afterwards, by a repetition of
the persuasion, their goodwill and allegiance are retained. The revolutions
which effect constitutions generally spring from the above-mentioned
causes.
Part V
And now,
taking each constitution separately, we must see what follows from the
principles already laid down.
Revolutions
in democracies are generally caused by the intemperance of demagogues,
who either in their private capacity lay information against rich men
until they compel them to combine (for a common danger unites even the
bitterest enemies), or coming forward in public stir up the people against
them. The truth of this remark is proved by a variety of examples. At
Cos the democracy was overthrown because wicked demagogues arose, and
the notables combined. At Rhodes the demagogues not only provided pay
for the multitude, but prevented them from making good to the trierarchs
the sums which had been expended by them; and they, in consequence of
the suits which were brought against them, were compelled to combine
and put down the democracy. The democracy at Heraclea was overthrown
shortly after the foundation of the colony by the injustice of the demagogues,
which drove out the notables, who came back in a body and put an end
to the democracy. Much in the same manner the democracy at Megara was
overturned; there the demagogues drove out many of the notables in order
that they might be able to confiscate their property. At length the
exiles, becoming numerous, returned, and, engaging and defeating the
people, established the oligarchy. The same thing happened with the
democracy of Cyme, which was overthrown by Thrasymachus. And we may
observe that in most states the changes have been of this character.
For sometimes the demagogues, in order to curry favor with the people,
wrong the notables and so force them to combine; either they make a
division of their property, or diminish their incomes by the imposition
of public services, and sometimes they bring accusations against the
rich that they may have their wealth to confiscate.
Of old,
the demagogue was also a general, and then democracies changed into
tyrannies. Most of the ancient tyrants were originally demagogues. They
are not so now, but they were then; and the reason is that they were
generals and not orators, for oratory had not yet come into fashion.
Whereas in our day, when the art of rhetoric has made such progress,
the orators lead the people, but their ignorance of military matters
prevents them from usurping power; at any rate instances to the contrary
are few and slight. Tyrannies were more common formerly than now, for
this reason also, that great power was placed in the hands of individuals;
thus a tyranny arose at Miletus out of the office of the Prytanis, who
had supreme authority in many important matters. Moreover, in those
days, when cities were not large, the people dwelt in the fields, busy
at their work; and their chiefs, if they possessed any military talent,
seized the opportunity, and winning the confidence of the masses by
professing their hatred of the wealthy, they succeeded in obtaining
the tyranny. Thus at Athens Peisistratus led a faction against the men
of the plain, and Theagenes at Megara slaughtered the cattle of the
wealthy, which he found by the river side, where they had put them to
graze in land not their own. Dionysius, again, was thought worthy of
the tyranny because he denounced Daphnaeus and the rich; his enmity
to the notables won for him the confidence of the people. Changes also
take place from the ancient to the latest form of democracy; for where
there is a popular election of the magistrates and no property qualification,
the aspirants for office get hold of the people, and contrive at last
even to set them above the laws. A more or less complete cure for this
state of things is for the separate tribes, and not the whole people,
to elect the magistrates.
These are
the principal causes of revolutions in democracies.
Part VI
There are
two patent causes of revolutions in oligarchies: (1) First, when the
oligarchs oppress the people, for then anybody is good enough to be
their champion, especially if he be himself a member of the oligarchy,
as Lygdamis at Naxos, who afterwards came to be tyrant. But revolutions
which commence outside the governing class may be further subdivided.
Sometimes, when the government is very exclusive, the revolution is
brought about by persons of the wealthy class who are excluded, as happened
at Massalia and Istros and Heraclea, and other cities. Those who had
no share in the government created a disturbance, until first the elder
brothers, and then the younger, were admitted; for in some places father
and son, in others elder and younger brothers, do not hold office together.
At Massalia the oligarchy became more like a constitutional government,
but at Istros ended in a democracy, and at Heraclea was enlarged to
600. At Cnidos, again, the oligarchy underwent a considerable change.
For the notables fell out among themselves, because only a few shared
in the government; there existed among them the rule already mentioned,
that father and son not hold office together, and, if there were several
brothers, only the eldest was admitted. The people took advantage of
the quarrel, and choosing one of the notables to be their leader, attacked
and conquered the oligarchs, who were divided, and division is always
a source of weakness. The city of Erythrae, too, in old times was ruled,
and ruled well, by the Basilidae, but the people took offense at the
narrowness of the oligarchy and changed the constitution.
(2) Of
internal causes of revolutions in oligarchies one is the personal rivalry
of the oligarchs, which leads them to play the demagogue. Now, the oligarchical
demagogue is of two sorts: either (a) he practices upon the oligarchs
themselves (for, although the oligarchy are quite a small number, there
may be a demagogue among them, as at Athens Charicles' party won power
by courting the Thirty, that of Phrynichus by courting the Four Hundred);
or (b) the oligarchs may play the demagogue with the people. This was
the case at Larissa, where the guardians of the citizens endeavored
to gain over the people because they were elected by them; and such
is the fate of all oligarchies in which the magistrates are elected,
as at Abydos, not by the class to which they belong, but by the heavy-armed
or by the people, although they may be required to have a high qualification,
or to be members of a political club; or, again, where the law-courts
are composed of persons outside the government, the oligarchs flatter
the people in order to obtain a decision in their own favor, and so
they change the constitution; this happened at Heraclea in Pontus. Again,
oligarchies change whenever any attempt is made to narrow them; for
then those who desire equal rights are compelled to call in the people.
Changes in the oligarchy also occur when the oligarchs waste their private
property by extravagant living; for then they want to innovate, and
either try to make themselves tyrants, or install some one else in the
tyranny, as Hipparinus did Dionysius at Syracuse, and as at Amphipolis
a man named Cleotimus introduced Chalcidian colonists, and when they
arrived, stirred them up against the rich. For a like reason in Aegina
the person who carried on the negotiation with Chares endeavored to
revolutionize the state. Sometimes a party among the oligarchs try directly
to create a political change; sometimes they rob the treasury, and then
either the thieves or, as happened at Apollonia in Pontus, those who
resist them in their thieving quarrel with the rulers. But an oligarchy
which is at unity with itself is not easily destroyed from within; of
this we may see an example at Pharsalus, for there, although the rulers
are few in number, they govern a large city, because they have a good
understanding among themselves.
Oligarchies,
again, are overthrown when another oligarchy is created within the original
one, that is to say, when the whole governing body is small and yet
they do not all share in the highest offices. Thus at Elis the governing
body was a small senate; and very few ever found their way into it,
because the senators were only ninety in number, and were elected for
life and out of certain families in a manner similar to the Lacedaemonian
elders. Oligarchy is liable to revolutions alike in war and in peace;
in war because, not being able to trust the people, the oligarchs are
compelled to hire mercenaries, and the general who is in command of
them often ends in becoming a tyrant, as Timophanes did at Corinth;
or if there are more generals than one they make themselves into a company
of tyrants. Sometimes the oligarchs, fearing this danger, give the people
a share in the government because their services are necessary to them.
And in time of peace, from mutual distrust, the two parties hand over
the defense of the state to the army and to an arbiter between the two
factions, who often ends the master of both. This happened at Larissa
when Simos the Aleuad had the government, and at Abydos in the days
of Iphiades and the political clubs. Revolutions also arise out of marriages
or lawsuits which lead to the overthrow of one party among the oligarchs
by another. Of quarrels about marriages I have already mentioned some
instances; another occurred at Eretria, where Diagoras overturned the
oligarchy of the knights because he had been wronged about a marriage.
A revolution at Heraclea, and another at Thebes, both arose out of decisions
of law-courts upon a charge of adultery; in both cases the punishment
was just, but executed in the spirit of party, at Heraclea upon Eurytion,
and at Thebes upon Archias; for their enemies were jealous of them and
so had them pilloried in the agora. Many oligarchies have been destroyed
by some members of the ruling class taking offense at their excessive
despotism; for example, the oligarchy at Cnidus and at Chios.
Changes
of constitutional governments, and also of oligarchies which limit the
office of counselor, judge, or other magistrate to persons having a
certain money qualification, often occur by accident. The qualification
may have been originally fixed according to the circumstances of the
time, in such a manner as to include in an oligarchy a few only, or
in a constitutional government the middle class. But after a time of
prosperity, whether arising from peace or some other good fortune, the
same property becomes many times as valuable, and then everybody participates
in every office; this happens sometimes gradually and insensibly, and
sometimes quickly. These are the causes of changes and revolutions in
oligarchies.
We must
remark generally both of democracies and oligarchies, that they sometimes
change, not into the opposite forms of government, but only into another
variety of the same class; I mean to say, from those forms of democracy
and oligarchy which are regulated by law into those which are arbitrary,
and conversely.
Part VII
In aristocracies
revolutions are stirred up when a few only share in the honors of the
state; a cause which has been already shown to affect oligarchies; for
an aristocracy is a sort of oligarchy, and, like an oligarchy, is the
government of a few, although few not for the same reason; hence the
two are often confounded. And revolutions will be most likely to happen,
and must happen, when the mass of the people are of the high-spirited
kind, and have a notion that they are as good as their rulers. Thus
at Lacedaemon the so-called Partheniae, who were the [illegitimate]
sons of the Spartan peers, attempted a revolution, and, being detected,
were sent away to colonize Tarentum. Again, revolutions occur when great
men who are at least of equal merit are dishonored by those higher in
office, as Lysander was by the kings of Sparta; or, when a brave man
is excluded from the honors of the state, like Cinadon, who conspired
against the Spartans in the reign of Agesilaus; or, again, when some
are very poor and others very rich, a state of society which is most
often the result of war, as at Lacedaemon in the days of the Messenian
War; this is proved from the poem of Tyrtaeus, entitled 'Good Order';
for he speaks of certain citizens who were ruined by the war and wanted
to have a redistribution of the land. Again, revolutions arise when
an individual who is great, and might be greater, wants to rule alone,
as, at Lacedaemon, Pausanias, who was general in the Persian War, or
like Hanno at Carthage.
Constitutional
governments and aristocracies are commonly overthrown owing to some
deviation from justice in the constitution itself; the cause of the
downfall is, in the former, the ill-mingling of the two elements, democracy
and oligarchy; in the latter, of the three elements, democracy, oligarchy,
and virtue, but especially democracy and oligarchy. For to combine these
is the endeavor of constitutional governments; and most of the so-called
aristocracies have a like aim, but differ from polities in the mode
of combination; hence some of them are more and some less permanent.
Those which incline more to oligarchy are called aristocracies, and
those which incline to democracy constitutional governments. And therefore
the latter are the safer of the two; for the greater the number, the
greater the strength, and when men are equal they are contented. But
the rich, if the constitution gives them power, are apt to be insolent
and avaricious; and, in general, whichever way the constitution inclines,
in that direction it changes as either party gains strength, a constitutional
government becoming a democracy, an aristocracy an oligarchy. But the
process may be reversed, and aristocracy may change into democracy.
This happens when the poor, under the idea that they are being wronged,
force the constitution to take an opposite form. In like manner constitutional
governments change into oligarchies. The only stable principle of government
is equality according to proportion, and for every man to enjoy his
own.
What I
have just mentioned actually happened at Thurii, where the qualification
for office, at first high, was therefore reduced, and the magistrates
increased in number. The notables had previously acquired the whole
of the land contrary to law; for the government tended to oligarchy,
and they were able to encroach.... But the people, who had been trained
by war, soon got the better of the guards kept by the oligarchs, until
those who had too much gave up their land.
Again,
since all aristocratical governments incline to oligarchy, the notables
are apt to be grasping; thus at Lacedaemon, where property tends to
pass into few hands, the notables can do too much as they like, and
are allowed to marry whom they please. The city of Locri was ruined
by a marriage connection with Dionysius, but such a thing could never
have happened in a democracy, or in a wellbalanced aristocracy.
I have
already remarked that in all states revolutions are occasioned by trifles.
In aristocracies, above all, they are of a gradual and imperceptible
nature. The citizens begin by giving up some part of the constitution,
and so with greater ease the government change something else which
is a little more important, until they have undermined the whole fabric
of the state. At Thurii there was a law that generals should only be
re-elected after an interval of five years, and some young men who were
popular with the soldiers of the guard for their military prowess, despising
the magistrates and thinking that they would easily gain their purpose,
wanted to abolish this law and allow their generals to hold perpetual
commands; for they well knew that the people would be glad enough to
elect them. Whereupon the magistrates who had charge of these matters,
and who are called councillors, at first determined to resist, but they
afterwards consented, thinking that, if only this one law was changed,
no further inroad would be made on the constitution. But other changes
soon followed which they in vain attempted to oppose; and the state
passed into the hands of the revolutionists, who established a dynastic
oligarchy.
All constitutions
are overthrown either from within or from without; the latter, when
there is some government close at hand having an opposite interest,
or at a distance, but powerful. This was exemplified in the old times
of the Athenians and the Lacedaemonians; the Athenians everywhere put
down the oligarchies, and the Lacedaemonians the democracies.
I have
now explained what are the chief causes of revolutions and dissensions
in states.
Part VIII
We have
next to consider what means there are of preserving constitutions in
general, and in particular cases. In the first place it is evident that
if we know the causes which destroy constitutions, we also know the
causes which preserve them; for opposites produce opposites, and destruction
is the opposite of preservation.
In all
well-attempered governments there is nothing which should be more jealously
maintained than the spirit of obedience to law, more especially in small
matters; for transgression creeps in unperceived and at last ruins the
state, just as the constant recurrence of small expenses in time eats
up a fortune. The expense does not take place at once, and therefore
is not observed; the mind is deceived, as in the fallacy which says
that 'if each part is little, then the whole is little.' this is true
in one way, but not in another, for the whole and the all are not little,
although they are made up of littles.
In the
first place, then, men should guard against the beginning of change,
and in the second place they should not rely upon the political devices
of which I have already spoken invented only to deceive the people,
for they are proved by experience to be useless. Further, we note that
oligarchies as well as aristocracies may last, not from any inherent
stability in such forms of government, but because the rulers are on
good terms both with the unenfranchised and with the governing classes,
not maltreating any who are excluded from the government, but introducing
into it the leading spirits among them. They should never wrong the
ambitious in a matter of honor, or the common people in a matter of
money; and they should treat one another and their fellow citizen in
a spirit of equality. The equality which the friends of democracy seek
to establish for the multitude is not only just but likewise expedient
among equals. Hence, if the governing class are numerous, many democratic
institutions are useful; for example, the restriction of the tenure
of offices to six months, that all those who are of equal rank may share
in them. Indeed, equals or peers when they are numerous become a kind
of democracy, and therefore demagogues are very likely to arise among
them, as I have already remarked. The short tenure of office prevents
oligarchies and aristocracies from falling into the hands of families;
it is not easy for a person to do any great harm when his tenure of
office is short, whereas long possession begets tyranny in oligarchies
and democracies. For the aspirants to tyranny are either the principal
men of the state, who in democracies are demagogues and in oligarchies
members of ruling houses, or those who hold great offices, and have
a long tenure of them.
Constitutions
are preserved when their destroyers are at a distance, and sometimes
also because they are near, for the fear of them makes the government
keep in hand the constitution. Wherefore the ruler who has a care of
the constitution should invent terrors, and bring distant dangers near,
in order that the citizens may be on their guard, and, like sentinels
in a night watch, never relax their attention. He should endeavor too
by help of the laws to control the contentions and quarrels of the notables,
and to prevent those who have not hitherto taken part in them from catching
the spirit of contention. No ordinary man can discern the beginning
of evil, but only the true statesman.
As to the
change produced in oligarchies and constitutional governments by the
alteration of the qualification, when this arises, not out of any variation
in the qualification but only out of the increase of money, it is well
to compare the general valuation of property with that of past years,
annually in those cities in which the census is taken annually and in
larger cities every third or fifth year. If the whole is many times
greater or many times less than when the ratings recognized by the constitution
were fixed, there should be power given by law to raise or lower the
qualification as the amount is greater or less. Where this is not done
a constitutional government passes into an oligarchy, and an oligarchy
is narrowed to a rule of families; or in the opposite case constitutional
government becomes democracy, and oligarchy either constitutional government
or democracy.
It is a
principle common to democracy, oligarchy, and every other form of government
not to allow the disproportionate increase of any citizen but to give
moderate honor for a long time rather than great honor for a short time.
For men are easily spoilt; not every one can bear prosperity. But if
this rule is not observed, at any rate the honors which are given all
at once should be taken away by degrees and not all at once. Especially
should the laws provide against any one having too much power, whether
derived from friends or money; if he has, he should be sent clean out
of the country. And since innovations creep in through the private life
of individuals also, there ought to be a magistracy which will have
an eye to those whose life is not in harmony with the government, whether
oligarchy or democracy or any other. And for a like reason an increase
of prosperity in any part of the state should be carefully watched.
The proper remedy for this evil is always to give the management of
affairs and offices of state to opposite elements; such opposites are
the virtuous and the many, or the rich and the poor. Another way is
to combine the poor and the rich in one body, or to increase the middle
class: thus an end will be put to the revolutions which arise from inequality.
But above
all every state should be so administered and so regulated by law that
its magistrates cannot possibly make money. In oligarchies special precautions
should be used against this evil. For the people do not take any great
offense at being kept out of the government- indeed they are rather
pleased than otherwise at having leisure for their private business-
but what irritates them is to think that their rulers are stealing the
public money; then they are doubly annoyed; for they lose both honor
and profit. If office brought no profit, then and then only could democracy
and aristocracy be combined; for both notables and people might have
their wishes gratified. All would be able to hold office, which is the
aim of democracy, and the notables would be magistrates, which is the
aim of aristocracy. And this result may be accomplished when there is
no possibility of making money out of the offices; for the poor will
not want to have them when there is nothing to be gained from them-
they would rather be attending to their own concerns; and the rich,
who do not want money from the public treasury, will be able to take
them; and so the poor will keep to their work and grow rich, and the
notables will not be governed by the lower class. In order to avoid
peculation of the public money, the transfer of the revenue should be
made at a general assembly of the citizens, and duplicates of the accounts
deposited with the different brotherhoods, companies, and tribes. And
honors should be given by law to magistrates who have the reputation
of being incorruptible. In democracies the rich should be spared; not
only should their property not be divided, but their incomes also, which
in some states are taken from them imperceptibly, should be protected.
It is a good thing to prevent the wealthy citizens, even if they are
willing from undertaking expensive and useless public services, such
as the giving of choruses, torch-races, and the like. In an oligarchy,
on the other hand, great care should be taken of the poor, and lucrative
offices should go to them; if any of the wealthy classes insult them,
the offender should be punished more severely than if he had wronged
one of his own class. Provision should be made that estates pass by
inheritance and not by gift, and no person should have more than one
inheritance; for in this way properties will be equalized, and more
of the poor rise to competency. It is also expedient both in a democracy
and in an oligarchy to assign to those who have less share in the government
(i.e., to the rich in a democracy and to the poor in an oligarchy) an
equality or preference in all but the principal offices of state. The
latter should be entrusted chiefly or only to members of the governing
class.
Part IX
There are
three qualifications required in those who have to fill the highest
offices- (1) first of all, loyalty to the established constitution;
(2) the greatest administrative capacity; (3) virtue and justice of
the kind proper to each form of government; for, if what is just is
not the same in all governments, the quality of justice must also differ.
There may be a doubt, however, when all these qualities do not meet
in the same person, how the selection is to be made; suppose, for example,
a good general is a bad man and not a friend to the constitution, and
another man is loyal and just, which should we choose? In making the
election ought we not to consider two points? what qualities are common,
and what are rare. Thus in the choice of a general, we should regard
his skill rather than his virtue; for few have military skill, but many
have virtue. In any office of trust or stewardship, on the other hand,
the opposite rule should be observed; for more virtue than ordinary
is required in the holder of such an office, but the necessary knowledge
is of a sort which all men possess.
It may,
however, be asked what a man wants with virtue if he have political
ability and is loyal, since these two qualities alone will make him
do what is for the public interest. But may not men have both of them
and yet be deficient in self-control? If, knowing and loving their own
interests, they do not always attend to them, may they not be equally
negligent of the interests of the public?
Speaking
generally, we may say that whatever legal enactments are held to be
for the interest of various constitutions, all these preserve them.
And the great preserving principle is the one which has been repeatedly
mentioned- to have a care that the loyal citizen should be stronger
than the disloyal. Neither should we forget the mean, which at the present
day is lost sight of in perverted forms of government; for many practices
which appear to be democratical are the ruin of democracies, and many
which appear to be oligarchical are the ruin of oligarchies. Those who
think that all virtue is to be found in their own party principles push
matters to extremes; they do not consider that disproportion destroys
a state. A nose which varies from the ideal of straightness to a hook
or snub may still be of good shape and agreeable to the eye; but if
the excess be very great, all symmetry is lost, and the nose at last
ceases to be a nose at all on account of some excess in one direction
or defect in the other; and this is true of every other part of the
human body. The same law of proportion equally holds in states. Oligarchy
or democracy, although a departure from the most perfect form, may yet
be a good enough government, but if any one attempts to push the principles
of either to an extreme, he will begin by spoiling the government and
end by having none at all. Wherefore the legislator and the statesman
ought to know what democratical measures save and what destroy a democracy,
and what oligarchical measures save or destroy an oligarchy. For neither
the one nor the other can exist or continue to exist unless both rich
and poor are included in it. If equality of property is introduced,
the state must of necessity take another form; for when by laws carried
to excess one or other element in the state is ruined, the constitution
is ruined.
There is
an error common both to oligarchies and to democracies: in the latter
the demagogues, when the multitude are above the law, are always cutting
the city in two by quarrels with the rich, whereas they should always
profess to be maintaining their cause; just as in oligarchies the oligarchs
should profess to maintaining the cause of the people, and should take
oaths the opposite of those which they now take. For there are cities
in which they swear- 'I will be an enemy to the people, and will devise
all the harm against them which I can'; but they ought to exhibit and
to entertain the very opposite feeling; in the form of their oath there
should be an express declaration- 'I will do no wrong to the people.'
But of
all the things which I have mentioned that which most contributes to
the permanence of constitutions is the adaptation of education to the
form of government, and yet in our own day this principle is universally
neglected. The best laws, though sanctioned by every citizen of the
state, will be of no avail unless the young are trained by habit and
education in the spirit of the constitution, if the laws are democratical,
democratically or oligarchically, if the laws are oligarchical. For
there may be a want of self-discipline in states as well as in individuals.
Now, to have been educated in the spirit of the constitution is not
to perform the actions in which oligarchs or democrats delight, but
those by which the existence of an oligarchy or of a democracy is made
possible. Whereas among ourselves the sons of the ruling class in an
oligarchy live in luxury, but the sons of the poor are hardened by exercise
and toil, and hence they are both more inclined and better able to make
a revolution. And in democracies of the more extreme type there has
arisen a false idea of freedom which is contradictory to the true interests
of the state. For two principles are characteristic of democracy, the
government of the majority and freedom. Men think that what is just
is equal; and that equality is the supremacy of the popular will; and
that freedom means the doing what a man likes. In such democracies every
one lives as he pleases, or in the words of Euripides, 'according to
his fancy.' But this is all wrong; men should not think it slavery to
live according to the rule of the constitution; for it is their salvation.
I have
now discussed generally the causes of the revolution and destruction
of states, and the means of their preservation and continuance.
Part X
I have
still to speak of monarchy, and the causes of its destruction and preservation.
What I have said already respecting forms of constitutional government
applies almost equally to royal and to tyrannical rule. For royal rule
is of the nature of an aristocracy, and a tyranny is a compound of oligarchy
and democracy in their most extreme forms; it is therefore most injurious
to its subjects, being made up of two evil forms of government, and
having the perversions and errors of both. These two forms of monarchy
are contrary in their very origin. The appointment of a king is the
resource of the better classes against the people, and he is elected
by them out of their own number, because either he himself or his family
excel in virtue and virtuous actions; whereas a tyrant is chosen from
the people to be their protector against the notables, and in order
to prevent them from being injured. History shows that almost all tyrants
have been demagogues who gained the favor of the people by their accusation
of the notables. At any rate this was the manner in which the tyrannies
arose in the days when cities had increased in power. Others which were
older originated in the ambition of kings wanting to overstep the limits
of their hereditary power and become despots. Others again grew out
of the class which were chosen to be chief magistrates; for in ancient
times the people who elected them gave the magistrates, whether civil
or religious, a long tenure. Others arose out of the custom which oligarchies
had of making some individual supreme over the highest offices. In any
of these ways an ambitious man had no difficulty, if he desired, in
creating a tyranny, since he had the power in his hands already, either
as king or as one of the officers of state. Thus Pheidon at Argos and
several others were originally kings, and ended by becoming tyrants;
Phalaris, on the other hand, and the Ionian tyrants, acquired the tyranny
by holding great offices. Whereas Panaetius at Leontini, Cypselus at
Corinth, Peisistratus at Athens, Dionysius at Syracuse, and several
others who afterwards became tyrants, were at first demagogues.
And so,
as I was saying, royalty ranks with aristocracy, for it is based upon
merit, whether of the individual or of his family, or on benefits conferred,
or on these claims with power added to them. For all who have obtained
this honor have benefited, or had in their power to benefit, states
and nations; some, like Codrus, have prevented the state from being
enslaved in war; others, like Cyrus, have given their country freedom,
or have settled or gained a territory, like the Lacedaemonian, Macedonian,
and Molossian kings. The idea of a king is to be a protector of the
rich against unjust treatment, of the people against insult and oppression.
Whereas a tyrant, as has often been repeated, has no regard to any public
interest, except as conducive to his private ends; his aim is pleasure,
the aim of a king, honor. Wherefore also in their desires they differ;
the tyrant is desirous of riches, the king, of what brings honor. And
the guards of a king are citizens, but of a tyrant mercenaries.
That tyranny
has all the vices both of democracy and oligarchy is evident. As of
oligarchy so of tyranny, the end is wealth; (for by wealth only can
the tyrant maintain either his guard or his luxury). Both mistrust the
people, and therefore deprive them of their arms. Both agree too in
injuring the people and driving them out of the city and dispersing
them. From democracy tyrants have borrowed the art of making war upon
the notables and destroying them secretly or openly, or of exiling them
because they are rivals and stand in the way of their power; and also
because plots against them are contrived by men of this dass, who either
want to rule or to escape subjection. Hence Periander advised Thrasybulus
by cutting off the tops of the tallest ears of corn, meaning that he
must always put out of the way the citizens who overtop the rest. And
so, as I have already intimated, the beginnings of change are the same
in monarchies as in forms of constitutional government; subjects attack
their sovereigns out of fear or contempt, or because they have been
unjustly treated by them. And of injustice, the most common form is
insult, another is confiscation of property.
The ends
sought by conspiracies against monarchies, whether tyrannies or royalties,
are the same as the ends sought by conspiracies against other forms
of government. Monarchs have great wealth and honor, which are objects
of desire to all mankind. The attacks are made sometimes against their
lives, sometimes against the office; where the sense of insult is the
motive, against their lives. Any sort of insult (and there are many)
may stir up anger, and when men are angry, they commonly act out of
revenge, and not from ambition. For example, the attempt made upon the
Peisistratidae arose out of the public dishonor offered to the sister
of Harmodius and the insult to himself. He attacked the tyrant for his
sister's sake, and Aristogeiton joined in the attack for the sake of
Harmodius. A conspiracy was also formed against Periander, the tyrant
of Ambracia, because, when drinking with a favorite youth, he asked
him whether by this time he was not with child by him. Philip, too,
was attacked by Pausanias because he permitted him to be insulted by
Attalus and his friends, and Amyntas the little, by Derdas, because
he boasted of having enjoyed his youth. Evagoras of Cyprus, again, was
slain by the eunuch to revenge an insult; for his wife had been carried
off by Evagoras's son. Many conspiracies have originated in shameful
attempts made by sovereigns on the persons of their subjects. Such was
the attack of Crataeas upon Archelaus; he had always hated the connection
with him, and so, when Archelaus, having promised him one of his two
daughters in marriage, did not give him either of them, but broke his
word and married the elder to the king of Elymeia, when he was hard
pressed in a war against Sirrhas and Arrhabaeus, and the younger to
his own son Amyntas, under the idea that Amyntas would then be less
likely to quarrel with his son by Cleopatra- Crataeas made this slight
a pretext for attacking Archelaus, though even a less reason would have
sufficed, for the real cause of the estrangement was the disgust which
he felt at his connection with the king. And from a like motive Hellonocrates
of Larissa conspired with him; for when Archelaus, who was his lover,
did not fulfill his promise of restoring him to his country, he thought
that the connection between them had originated, not in affection, but
in the wantonness of power. Pytho, too, and Heracleides of Aenos, slew
Cotys in order to avenge their father, and Adamas revolted from Cotys
in revenge for the wanton outrage which he had committed in mutilating
him when a child.
Many, too,
irritated at blows inflicted on the person which they deemed an insult,
have either killed or attempted to kill officers of state and royal
princes by whom they have been injured. Thus, at Mytilene, Megacles
and his friends attacked and slew the Penthilidae, as they were going
about and striking people with clubs. At a later date Smerdis, who had
been beaten and torn away from his wife by Penthilus, slew him. In the
conspiracy against Archelaus, Decamnichus stimulated the fury of the
assassins and led the attack; he was enraged because Archelaus had delivered
him to Euripides to be scourged; for the poet had been irritated at
some remark made by Decamnichus on the foulness of his breath. Many
other examples might be cited of murders and conspiracies which have
arisen from similar causes.
Fear is
another motive which, as we have said, has caused conspiracies as well
in monarchies as in more popular forms of government. Thus Artapanes
conspired against Xerxes and slew him, fearing that he would be accused
of hanging Darius against his orders-he having been under the impression
that Xerxes would forget what he had said in the middle of a meal, and
that the offense would be forgiven.
Another
motive is contempt, as in the case of Sardanapalus, whom some one saw
carding wool with his women, if the storytellers say truly; and the
tale may be true, if not of him, of some one else. Dion attacked the
younger Dionysius because he despised him, and saw that he was equally
despised by his own subjects, and that he was always drunk. Even the
friends of a tyrant will sometimes attack him out of contempt; for the
confidence which he reposes in them breeds contempt, and they think
that they will not be found out. The expectation of success is likewise
a sort of contempt; the assailants are ready to strike, and think nothing
of the danger, because they seem to have the power in their hands. Thus
generals of armies attack monarchs; as, for example, Cyrus attacked
Astyages, despising the effeminacy of his life, and believing that his
power was worn out. Thus again, Seuthes the Thracian conspired against
Amadocus, whose general he was.
And sometimes
men are actuated by more than one motive, like Mithridates, who conspired
against Ariobarzanes, partly out of contempt and partly from the love
of gain.
Bold natures,
placed by their sovereigns in a high military position, are most likely
to make the attempt in the expectation of success; for courage is emboldened
by power, and the union of the two inspires them with the hope of an
easy victory.
Attempts
of which the motive is ambition arise in a different way as well as
in those already mentioned. There are men who will not risk their lives
in the hope of gains and honors however great, but who nevertheless
regard the killing of a tyrant simply as an extraordinary action which
will make them famous and honorable in the world; they wish to acquire,
not a kingdom, but a name. It is rare, however, to find such men; he
who would kill a tyrant must be prepared to lose his life if he fail.
He must have the resolution of Dion, who, when he made war upon Dionysius,
took with him very few troops, saying 'that whatever measure of success
he might attain would be enough for him, even if he were to die the
moment he landed; such a death would be welcome to him.' this is a temper
to which few can attain.
Once more,
tyrannies, like all other governments, are destroyed from without by
some opposite and more powerful form of government. That such a government
will have the will to attack them is clear; for the two are opposed
in principle; and all men, if they can, do what they will. Democracy
is antagonistic to tyranny, on the principle of Hesiod, 'Potter hates
Potter,' because they are nearly akin, for the extreme form of democracy
is tyranny; and royalty and aristocracy are both alike opposed to tyranny,
because they are constitutions of a different type. And therefore the
Lacedaemonians put down most of the tyrannies, and so did the Syracusans
during the time when they were well governed.
Again,
tyrannies are destroyed from within, when the reigning family are divided
among themselves, as that of Gelo was, and more recently that of Dionysius;
in the case of Gelo because Thrasybulus, the brother of Hiero, flattered
the son of Gelo and led him into excesses in order that he might rule
in his name. Whereupon the family got together a party to get rid of
Thrasybulus and save the tyranny; but those of the people who conspired
with them seized the opportunity and drove them all out. In the case
of Dionysius, Dion, his own relative, attacked and expelled him with
the assistance of the people; he afterwards perished himself.
There are
two chief motives which induce men to attack tyrannies- hatred and contempt.
Hatred of tyrants is inevitable, and contempt is also a frequent cause
of their destruction. Thus we see that most of those who have acquired,
have retained their power, but those who have inherited, have lost it,
almost at once; for, living in luxurious ease, they have become contemptible,
and offer many opportunities to their assailants. Anger, too, must be
included under hatred, and produces the same effects. It is often times
even more ready to strike- the angry are more impetuous in making an
attack, for they do not follow rational principle. And men are very
apt to give way to their passions when they are insulted. To this cause
is to be attributed the fall of the Peisistratidae and of many others.
Hatred is more reasonable, for anger is accompanied by pain, which is
an impediment to reason, whereas hatred is painless.
In a word,
all the causes which I have mentioned as destroying the last and most
unmixed form of oligarchy, and the extreme form of democracy, may be
assumed to affect tyranny; indeed the extreme forms of both are only
tyrannies distributed among several persons. Kingly rule is little affected
by external causes, and is therefore lasting; it is generally destroyed
from within. And there are two ways in which the destruction may come
about; (1) when the members of the royal family quarrel among themselves,
and (2) when the kings attempt to administer the state too much after
the fashion of a tyranny, and to extend their authority contrary to
the law. Royalties do not now come into existence; where such forms
of government arise, they are rather monarchies or tyrannies. For the
rule of a king is over voluntary subjects, and he is supreme in all
important matters; but in our own day men are more upon an equality,
and no one is so immeasurably superior to others as to represent adequately
the greatness and dignity of the office. Hence mankind will not, if
they can help, endure it, and any one who obtains power by force or
fraud is at once thought to be a tyrant. In hereditary monarchies a
further cause of destruction is the fact that kings often fall into
contempt, and, although possessing not tyrannical power, but only royal
dignity, are apt to outrage others. Their overthrow is then readily
effected; for there is an end to the king when his subjects do not want
to have him, but the tyrant lasts, whether they like him or not.
The destruction
of monarchies is to be attributed to these and the like causes.
Part XI
And they
are preserved, to speak generally, by the opposite causes; or, if we
consider them separately, (1) royalty is preserved by the limitation
of its powers. The more restricted the functions of kings, the longer
their power will last unimpaired; for then they are more moderate and
not so despotic in their ways; and they are less envied by their subjects.
This is the reason why the kingly office has lasted so long among the
Molossians. And for a similar reason it has continued among the Lacedaemonians,
because there it was always divided between two, and afterwards further
limited by Theopompus in various respects, more particularly by the
establishment of the Ephoralty. He diminished the power of the kings,
but established on a more lasting basis the kingly office, which was
thus made in a certain sense not less, but greater. There is a story
that when his wife once asked him whether he was not ashamed to leave
to his sons a royal power which was less than he had inherited from
his father, 'No indeed,' he replied, 'for the power which I leave to
them will be more lasting.'
As to (2)
tyrannies, they are preserved in two most opposite ways. One of them
is the old traditional method in which most tyrants administer their
government. Of such arts Periander of Corinth is said to have been the
great master, and many similar devices may be gathered from the Persians
in the administration of their government. There are firstly the prescriptions
mentioned some distance back, for the preservation of a tyranny, in
so far as this is possible; viz., that the tyrant should lop off those
who are too high; he must put to death men of spirit; he must not allow
common meals, clubs, education, and the like; he must be upon his guard
against anything which is likely to inspire either courage or confidence
among his subjects; he must prohibit literary assemblies or other meetings
for discussion, and he must take every means to prevent people from
knowing one another (for acquaintance begets mutual confidence). Further,
he must compel all persons staying in the city to appear in public and
live at his gates; then he will know what they are doing: if they are
always kept under, they will learn to be humble. In short, he should
practice these and the like Persian and barbaric arts, which all have
the same object. A tyrant should also endeavor to know what each of
his subjects says or does, and should employ spies, like the 'female
detectives' at Syracuse, and the eavesdroppers whom Hiero was in the
habit of sending to any place of resort or meeting; for the fear of
informers prevents people from speaking their minds, and if they do,
they are more easily found out. Another art of the tyrant is to sow
quarrels among the citizens; friends should be embroiled with friends,
the people with the notables, and the rich with one another. Also he
should impoverish his subjects; he thus provides against the maintenance
of a guard by the citizen and the people, having to keep hard at work,
are prevented from conspiring. The Pyramids of Egypt afford an example
of this policy; also the offerings of the family of Cypselus, and the
building of the temple of Olympian Zeus by the Peisistratidae, and the
great Polycratean monuments at Samos; all these works were alike intended
to occupy the people and keep them poor. Another practice of tyrants
is to multiply taxes, after the manner of Dionysius at Syracuse, who
contrived that within five years his subjects should bring into the
treasury their whole property. The tyrant is also fond of making war
in order that his subjects may have something to do and be always in
want of a leader. And whereas the power of a king is preserved by his
friends, the characteristic of a tyrant is to distrust his friends,
because he knows that all men want to overthrow him, and they above
all have the power.
Again,
the evil practices of the last and worst form of democracy are all found
in tyrannies. Such are the power given to women in their families in
the hope that they will inform against their husbands, and the license
which is allowed to slaves in order that they may betray their masters;
for slaves and women do not conspire against tyrants; and they are of
course friendly to tyrannies and also to democracies, since under them
they have a good time. For the people too would fain be a monarch, and
therefore by them, as well as by the tyrant, the flatterer is held in
honor; in democracies he is the demagogue; and the tyrant also has those
who associate with him in a humble spirit, which is a work of flattery.
Hence tyrants
are always fond of bad men, because they love to be flattered, but no
man who has the spirit of a freeman in him will lower himself by flattery;
good men love others, or at any rate do not flatter them. Moreover,
the bad are useful for bad purposes; 'nail knocks out nail,' as the
proverb says. It is characteristic of a tyrant to dislike every one
who has dignity or independence; he wants to be alone in his glory,
but any one who claims a like dignity or asserts his independence encroaches
upon his prerogative, and is hated by him as an enemy to his power.
Another mark of a tyrant is that he likes foreigners better than citizens,
and lives with them and invites them to his table; for the one are enemies,
but the Others enter into no rivalry with him.
Such are
the notes of the tyrant and the arts by which he preserves his power;
there is no wickedness too great for him. All that we have said may
be summed up under three heads, which answer to the three aims of the
tyrant. These are, (1) the humiliation of his subjects; he knows that
a mean-spirited man will not conspire against anybody; (2) the creation
of mistrust among them; for a tyrant is not overthrown until men begin
to have confidence in one another; and this is the reason why tyrants
are at war with the good; they are under the idea that their power is
endangered by them, not only because they would not be ruled despotically
but also because they are loyal to one another, and to other men, and
do not inform against one another or against other men; (3) the tyrant
desires that his subjects shall be incapable of action, for no one attempts
what is impossible, and they will not attempt to overthrow a tyranny,
if they are powerless. Under these three heads the whole policy of a
tyrant may be summed up, and to one or other of them all his ideas may
be referred: (1) he sows distrust among his subjects; (2) he takes away
their power; (3) he humbles them.
This then
is one of the two methods by which tyrannies are preserved; and there
is another which proceeds upon an almost opposite principle of action.
The nature of this latter method may be gathered from a comparison of
the causes which destroy kingdoms, for as one mode of destroying kingly
power is to make the office of king more tyrannical, so the salvation
of a tyranny is to make it more like the rule of a king. But of one
thing the tyrant must be careful; he must keep power enough to rule
over his subjects, whether they like him or not, for if he once gives
this up he gives up his tyranny. But though power must be retained as
the foundation, in all else the tyrant should act or appear to act in
the character of a king. In the first place he should pretend a care
of the public revenues, and not waste money in making presents of a
sort at which the common people get excited when they see their hard-won
earnings snatched from them and lavished on courtesans and strangers
and artists. He should give an account of what he receives and of what
he spends (a practice which has been adopted by some tyrants); for then
he will seem to be a steward of the public rather than a tyrant; nor
need he fear that, while he is the lord of the city, he will ever be
in want of money. Such a policy is at all events much more advantageous
for the tyrant when he goes from home, than to leave behind him a hoard,
for then the garrison who remain in the city will be less likely to
attack his power; and a tyrant, when he is absent from home, has more
reason to fear the guardians of his treasure than the citizens, for
the one accompany him, but the others remain behind. In the second place,
he should be seen to collect taxes and to require public services only
for state purposes, and that he may form a fund in case of war, and
generally he ought to make himself the guardian and treasurer of them,
as if they belonged, not to him, but to the public. He should appear,
not harsh, but dignified, and when men meet him they should look upon
him with reverence, and not with fear. Yet it is hard for him to be
respected if he inspires no respect, and therefore whatever virtues
he may neglect, at least he should maintain the character of a great
soldier, and produce the impression that he is one. Neither he nor any
of his associates should ever be guilty of the least offense against
modesty towards the young of either sex who are his subjects, and the
women of his family should observe a like self-control towards other
women; the insolence of women has ruined many tyrannies. In the indulgence
of pleasures he should be the opposite of our modern tyrants, who not
only begin at dawn and pass whole days in sensuality, but want other
men to see them, that they may admire their happy and blessed lot. In
these things a tyrant should if possible be moderate, or at any rate
should not parade his vices to the world; for a drunken and drowsy tyrant
is soon despised and attacked; not so he who is temperate and wide awake.
His conduct should be the very reverse of nearly everything which has
been said before about tyrants. He ought to adorn and improve his city,
as though he were not a tyrant, but the guardian of the state. Also
he should appear to be particularly earnest in the service of the Gods;
for if men think that a ruler is religious and has a reverence for the
Gods, they are less afraid of suffering injustice at his hands, and
they are less disposed to conspire against him, because they believe
him to have the very Gods fighting on his side. At the same time his
religion must not be thought foolish. And he should honor men of merit,
and make them think that they would not be held in more honor by the
citizens if they had a free government. The honor he should distribute
himself, but the punishment should be inflicted by officers and courts
of law. It is a precaution which is taken by all monarchs not to make
one person great; but if one, then two or more should be raised, that
they may look sharply after one another. If after all some one has to
be made great, he should not be a man of bold spirit; for such dispositions
are ever most inclined to strike. And if any one is to be deprived of
his power, let it be diminished gradually, not taken from him all at
once. The tyrant should abstain from all outrage; in particular from
personal violence and from wanton conduct towards the young. He should
be especially careful of his behavior to men who are lovers of honor;
for as the lovers of money are offended when their property is touched,
so are the lovers of honor and the virtuous when their honor is affected.
Therefore a tyrant ought either not to commit such acts at all; or he
should be thought only to employ fatherly correction, and not to trample
upon others -- and his acquaintance with youth should be supposed to
arise from affection, and not from the insolence of power, and in general
he should compensate the appearance of dishonor by the increase of honor.
Of those
who attempt assassination they are the most dangerous, and require to
be most carefully watched, who do not care to survive, if they effect
their purpose. Therefore special precaution should be taken about any
who think that either they or those for whom they care have been insulted;
for when men are led away by passion to assault others they are regardless
of themselves. As Heracleitus says, 'It is difficult to fight against
anger; for a man will buy revenge with his soul.'
And whereas
states consist of two classes, of poor men and of rich, the tyrant should
lead both to imagine that they are preserved and prevented from harming
one another by his rule, and whichever of the two is stronger he should
attach to his government; for, having this advantage, he has no need
either to emancipate slaves or to disarm the citizens; either party
added to the force which he already has, will make him stronger than
his assailants.
But enough
of these details; what should be the general policy of the tyrant is
obvious. He ought to show himself to his subjects in the light, not
of a tyrant, but of a steward and a king. He should not appropriate
what is theirs, but should be their guardian; he should be moderate,
not extravagant in his way of life; he should win the notables by companionship,
and the multitude by flattery. For then his rule will of necessity be
nobler and happier, because he will rule over better men whose spirits
are not crushed, over men to whom he himself is not an object of hatred,
and of whom he is not afraid. His power too will be more lasting. His
disposition will be virtuous, or at least half virtuous; and he will
not be wicked, but half wicked only.
XII
Yet no forms of government are so short-lived as oligarchy and tyranny.
The tyranny which lasted longest was that of Orthagoras and his sons
at Sicyon; this continued for a hundred years. The reason was that they
treated their subjects with moderation, and to a great extent observed
the laws; and in various ways gained the favor of the people by the
care which they took of them. Cleisthenes, in particular, was respected
for his military ability. If report may be believed, he crowned the
judge who decided against him in the games; and, as some say, the sitting
statue in the Agora of Sicyon is the likeness of this person. (A similar
story is told of Peisistratus, who is said on one occasion to have allowed
himself to be summoned and tried before the Areopagus.)
Next in
duration to the tyranny of Orthagoras was that of the Cypselidae at
Corinth, which lasted seventy-three years and six months: Cypselus reigned
thirty years, Periander forty and a half, and Psammetichus the son of
Gorgus three. Their continuance was due to similar causes: Cypselus
was a popular man, who during the whole time of his rule never had a
bodyguard; and Periander, although he was a tyrant, was a great soldier.
Third in duration was the rule of the Peisistratidae at Athens, but
it was interrupted; for Peisistratus was twice driven out, so that during
three and thirty years he reigned only seventeen; and his sons reigned
eighteen -- altogether thirty-five years. Of other tyrannies, that of
Hiero and Gelo at Syracuse was the most lasting. Even this, however,
was short, not more than eighteen years in all; for Gelo continued tyrant
for seven years, and died in the eighth; Hiero reigned for ten years,
and Thrasybulus was driven out in the eleventh month. In fact, tyrannies
generally have been of quite short duration.
I have
now gone through almost all the causes by which constitutional governments
and monarchies are either destroyed or preserved.
In the
Republic of Plato, Socrates treats of revolutions, but not well, for
he mentions no cause of change which peculiarly affects the first, or
perfect state. He only says that the cause is that nothing is abiding,
but all things change in a certain cycle; and that the origin of the
change consists in those numbers 'of which 4 and 3, married with 5,
furnish two harmonies' (he means when the number of this figure becomes
solid); he conceives that nature at certain times produces bad men who
will not submit to education; in which latter particular he may very
likely be not far wrong, for there may well be some men who cannot be
educated and made virtuous. But why is such a cause of change peculiar
to his ideal state, and not rather common to all states, nay, to everything
which comes into being at all? And is it by the agency of time, which,
as he declares, makes all things change, that things which did not begin
together, change together? For example, if something has come into being
the day before the completion of the cycle, will it change with things
that came into being before? Further, why should the perfect state change
into the Spartan? For governments more often take an opposite form than
one akin to them. The same remark is applicable to the other changes;
he says that the Spartan constitution changes into an oligarchy, and
this into a democracy, and this again into a tyranny. And yet the contrary
happens quite as often; for a democracy is even more likely to change
into an oligarchy than into a monarchy. Further, he never says whether
tyranny is, or is not, liable to revolutions, and if it is, what is
the cause of them, or into what form it changes. And the reason is,
that he could not very well have told: for there is no rule; according
to him it should revert to the first and best, and then there would
be a complete cycle. But in point of fact a tyranny often changes into
a tyranny, as that at Sicyon changed from the tyranny of Myron into
that of Cleisthenes; into oligarchy, as the tyranny of Antileon did
at Chalcis; into democracy, as that of Gelo's family did at Syracuse;
into aristocracy, as at Carthage, and the tyranny of Charilaus at Lacedaemon.
Often an oligarchy changes into a tyranny, like most of the ancient
oligarchies in Sicily; for example, the oligarchy at Leontini changed
into the tyranny of Panaetius; that at Gela into the tyranny of Cleander;
that at Rhegium into the tyranny of Anaxilaus; the same thing has happened
in many other states. And it is absurd to suppose that the state changes
into oligarchy merely because the ruling class are lovers and makers
of money, and not because the very rich think it unfair that the very
poor should have an equal share in the government with themselves. Moreover,
in many oligarchies there are laws against making money in trade. But
at Carthage, which is a democracy. there is no such prohibition; and
yet to this day the Carthaginians have never had a revolution. It is
absurd too for him to say that an oligarchy is two cities, one of the
rich, and the other of the poor. Is not this just as much the case in
the Spartan constitution, or in any other in which either all do not
possess equal property, or all are not equally good men? Nobody need
be any poorer than he was before, and yet the oligarchy may change an
the same into a democracy, if the poor form the majority; and a democracy
may change into an oligarchy, if the wealthy class are stronger than
the people, and the one are energetic, the other indifferent. Once more,
although the causes of the change are very numerous, he mentions only
one, which is, that the citizens become poor through dissipation and
debt, as though he thought that all, or the majority of them, were originally
rich. This is not true: though it is true that when any of the leaders
lose their property they are ripe for revolution; but, when anybody
else, it is no great matter, and an oligarchy does not even then more
often pass into a democracy than into any other form of government.
Again, if men are deprived of the honors of state, and are wronged,
and insulted, they make revolutions, and change forms of government,
even although they have not wasted their substance because they might
do what they liked -- of which extravagance he declares excessive freedom
to be the cause.
Finally,
although there are many forms of oligarchies and democracies, Socrates
speaks of their revolutions as though there were only one form of either
of them.
I
| II | III
| IV | V
| VI | VII
| VIII