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A POLITICAL
TREATISE.
CHAPTER
I.
INTRODUCTION.
PHILOSOPHERS
conceive of the passions which harass us as vices into which men fall
by their own fault, and, therefore, generally deride, bewail, or blame
them, or execrate them, if they wish to seem unusually pious. And so
they think they are doing something wonderful, and reaching the pinnacle
of learning, when they are clever enough to bestow manifold praise on
such human nature, as is nowhere to be found, and to make verbal attacks
on that which, in fact, exists. For they conceive of men, not as they
are, but as they themselves would like them to be. Whence it has come
to pass that, instead of ethics, they have generally written satire,
and that they have never conceived a theory of politics, which could
be turned to use, but such as might be taken for a chimera, or might
have been formed in Utopia, or in that golden age of the poets when,
to be sure, there was least need of it. Accordingly, as in all sciences,
which have a useful application, so especially in that of politics,
theory is supposed to be at variance with practice; and no men are esteemed
less fit to direct public affairs than theorists or philosophers.
2. But
statesmen, on the other hand, are suspected of plotting against mankind,
rather than consulting their interests, and are esteemed more crafty
than learned. No doubt nature has taught them, that vices will exist,
while men do. And so, while they study to anticipate human wickedness,
and that by arts, which experience and long practice have taught, and
which men generally use under the guidance more of fear than of reason,
they are thought to be enemies of religion, especially by divines, who
believe that supreme authorities should handle public affairs in accordance
with the same rules of piety, as bind a private individual. Yet there
can be no doubt, that statesmen have written about politics far more
happily than philosophers. For, as they had experience for their mistress,
they taught nothing that was inconsistent with practice.
3. And,
certainly, I am fully persuaded that experience has revealed all conceivable
sorts of commonwealth, which are consistent with men's living in unity,
and likewise the means by which the multitude may be guided or kept
within fixed bounds. So that I do not believe that we can by meditation
discover in this matter anything not yet tried and ascertained, which
shall be consistent with experience or practice. For men are so situated,
that they cannot live without some general law. But general laws and
public affairs are ordained and managed by men of the utmost acuteness,
or, if you like, of great cunning or craft. And so it is hardly credible,
that we should be able to conceive of anything serviceable to a general
society, that occasion or chance has not offered, or that men, intent
upon their common affairs, and seeking their own safety, have not seen
for themselves.
4. Therefore,
on applying my mind to politics, I have resolved to demonstrate by a
certain and undoubted course of argument, or to deduce from the very
condition of human nature, not what is new and unheard of, but only
such things as agree best with practice. And that I might investigate
the subject-matter of this science with the same freedom of spirit as
we generally use in mathematics, I have laboured carefully, not to mock,
lament, or execrate, but to understand human actions; and to this end
I have looked upon passions, such as love, hatred, anger, envy, ambition,
pity, and the other perturbations of the mind, not in the light of vices
of human nature, but as properties, just as pertinent to it, as are
heat, cold, storm, thunder, and the like to the nature of the atmosphere,
which phenomena, though inconvenient, are yet necessary, and have fixed
causes, by means of which we endeavour to understand their nature, and
the mind has just as much pleasure in viewing them aright, as in knowing
such things as flatter the senses.
5. For
this is certain, and we have proved its truth in our Ethics, that men
are of necessity liable to passions, and so constituted as to pity those
who are ill, and envy those who are well off; and to be prone to vengeance
more than to mercy: and moreover, that every individual wishes the rest
to live after his own mind, and to approve what he approves, and reject
what he rejects. And so it comes to pass, that, as all are equally eager
to be first, they fall to strife, and do their utmost mutually to oppress
one another; and he who comes out conqueror is more proud of the harm
he has done to the other, than of the good he has done to himself. And
although all are persuaded, that religion, on the contrary, teaches
every man to love his neighbour as himself, that is to defend another's
right just as much as his own, yet we showed that this persuasion has
too little power over the passions. It avails, indeed, in the hour of
death, when disease has subdued the very passions, and man lies inert,
or in temples, where men hold no traffic, but least of all, where it
is most needed, in the law-court or the palace. We showed too, that
reason can, indeed, do much to restrain and moderate the passions, but
we saw at the same time, that the road, which reason herself points
out, is very steep; 2 so that such as persuade themselves, that the
multitude or men distracted by politics can ever be induced to live
according to the bare dictate of reason, must be dreaming of the poetic
golden age, or of a stage-play.
6. A dominion
then, whose well-being depends on any man's good faith, and whose affairs
cannot be properly administered, unless those who are engaged in them
will act honestly, will be very unstable. On the contrary, to insure
its permanence, its public affairs should be so ordered, that those
who administer them, whether guided by reason or passion, cannot be
led to act treacherously or basely. Nor does it matter to the security
of a dominion, in what spirit men are led to rightly administer its
affairs. For liberality of spirit, or courage, is a private virtue;
but the virtue of a state is its security.
7. Lastly,
inasmuch as all men, whether barbarous or civilized, everywhere frame
customs, and form some kind of civil state, we must not, therefore,
look to proofs of reason for the causes and natural bases of dominion,
but derive them from the general nature or position of mankind, as I
mean to do in the next chapter.
CHAPTER
II.
OF NATURAL
RIGHT.
IN our
Theologico-Political Treatise we have treated of natural and civil right,
and in our Ethics have explained the nature of wrong-doing, merit, justice,
injustice, and lastly, of human liberty. Yet, lest the readers of the
present treatise should have to seek elsewhere those points, which especially
concern it, I have determined to explain them here again, and give a
deductive proof of them.
2. Any
natural thing whatever can be just as well conceived, whether it exists
or does not exist. As then the beginning of the existence of natural
things cannot be inferred from their definition, so neither can their
continuing to exist. For their ideal essence is the same, after they
have begun to exist, as it was before they existed. As then their beginning
to exist cannot be inferred from their essence, so neither can their
continuing to exist; but they need the same power to enable them to
go on existing, as to enable them to begin to exist. From which it follows,
that the power, by which natural things exist, and therefore that by
which they operate, can be no other than the eternal power of God itself.
For were it another and a created power, it could not preserve itself,
much less natural things, but it would itself, in order to continue
to exist, have need of the same power which it needed to be created.
3. From
this fact therefore, that is, that the power whereby natural things
exist and operate is the very power of God itself, we easily understand
what natural right is. For as God has a right to everything, and God's
right is nothing else, but his very power, as far as the latter is considered
to be absolutely free; it follows from this, that every natural thing
has by nature as much right, as it has power to exist and operate; since
the natural power of every natural thing, whereby it exists and operates,
is nothing else but the power of God, which is absolutely free.
4. And
so by natural right I understand the very laws or rules of nature, in
accordance with which everything takes place, in other words, the power
of nature itself. And so the natural right of universal nature, and
consequently of every individual thing, extends as far as its power:
and accordingly, whatever any man does after the laws of his nature,
he does by the highest natural right, and he has as much right over
nature as he has power.
5. If then
human nature had been so constituted, that men should live according
to the mere dictate of reason, and attempt nothing inconsistent therewith,
in that case natural right, considered as special to mankind, would
be determined by the power of reason only. But men are more led by blind
desire, than by reason: and therefore the natural power or right of
human beings should be limited, not by reason, but by every appetite,
whereby they are determined to action, or seek their own preservation.
I, for my part, admit, that those desires, which arise not from reason,
are not so much actions as passive affections of man. But as we are
treating here of the universal power or right of nature, we cannot here
recognize any distinction between desires, which are engendered in us
by reason, and those which are engendered by other causes; since the
latter, as much as the former, are effects of nature, and display the
natural impulse, by which man strives to continue in existence. For
man, be he learned or ignorant, is part of nature, and everything, by
which any man is determined to action, ought to be referred to the power
of nature, that is, to that power, as it is limited by the nature of
this or that man. For man, whether guided by reason or mere desire,
does nothing save in accordance with the laws and rules of nature, that
is, by natural right. (Section 4.)
6. But
most people believe, that the ignorant rather disturb than follow the
course of nature, and conceive of mankind, in nature as of one dominion
within another. For they maintain, that the human mind is produced by
no natural causes, but created directly by God, and is so independent
of other things, that it has an absolute power to determine itself,
and make a right use of reason. Experience, however, teaches us but
too well, that it is no more in our power to have a sound mind, than
a sound body. Next, inasmuch as everything whatever, as far as in it
lies, strives to preserve its own existence, we cannot at all doubt,
that, were it as much in our power to live after the dictate of reason,
as to be led by blind desire, all would be led by reason, and order
their lives wisely; which is very far from being the case. For
"Each
is attracted by his own delight."
Nor do
divines remove this difficulty, at least not by deciding, that the cause
of this want of power is a vice or sin in human nature, deriving its
origin from our first parents' fall. For if it was even in the first
man's power as much to stand as to fall, and he was in possession of
his senses, and had his nature unimpaired, how could it be, that he
fell in spite of his knowledge and foresight? But they say, that he
was deceived by the devil. Who then was it, that deceived the devil
himself? Who, I say, so maddened the very being that excelled all other
created intelligences, that he wished to be greater than God? For was
not his effort too, supposing him of sound mind, to preserve himself
and his existence, as far as in him lay? Besides, how could it happen,
that the first man himself, being in his senses, and master of his own
will, should be led astray, and suffer himself to be taken mentally
captive? For if he had the power to make a right use of reason, it was
not possible for him to be deceived, for as far as in him lay, he of
necessity strove to preserve his existence and his soundness of mind.
But the hypothesis is, that he had this in his power; therefore he of
necessity maintained his soundness of mind, and could not be deceived.
But this from his history, is known to be false. And, accordingly, it
must be admitted, that it was not in the first man's power to make a
right use of reason, but that, like us, he was subject to passions.
7. But
that man, like other beings, as far as in him lies, strives to preserve
his existence, no one can deny. For if any distinction could be conceived
on this point, it must arise from man's having a free will. But the
freer we conceived man to be, the more we should be forced to maintain,
that he must of necessity preserve his existence and be in possession
of his senses; as anyone will easily grant me, that does not confound
liberty with contingency. For liberty is a virtue, or excellence. Whatever,
therefore, convicts a man of weakness cannot be ascribed to his liberty.
And so man can by no means be called free, because he is able not to
exist or not to use his reason, but only in so far as he preserves the
power of existing and operating according to the laws of human nature.
The more, therefore, we consider man to be free, the less we can say,
that he can neglect to use reason, or choose evil in preference to good;
and, therefore, God, who exists in absolute liberty, also understands
and operates of necessity, that is, exists, understands, and operates
according to the necessity of his own nature. For there is no doubt,
that God operates by the same liberty whereby he exists. As then he
exists by the necessity of his own nature, by the necessity of his own
nature also he acts, that is, he acts with absolute liberty.
8. So we
conclude, that it is not in the power of any man always to use his reason,
and be at the highest pitch of human liberty, and yet that everyone
always, as far as in him lies, strives to preserve his own existence;
and that (since each has as much right as he has power) whatever anyone,
be he learned or ignorant, attempts and does, he attempts and does by
supreme natural right. From which it follows that the law and ordinance
of nature, under which all men are born, and for the most part live,
forbids nothing but what no one wishes or is able to do, and is not
opposed to strifes, hatred, anger, treachery, or, in general, anything
that appetite suggests. For the bounds of nature are not the laws of
human reason, which do but pursue the true interest and preservation
of mankind, but other infinite laws, which regard the eternal order
of universal nature, whereof man is an atom; and according to the necessity
of this order only are all individual beings determined in a fixed manner
to exist and operate. Whenever, then, anything in nature seems to us
ridiculous, absurd, or evil, it is because we have but a partial knowledge
of things, and are in the main ignorant of the order and coherence of
nature as a whole, and because we want everything to be arranged according
to the dictate of our own reason; although, in fact, what our reason
pronounces bad, is not bad as regards the order and laws of universal
nature, but only as regards the laws of our own nature taken separately.
9. Besides,
it follows that everyone is so far rightfully dependent on another,
as he is under that other's authority, and so far independent, as he
is able to repel all violence, and avenge to his heart's content all
damage done to him, and in general to live after his own mind.
10. He
has another under his authority, who holds him bound, or has taken from
him arms and means of defence or escape, or inspired him with fear,
or so attached him to himself by past favour, that the man obliged would
rather please his benefactor than himself, and live after his mind than
after his own. He that has another under authority in the first or second
of these ways, holds but his body, not his mind. But in the third or
fourth way he has made dependent on himself as well the mind as the
body of the other; yet only as long as the fear or hope lasts, for upon
the removal of the feeling the other is left independent.
11. The
judgment can be dependent on another, only as far as that other can
deceive the mind; whence it follows that the mind is so far independent,
as it uses reason aright. Nay, inasmuch as human power is to be reckoned
less by physical vigour than by mental strength, it follows that those
men are most independent whose reason is strongest, and who are most
guided thereby. And so I am altogether for calling a man so far free,
as he is led by reason; because so far he is determined to action by
such causes, as can be adequately understood by his unassisted nature,
although by these causes he be necessarily determined to action. For
liberty, as we showed above (Sec. 7), does not take away the necessity
of acting, but supposes it.
12. The
pledging of faith to any man, where one has but verbally promised to
do this or that, which one might rightfully leave undone, or vice versâ,
remains so long valid as the will of him that gave his word remains
unchanged. For he that has authority to break faith has, in fact, bated
nothing of his own right, but only made a present of words. If, then,
he, being by natural right judge in his own case, comes to the conclusion,
rightly or wrongly (for "to err is human"), that more harm
than profit will come of his promise, by the judgment of his own mind
he decides that the promise should be broken, and by natural right (Sec.
9) he will break the same.
13. If
two come together and unite their strength, they have jointly more power,
and consequently more right over nature than both of them separately,
and the more there are that have so joined in alliance, the more right
they all collectively will possess.
14. In
so far as men are tormented by anger, envy, or any passion implying
hatred, they are drawn asunder and made contrary one to another, and
therefore are so much the more to be feared, as they are more powerful,
crafty, and cunning than the other animals. And because men are in the
highest degree liable to these passions (Chap. I, Sec. 5), therefore
men are naturally enemies. For he is my greatest enemy, whom I must
most fear and be on my guard against.
15. But
inasmuch as (Sec. 6) in the state of nature each is so long independent,
as he can guard against oppression by another, and it is in vain for
one man alone to try and guard against all, it follows hence that so
long as the natural right of man is determined by the power of every
individual, and belongs to everyone, so long it is a nonentity, existing
in opinion rather than fact, as there is no assurance of making it good.
And it is certain that the greater cause of fear every individual has,
the less power, and consequently the less right, he possesses. To this
must be added, that without mutual help men can hardly support life
and cultivate the mind. And so our conclusion is, that that natural
right, which is special to the human race, can hardly be conceived,
except where men have general rights, and combine to defend the possession
of the lands they inhabit and cultivate, to protect themselves, to repel
all violence, and to live according to the general judgment of all.
For (Sec. 18) the more there are that combine together, the more right
they collectively possess. And if this is why the schoolmen want to
call man a sociable animal — I mean because men in the state of
nature can hardly be independent — I have nothing to say against
them.
16. Where
men have general rights, and are all guided, as it were, by one mind,
it is certain (Sec. 13), that every individual has the less right the
more the rest collectively exceed him in power; that is, he has, in
fact, no right over nature but that which the common law allows him.
But whatever he is ordered by the general consent, he is bound to execute,
or may rightfully be compelled thereto (Sec. 4).
17. This
right, which is determined by the power of a multitude, is generally
called Dominion. And, speaking generally, he holds dominion, to whom
are entrusted by common consent affairs of state — such as the
laying down, interpretation, and abrogation of laws, the fortification
of cities, deciding on war and peace, &c. But if this charge belong
to a council, composed of the general multitude, then the dominion is
called a democracy; if the council be composed of certain chosen persons,
then it is an aristocracy; and if, lastly, the care of affairs of state
and, consequently, the dominion rest with one man, then it has the name
of monarchy.
18. From
what we have proved in this chapter, it becomes clear to us that, in
the state of nature, wrong-doing is impossible; or, if anyone does wrong,
it is to himself, not to another. For no one by the law of nature is
bound to please another, unless he chooses, nor to hold anything to
be good or evil, but what he himself, according to his own temperament,
pronounces to be so; and, to speak generally, nothing is forbidden by
the law of nature, except what is beyond everyone's power (Secs. 5 and
8). But wrongdoing is action, which cannot lawfully be committed. But
if men by the ordinance of nature were bound to be led by reason, then
all of necessity would be so led. For the ordinances of nature are the
ordinances of God (Secs. 2, 3), which God has instituted by the liberty,
whereby he exists, and they follow, therefore, from the necessity of
the divine nature (Sec. 7), and, consequently, are eternal, and cannot
be broken. But men are chiefly guided by appetite, without reason; yet
for all this they do not disturb the course of nature, but follow it
of necessity. And, therefore, a man ignorant and weak of mind, is no
more bound by natural law to order his life wisely, than a sick man
is bound to be sound of body.
19. Therefore
wrong-doing cannot be conceived of, but under dominion — that
is, where, by the general right of the whole dominion, it is decided
what is good and what evil, and where no one does anything rightfully,
save what he does in accordance with the general decree or consent (Sec.
16). For that, as we said in the last section, is wrong-doing, which
cannot lawfully be committed, or is by law forbidden. But obedience
is the constant will to execute that, which by law is good, and by the
general decree ought to be done.
20. Yet
we are accustomed to call that also wrong, which is done against the
sentence of sound reason, and to give the name of obedience to the constant
will to moderate the appetite according to the dictate of reason: a
manner of speech which I should quite approve, did human liberty consist
in the licence of appetite, and slavery in the dominion of reason. But
as human liberty is the greater, the more man can be guided by reason,
and moderate his appetite, we cannot without great impropriety call
a rational life obedience, and give the name of wrong-doing to that
which is, in fact, a weakness of the mind, not a licence of the mind
directed against itself, and for which a man may be called a slave,
rather than free (Secs. 7 and 11).
21. However,
as reason teaches one to practise piety, and be of a calm and gentle
spirit, which cannot be done save under dominion; and, further, as it
is impossible for a multitude to be guided, as it were, by one mind,
as under dominion is required, unless it has laws ordained according
to the dictate of reason; men who are accustomed to live under dominion
are not, therefore, using words so improperly, when they call that wrong-doing
which is done against the sentence of reason, because the laws of the
best dominion ought to be framed according to that dictate (Sec. 18).
But, as for my saying (Sec. 18) that man in a state of nature, if he
does wrong at all, does it against himself, see, on this point, Chap.
IV., Secs. 4, 5, where is shown, in what sense we can say, that he who
holds dominion and possesses natural right, is bound by laws and can
do wrong.
22. As
far as religion is concerned, it is further clear, that a man is most
free and most obedient to himself when he most loves God, and worships
him in sincerity. But so far as we regard, not the course of nature,
which we do not understand, but the dictates of reason only, which respect
religion, and likewise reflect that these dictates are revealed to us
by God, speaking, as it were, within ourselves, or else were revealed
to prophets as laws; so far, speaking in human fashion, we say that
man obeys God when he worships him in sincerity, and, on the contrary,
does wrong when he is led by blind desire. But, at the same time, we
should remember that we are subject to God's authority, as clay to that
of the potter, who of the same lump makes some vessels unto honour,
and others unto dishonour. And thus man can, indeed, act contrarily
to the decrees of God, as far as they have been written like laws in
the minds of ourselves or the prophets, but against that eternal decree
of God, which is written in universal nature, and has regard to the
course of nature as a whole, he can do nothing.
23. As,
then, wrong-doing and obedience, in their strict sense, so also justice
and injustice cannot be conceived of, except under dominion. For nature
offers nothing that can be called this man's rather than another's;
but under nature everything belongs to all — that is, they have
authority to claim it for themselves. But under dominion, where it is
by common law determined what belongs to this man, and what to that,
he is called just who has a constant will to render to every man his
own, but he unjust who strives, on the contrary, to make his own that
which belongs to another.
24. But
that praise and blame are emotions of joy and sadness, accompanied by
an idea of human excellence or weakness as their cause, we have explained
in our Ethics.
CHAPTER
III.
OF THE
RIGHT OF SUPREME AUTHORITIES.
UNDER
every dominion the state is said to be Civil; but the entire body subject
to a dominion is called a Commonwealth, and the general business of
the dominion, subject to the direction of him that holds it, has the
name of Affairs of State. Next we call men Citizens, as far as they
enjoy by the civil law all the advantages of the commonwealth, and Subjects,
as far as they are bound to obey its ordinances or laws. Lastly, we
have already said that, of the civil state, there are three kinds —
democracy, aristocracy, and monarchy (Chap. II. Sec. 17). Now, before
I begin to treat of each kind separately, I will first deduce all the
properties of the civil state in general. And of these, first of all
comes to be considered the supreme right of the commonwealth, or the
right of the supreme authorities.
2. From
Chap. II. Sec. 15, it is clear that the right of the supreme authorities
is nothing else than simple natural right, limited, indeed, by the power,
not of every individual, but of the multitude, which is guided, as it
were, by one mind — that is, as each individual in the state of
nature, so the body and mind of a dominion have as much right as they
have power. And thus each single citizen or subject has the less right,
the more the commonwealth exceeds him in power (Chap. II. Sec.16), and
each citizen consequently does and has nothing, but what he may by the
general decree of the commonwealth defend.
3. If the
commonwealth grant to any man the right, and therewith the authority
(for else it is but a gift of words, Chap. II. Sec. 12), to live after
his own mind, by that very act it abandons its own right, and transfers
the same to him, to whom it has given such authority. But if it has
given this authority to two or more, I mean authority to live each after
his own mind, by that very act it has divided the dominion, and if,
lastly, it has given this same authority to every citizen, it has thereby
destroyed itself, and there remains no more a commonwealth, but everything
returns to the state of nature; all of which is very manifest from what
goes before. And thus it follows, that it can by no means be conceived,
that every citizen should by the ordinance of the commonwealth live
after his own mind, and accordingly this natural right of being one's
own judge ceases in the civil state. I say expressly "by the ordinance
of the commonwealth," for, if we weigh the matter aright, the natural
right of every man does not cease in the civil state. For man, alike
in the natural and in the civil state, acts according to the laws of
his own nature, and consults his own interest. Man, I say, in each state
is led by fear or hope to do or leave undone this or that; but the main
difference between the two states is this, that in the civil state all
fear the same things, and all have the same ground of security, and
manner of life; and this certainly does not do away with the individual's
faculty of judgment. For he that is minded to obey all the commonwealth's
orders, whether through fear of its power or through love of quiet,
certainly consults after his own heart his own safety and interest.
4. Moreover,
we cannot even conceive, that every citizen should be allowed to interpret
the commonwealth's decrees or laws. For were every citizen allowed this,
he would thereby be his own judge, because each would easily be able
to give a colour of right to his own deeds, which by the last section
is absurd.
5. We see
then, that every citizen depends not on himself, but on the commonwealth,
all whose commands he is bound to execute, and has no right to decide,
what is equitable or iniquitous, just or unjust. But, on the contrary,
as the body of the dominion should, so to speak, be guided by one mind,
and consequently the will of the commonwealth must be taken to be the
will of all; what the state decides to be just and good must be held
to be so decided by every individual. And so, however iniquitous the
subject may think the commonwealth's decisions, he is none the less
bound to execute them.
6. But
(it may be objected) is it not contrary to the dictate of reason to
subject one's self wholly to the judgment of another, and consequently,
is not the civil state repugnant to reason? Whence it would follow,
that the civil state is irrational, and could only be created by men
destitute of reason, not at all by such as are led by it. But since
reason teaches nothing contrary to nature, sound reason cannot therefore
dictate, that every one should remain independent, so long as men are
liable to passions (Chap. II. Sec. 15), that is, reason pronounces against
such independence (Chap. I. Sec. 5). Besides, reason altogether teaches
to seek peace, and peace cannot be maintained, unless the commonwealth's
general laws be kept unbroken. And so, the more a man is guided by reason,
that is (Chap. II. Sec. 11), the more he is free, the more constantly
he will keep the laws of the commonwealth, and execute the commands
of the supreme authority, whose subject he is. Furthermore, the civil
state is naturally ordained to remove general fear, and prevent general
sufferings, and therefore pursues above everything the very end, after
which everyone, who is led by reason, strives, but in the natural state
strives vainly (Chap. II. Sec. 15). Wherefore, if a man, who is led
by reason, has sometimes to do by the commonwealth's order what he knows
to be repugnant to reason, that harm is far compensated by the good,
which he derives from the existence of a civil state. For it is reason's
own law, to choose the less of two evils; and accordingly we may conclude,
that no one is acting against the dictate of his own reason, so far
as he does what by the law of the commonwealth is to be done. And this
anyone will more easily grant us, after we have explained, how far the
power and consequently the right of the commonwealth extends.
7. For,
first of all, it must be considered, that, as in the state of nature
the man who is led by reason is most powerful and most independent,
so too that commonwealth will be most powerful and most independent,
which is founded and guided by reason. For the right of the commonwealth
is determined by the power of the multitude, which is led, as it were,
by one mind. But this unity of mind can in no wise be conceived, unless
the commonwealth pursues chiefly the very end, which sound reason teaches
is to the interest of all men.
8. In the
second place it comes to be considered, that subjects are so far dependent
not on themselves, but on the commonwealth, as they fear its power or
threats, or as they love the civil state (Chap. II. Sect. 10). Whence
it follows, that such things, as no one can be induced to do by rewards
or threats, do not fall within the rights of the commonwealth. For instance,
by reason of his faculty of judgment, it is in no man's power to believe.
For by what rewards or threats can a man be brought to believe, that
the whole is not greater than its part, or that God does not exist,
or that that is an infinite being, which he sees to be finite, or generally
anything contrary to his sense or thought? So, too, by what rewards
or threats can a man be brought to love one, whom he hates, or to hate
one, whom he loves? And to this head must likewise be referred such
things as are so abhorrent to human nature, that it regards them as
actually worse than any evil, as that a man should be witness against
himself, or torture himself, or kill his parents, or not strive to avoid
death, and the like, to which no one can be induced by rewards or threats.
But if we still choose to say, that the commonwealth has the right or
authority to order such things, we can conceive of it in no other sense,
than that in which one might say, that a man has the right to be mad
or delirious. For what but a delirious fancy would such a right be,
as could bind no one? And here I am speaking expressly of such things
as cannot be subject to the right of a commonwealth and are abhorrent
to human nature in general. For the fact, that a fool or madman can
by no rewards or threats be induced to execute orders, or that this
or that person, because he is attached to this or that religion, judges
the laws of a dominion worse than any possible evil, in no wise makes
void the laws of the commonwealth, since by them most of the citizens
are restrained. And so, as those who are without fear or hope are so
far independent (Chap. II. Sec. 10), they are, therefore, enemies of
the dominion (Chap. II. Sec. 14), and may lawfully be coerced by force.
9. Thirdly
and lastly, it comes to be considered, that those things are not so
much within the commonwealth's right, which cause indignation in the
majority. For it is certain, that by the guidance of nature men conspire
together, either through common fear, or with the desire to avenge some
common hurt; and as the right of the commonwealth is determined by the
common power of the multitude, it is certain that the power and right
of the commonwealth are so far diminished, as it gives occasion for
many to conspire together. There are certainly some subjects of fear
for a commonwealth, and as every separate citizen or in the state of
nature every man, so a commonwealth is the less independent, the greater
reason it has to fear. So much for the right of supreme authorities
over subjects. Now before I treat of the right of the said authorities
as against others, we had better resolve a question commonly mooted
about religion.
10. For
it may be objected to us, Do not the civil state, and the obedience
of subjects, such as we have shown is required in the civil state, do
away with religion, whereby we are bound to worship God? But if we consider
the matter, as it really is, we shall find nothing that can suggest
a scruple. For the mind, so far as it makes use of reason, is dependent,
not on the supreme authorities, but on itself (Chap. II. Sec. 11). And
so the true knowledge and the love of God cannot be subject to the dominion
of any, nor yet can charity towards one's neighbour (Sec. 8). And if
we further reflect, that the highest exercise of charity is that which
aims at keeping peace and joining in unity, we shall not doubt that
he does his duty, who helps everyone, so far as the commonwealth's laws,
that is so far as unity and quiet allow. As for external rites, it is
certain, that they can do no good or harm at all in respect of the true
knowledge of God, and the love which necessarily results from it; and
so they ought not to be held of such importance, that it should be thought
worth while on their account to disturb public peace and quiet. Moreover
it is certain, that I am not a champion of religion by the law of nature,
that is (Chap. II. Sec. 3), by the divine decree. For I have no authority,
as once the disciples of Christ had, to cast out unclean spirits and
work miracles; which authority is yet so necessary to the propagating
of religion in places where it is forbidden, that without it one not
only, as they say, wastes one's time1 and trouble, but causes besides
very many inconveniences, whereof all ages have seen most mournful examples.
Everyone therefore, wherever he may be, can worship God with true religion,
and mind his own business, which is the duty of a private man. But the
care of propagating religion should be left to God, or the supreme authorities,
upon whom alone falls the charge of affairs of state. But I return to
my subject.
11. After
explaining the right of supreme authorities over citizens and the duty
of subjects, it remains to consider the right of such authorities against
the world at large, which is now easily intelligible from what has been
said. For since (Sec. 2) the right of the supreme authorities is nothing
else but simple natural right, it follows that two dominions stand towards
each other in the same relation as do two men in the state of nature,
with this exception, that a commonwealth can provide against being oppressed
by another; which a man in the state of nature cannot do, seeing that
he is overcome daily by sleep, often by disease or mental infirmity,
and in the end by old age, and is besides liable to other inconveniences,
from which a commonwealth can secure itself.
12. A commonwealth
then is so far independent, as it can plan and provide against oppression
by another (Chap. II. Secs. 9, 15), and so far dependent on another
commonwealth, as it fears that other's power, or is hindered by it from
executing its own wishes, or lastly, as it needs its help for its own
preservation or increase (Chap. II. Secs. 10, 15). For we cannot at
all doubt, that if two commonwealths are willing to offer each other
mutual help, both together are more powerful, and therefore have more
right, than either alone (Chap. II. Sec. 13).
13. But
this will be more clearly intelligible, if we reflect, that two commonwealths
are naturally enemies. For men in the state of nature are enemies (Chap.
II. Sec. 14). Those, then, who stand outside a commonwealth, and retain
their natural rights, continue enemies. Accordingly, if one commonwealth
wishes to make war on another and employ extreme measures to make that
other dependent on itself, it may lawfully make the attempt, since it
needs but the bare will of the commonwealth for war to be waged. But
concerning peace it can decide nothing, save with the concurrence of
another commonwealth's will. Whence it follows, that laws of war regard
every commonwealth by itself, but laws of peace regard not one, but
at the least two commonwealths, which are therefore called "contracting
powers."
14. This
"contract" remains so long unmoved as the motive for entering
into it, that is, fear of hurt or hope of gain, subsists. But take away
from either commonwealth this hope or fear, and it is left independent
(Chap. II. Sec. 10), and the link, whereby the commonwealths were mutually
bound, breaks of itself. And therefore every commonwealth has the right
to break its contract, whenever it chooses, and cannot be said to act
treacherously or perfidiously in breaking its word, as soon as the motive
of hope or fear is removed. For every contracting party was on equal
terms in this respect, that whichever could first free itself of fear
should be independent, and make use of its independence after its own
mind; and, besides, no one makes a contract respecting the future, but
on the hypothesis of certain precedent circumstances. But when these
circumstances change, the reason of policy applicable to the whole position
changes with them; and therefore every one of the contracting commonwealths
retains the right of consulting its own interest, and consequently endeavours,
as far as possible, to be free from fear and thereby independent, and
to prevent another from coming out of the contract with greater power.
If then a commonwealth complains that it has been deceived, it cannot
properly blame the bad faith of another contracting commonwealth, but
only its own folly in having entrusted its own welfare to another party,
that was independent, and had for its highest law the welfare of its
own dominion.
15. To
commonwealths, which have contracted a treaty of peace, it belongs to
decide the questions, which may be mooted about the terms or rules of
peace, whereby they have mutually bound themselves, inasmuch as laws
of peace regard not one commonwealth, but the commonwealths which contract
taken together (Sec. 18). But if they cannot agree together about the
conditions, they by that very fact return to a state of war.
16. The
more commonwealths there are, that have contracted a joint treaty of
peace, the less each of them by itself is an object of fear to the remainder,
or the less it has the authority to make war. But it is so much the
more bound to observe the conditions of peace; that is (Sec. 13), the
less independent, and the more bound to accommodate itself to the general
will of the contracting parties.
17. But
the good faith, inculcated by sound reason and religion, is not hereby
made void; for neither reason nor Scripture teaches one to keep one's
word in every case. For if I have promised a man, for instance, to keep
safe a sum of money he has secretly deposited with me, I am not bound
to keep my word, from the time that I know or believe the deposit to
have been stolen, but I shall act more rightly in endeavouring to restore
it to its owners. So likewise, if the supreme authority has promised
another to do something, which subsequently occasion or reason shows
or seems to show is contrary to the welfare of its subjects, it is surely
bound to break its word. As then Scripture only teaches us to keep our
word in general, and leaves to every individual's judgment the special
cases of exception, it teaches nothing repugnant to what we have just
proved.
18. But
that I may not have so often to break the thread of my discourse, and
to resolve hereafter similar objections, I would have it known that
all this demonstration of mine proceeds from the necessity of human
nature, considered in what light you will — I mean, from the universal
effort of all men after self-preservation, an effort inherent in all
men, whether learned or unlearned. And therefore, however one considers
men are led, whether by passion or by reason, it will be the same thing;
for the demonstration, as we have said, is of universal application.
CHAPTER
IV.
OF THE
FUNCTIONS OF SUPREME AUTHORITIES.
THAT the
right of the supreme authorities is limited by their power, we showed
in the last chapter, and saw that the most important part of that right
is, that they are, as it were, the mind of the dominion, whereby all
ought to be guided; and accordingly, that such authorities alone have
the right of deciding what is good, evil, equitable, or iniquitous,
that is, what must be done or left undone by the subjects severally
or collectively. And, accordingly, we saw that they have the sole right
of laying down laws, and of interpreting the same, whenever their meaning
is disputed, and of deciding whether a given case is in conformity with
or violation of the law (Chap. III. Secs. 3-5); and, lastly, of waging
war, and of drawing up and offering propositions for peace, or of accepting
such when offered (Chap. III. Secs. 12, 13).
2. As all
these functions, and also the means required to execute them, are matters
which regard the whole body of the dominion, that is, are affairs of
state, it follows, that affairs of state depend on the direction of
him only, who holds supreme dominion. And hence it follows, that it
is the right of the supreme authority alone to judge the deeds of every
individual, and demand of him an account of the same; to punish criminals,
and decide questions of law between citizens, or appoint jurists acquainted
with the existing laws, to administer these matters on its behalf; and,
further, to use and order all means to war and peace, as to found and
fortify cities, levy soldiers, assign military posts, and order what
it would have done, and, with a view to peace, to send and give audience
to ambassadors; and, finally, to levy the costs of all this.
3. Since,
then, it is the right of the supreme authority alone to handle public
matters, or choose officials to do so, it follows, that that subject
is a pretender to the dominion, who, without the supreme council's knowledge,
enters upon any public matter, although he believe that his design will
be to the best interest of the commonwealth.
4. But
it is often asked, whether the supreme authority is bound by laws, and,
consequently, whether it can do wrong. Now as the words "law"
and "wrong-doing" often refer not merely to the laws of a
commonwealth, but also to the general rules which concern all natural
things, and especially to the general rules of reason, we cannot, without
qualification, say that the commonwealth is bound by no laws, or can
do no wrong. For were the commonwealth bound by no laws or rules, which
removed, the commonwealth were no commonwealth, we should have to regard
it not as a natural thing, but as a chimera. A commonwealth then does
wrong, when it does, or suffers to be done, things which may be the
cause of its own ruin; and we can say that it then does wrong, in the
sense in which philosophers or doctors say that nature does wrong; and
in this sense we can say, that a commonwealth does wrong, when it acts
against the dictate of reason. For a commonwealth is most independent
when it acts according to the dictate of reason (Chap. III. Sec. 7);
so far, then, as it acts against reason, it fails itself, or does wrong.
And we shall be able more easily to understand this if we reflect, that
when we say, that a man can do what he will with his own, this authority
must be limited not only by the power of the agent, but by the capacity
of the object. If, for instance, I say that I can rightfully do what
I will with this table, I do not certainly mean, that I have the right
to make it eat grass. So, too, though we say, that men depend not on
themselves, but on the commonwealth, we do not mean, that men lose their
human nature and put on another; nor yet that the commonwealth has the
right to make men wish for this or that, or (what is just as impossible)
regard with honour things which excite ridicule or disgust. But it is
implied, that there are certain intervening circumstances, which supposed,
one likewise supposes the reverence and fear of the subjects towards
the commonwealth, and which abstracted, one makes abstraction likewise
of that fear and reverence, and therewith of the commonwealth itself.
The commonwealth, then, to maintain its independence, is bound to preserve
the causes of fear and reverence, otherwise it ceases to be a commonwealth.
For the person or persons that hold dominion, can no more combine with
the keeping up of majesty the running with harlots drunk or naked about
the streets, or the performances of a stage-player, or the open violation
or contempt of laws passed by themselves, than they can combine existence
with non-existence. But to proceed to slay and rob subjects, ravish
maidens, and the like, turns fear into indignation and the civil state
into a state of enmity.
5. We see,
then, in what sense we may say, that a commonwealth is bound by laws
and can do wrong. But if by "law" we understand civil law,
and by "wrong" that which, by civil law, is forbidden to be
done, that is, if these words be taken in their proper sense, we cannot
at all say, that a commonwealth is bound by laws, or can do wrong. For
the maxims and motives of fear and reverence, which a commonwealth is
bound to observe in its own interest, pertain not to civil jurisprudence,
but to the law of nature, since (Sec. 4) they cannot be vindicated by
the civil law, but by the law of war. And a commonwealth is bound by
them in no other sense than that in which in the state of nature a man
is bound to take heed, that he preserve his independence and be not
his own enemy, lest he should destroy himself; and in this taking heed
lies not the subjection, but the liberty of human nature. But civil
jurisprudence depends on the mere decree of the commonwealth, which
is not bound to please any but itself, nor to hold anything to be good
or bad, but what it judges to be such for itself. And, accordingly,
it has not merely the right to avenge itself, or to lay down and interpret
laws, but also to abolish the same, and to pardon any guilty person
out of the fullness of its power.
6. Contracts
or laws, whereby the multitude transfers its right to one council or
man, should without doubt be broken, when it is expedient for the general
welfare to do so. But to decide this point, whether, that is, it be
expedient for the general welfare to break them or not, is within the
right of no private person, but of him only who holds dominion (Sec.
3); therefore of these laws he who holds dominion remains sole interpreter.
Moreover, no private person can by right vindicate these laws, and so
they do not really bind him who holds dominion. Notwithstanding, if
they are of such a nature that they cannot be broken, without at the
same time weakening the commonwealth's strength, that is, without at
the same time changing to indignation the common fear of most of the
citizens, by this very fact the commonwealth is dissolved, and the contract
comes to an end; and therefore such contract is vindicated not by the
civil law, but by the law of war. And so he who holds dominion is not
bound to observe the terms of the contract by any other cause than that,
which bids a man in the state of nature to beware of being his own enemy,
lest he should destroy himself, as we said in the last section.
CHAPTER
V.
OF THE
BEST STATE OF A DOMINION.
IN Chap.
II. Sec. 2, we showed, that man is then most independent, when he is
most led by reason, and, in consequence (Chap. III. Sec. 7), that that
commonwealth is most powerful and most independent, which is founded
and guided by reason. But, as the best plan of living, so as to assure
to the utmost self-preservation, is that which is framed according to
the dictate of reason, therefore it follows, that that in every kind
is best done, which a man or commonwealth does, so far as he or it is
in the highest degree independent. For it is one thing to till a field
by right, and another to till it in the best way. One thing, I say,
to defend or preserve one's self, and to pass judgment by right, and
another to defend or preserve one's self in the best way, and to pass
the best judgment; and, consequently, it is one thing to have dominion
and care of affairs of state by right, and another to exercise dominion
and direct affairs of state in the best way. And so, as we have treated
of the right of every commonwealth in general, it is time to treat of
the best state of every dominion.
2. Now
the quality of the state of any dominion is easily perceived from the
end of the civil state, which end is nothing else but peace and security
of life. And therefore that dominion is the best, where men pass their
lives in unity, and the laws are kept unbroken. For it is certain, that
seditions, wars, and contempt or breach of the laws are not so much
to be imputed to the wickedness of the subjects, as to the bad state
of a dominion. For men are not born fit for citizenship, but must be
made so. Besides, men's natural passions are everywhere the same; and
if wickedness more prevails, and more offences are committed in one
commonwealth than in another, it is certain that the former has not
enough pursued the end of unity, nor framed its laws with sufficient
forethought; and that, therefore, it has failed in making quite good
its right as a commonwealth. For a civil state, which has not done away
with the causes of seditions, where war is a perpetual object of fear,
and where, lastly, the laws are often broken, differs but little from
the mere state of nature, in which everyone lives after his own mind
at the great risk of his life.
3. But
as the vices and inordinate licence and contumacy of subjects must be
imputed to the commonwealth, so, on the other hand, their virtue and
constant obedience to the laws are to be ascribed in the main to the
virtue and perfect right of the commonwealth, as is clear from Chap.
II. Sec. 15. And so it is deservedly reckoned to Hannibal as an extraordinary
virtue, that in his army there never arose a sedition.
4. Of a
commonwealth, whose subjects are but hindered by terror from taking
arms, it should rather be said, that it is free from war, than that
it has peace. For peace is not mere absence of war, but is a virtue
that springs from force of character: for obedience (Chap. II. Sec.
19) is the constant will to execute what, by the general decree of the
commonwealth, ought to be done. Besides that commonwealth, whose peace
depends on the sluggishness of its subjects, that are led about like
sheep, to learn but slavery, may more properly be called a desert than
a commonwealth.
5. When,
then, we call that dominion best, where men pass their lives in unity,
I understand a human life, defined not by mere circulation of the blood,
and other qualities common to all animals, but above all by reason,
the true excellence and life of the mind.
6. But
be it remarked that, by the dominion which I have said is established
for this end, I intend that which has been established by a free multitude,
not that which is acquired over a multitude by right of war. For a free
multitude is guided more by hope than fear; a conquered one, more by
fear than hope: inasmuch as the former aims at making use of life, the
latter but at escaping death. The former, I say, aims at living for
its own ends, the latter is forced to belong to the conqueror; and so
we say that this is enslaved, but that free. And, therefore, the end
of a dominion, which one gets by right of war, is to be master, and
have rather slaves than subjects. And although between the dominion
created by a free multitude, and that gained by right of war, if we
regard generally the right of each, we can make no essential distinction;
yet their ends, as we have already shown, and further the means to the
preservation of each are very different.
7. But
what means a prince, whose sole motive is lust of mastery, should use
to establish and maintain his dominion, the most ingenious Machiavelli
has set forth at large, 2 but with what design one can hardly be sure.
If, however, he had some good design, as one should believe of a learned
man, it seems to have been to show, with how little foresight many attempt
to remove a tyrant, though thereby the causes which make the prince
a tyrant can in no wise be removed, but, on the contrary, are so much
the more established, as the prince is given more cause to fear, which
happens when the multitude has made an example of its prince, and glories
in the parricide as in a thing well done. Moreover, he perhaps wished
to show how cautious a free multitude should be of entrusting its welfare
absolutely to one man, who, unless in his vanity he thinks he can please
everybody, must be in daily fear of plots, and so is forced to look
chiefly after his own interest, and, as for the multitude, rather to
plot against it than consult its good. And I am the more led to this
opinion concerning that most far-seeing man, because it is known that
he was favourable to liberty, for the maintenance of which he has besides
given the most wholesome advice.
CHAPTER
VI.
OF MONARCHY.
INASMUCH
as men are led, as we have said, more by passion than reason, it follows,
that a multitude comes together, and wishes to be guided, as it were,
by one mind, not at the suggestion of reason, but of some common passion
— that is (Chap. III. Sec. 9), common hope, or fear, or the desire
of avenging some common hurt. But since fear of solitude exists in all
men, because no one in solitude is strong enough to defend himself,
and procure the necessaries of life, it follows that men naturally aspire
to the civil state; nor can it happen that men should ever utterly dissolve
it.
2. Accordingly,
from the quarrels and seditions which are often stirred up in a commonwealth,
it never results that the citizens dissolve it, as often happens in
the case of other associations; but only that they change its form into
some other — that is, of course, if the disputes cannot be settled,
and the features of the commonwealth at the same time preserved. Wherefore,
by means necessary to preserve a dominion, I intend such things as are
necessary to preserve the existing form of the dominion, without any
notable change.
3. But
if human nature were so constituted, that men most desired what is most
useful, no art would be needed to produce unity and confidence. But,
as it is admittedly far otherwise with human nature, a dominion must
of necessity be so ordered, that all, governing and governed alike,
whether they will or no, shall do what makes for the general welfare;
that is, that all, whether of their own impulse, or by force or necessity,
shall be compelled to live according to the dictate of reason. And this
is the case, if the affairs of the dominion be so managed, that nothing
which affects the general welfare is entirely entrusted to the good
faith of any one. For no man is so watchful, that he never falls asleep;
and no man ever had a character so vigorous and honest, but he sometimes,
and that just when strength of character was most wanted, was diverted
from his purpose and let himself be overcome. And it is surely folly
to require of another what one can never obtain from one's self; I mean,
that he should be more watchful for another's interest than his own,
that he should be free from avarice, envy, and ambition, and so on;
especially when he is one, who is subject daily to the strongest temptations
of every passion.
4. But,
on the other hand, experience is thought to teach, that it makes for
peace and concord, to confer the whole authority upon one man. For no
dominion has stood so long without any notable change, as that of the
Turks, and on the other hand there were none so little lasting, as those,
which were popular or democratic, nor any in which so many seditions
arose. Yet if slavery, barbarism, and desolation are to be called peace,
men can have no worse misfortune. No doubt there are usually more and
sharper quarrels between parents and children, than between masters
and slaves; yet it advances not the art of housekeeping, to change a
father's right into a right of property, and count children but as slaves.
Slavery then, not peace, is furthered by handing over to one man the
whole authority. For peace, as we said before, consists not in mere
absence of war, but in a union or agreement of minds.
5. And
in fact they are much mistaken, who suppose that one man can by himself
hold the supreme right of a commonwealth. For the only limit of right,
as we showed (Chap. II.), is power. But the power of one man is very
inadequate to support so great a load. And hence it arises, that the
man, whom the multitude has chosen king, looks out for himself generals,
or counsellors, or friends, to whom he entrusts his own and the common
welfare; so that the dominion, which is thought to be a perfect monarchy,
is in actual working an aristocracy, not, indeed, an open but a hidden
one, and therefore the worst of all. Besides which, a king, who is a
boy, or ill, or overcome by age, is but king on sufferance; and those
in this case have the supreme authority, who administer the highest
business of the dominion, or are near the king's person; not to mention,
that a lascivious king often manages everything at the caprice of this
or that mistress or minion. "I had heard," says Orsines, "that
women once reigned in Asia, but for a eunuch to reign is something new."
6. It is
also certain, that a commonwealth is always in greater danger from its
citizens than from its enemies; for the good are few. Whence it follows,
that he, upon whom the whole right of the dominion has been conferred,
will always be more afraid of citizens than of enemies, and therefore
will look to his own safety, and not try to consult his subjects' interests,
but to plot against them, especially against those who are renowned
for learning, or have influence through wealth.
7. It must
besides be added, that kings fear their sons also more than they love
them, and so much the more as the latter are skilled in the arts of
war and peace, and endeared to the subjects by their virtues. Whence
it comes, that kings try so to educate their sons, that they may have
no reason to fear them. Wherein ministers very readily obey the king,
and will be at the utmost pains, that the successor may be an inexperienced
king, whom they can hold tightly in hand.
8. From
all which it follows, that the more absolutely the commonwealth's right
is transferred to the king, the less independent he is, and the more
unhappy is the condition of his subjects. And so, that a monarchical
dominion may be duly established, it is necessary to lay solid foundations,
to build it on; from which may result to the monarch safety, and to
the multitude peace; and, therefore, to lay them in such a way, that
the monarch may then be most independent, when he most consults the
multitude's welfare. But I will first briefly state, what these foundations
of a monarchical dominion are, and afterwards prove them in order.
9. One
or more cities must be founded and fortified, whose citizens, whether
they live within the walls, or outside for purposes of agriculture,
are all to enjoy the same right in the commonwealth; yet on this condition,
that every city provide an ascertained number of citizens for its own
and the general defence. But a city, which cannot supply this, must
be held in subjection on other terms.
10. The
militia must be formed out of citizens alone, none being exempt, and
of no others. And, therefore, all are to be bound to have arms, and
no one to be admitted into the number of the citizens, till he has learnt
his drill, and promised to practise it at stated times in the year.
Next, the militia of each clan is to be divided into battalions and
regiments, and no captain of a battalion chosen, that is not acquainted
with military engineering. Moreover, though the commanders of battalions
and regiments are to be chosen for life, yet the commander of the militia
of a whole clan is to be chosen only in time of war, to hold command
for a year at most, without power of being continued or afterwards re-appointed.
And these last are to be selected out of the king's counsellors, of
whom we shall speak in the fifteenth and following sections, or out
of those who have filled the post of counsellor.
11. The
townsmen and countrymen of every city, that is, the whole of the citizens,
are to be divided into clans, distinguished by some name and badge,
and all persons born of any of these clans are to be received into the
number of citizens, and their names inscribed on the roll of their clan,
as soon as they have reached the age, when they can carry arms and know
their duty; with the exception of those, who are infamous from some
crime, or dumb, or mad, or menials supporting life by some servile office.
12. The
fields, and the whole soil, and, if it can be managed, the houses should
be public property, that is, the property of him, who holds the right
of the commonwealth: and let him let them at a yearly rent to the citizens,
whether townsmen or countrymen, and with this exception let them all
be free or exempt from every kind of taxation in time of peace. And
of this rent a part is to be applied to the defences of the state, a
part to the king's private use. For it is necessary in time of peace
to fortify cities against war, and also to have ready ships and other
munitions of war.
13. After
the selection of the king from one of the clans, none are to be held
noble, but his descendants, who are therefore to be distinguished by
royal insignia from their own and the other clans.
14. Those
male nobles, who are the reigning king's collaterals, and stand to him
in the third or fourth degree of consanguinity, must not marry, and
any children they may have had, are to be accounted bastards, and unworthy
of any dignity, nor may they be recognized as heirs to their parents,
whose goods must revert to the king.
15. Moreover
the king's counsellors, who are next to him in dignity, must be numerous,
and chosen out of the citizens only; that is (supposing there to be
no more than six hundred clans) from every clan three or four or five,
who will form together one section of this council; and not for life,
but for three, four, or five years, so that every year a third, fourth,
or fifth part may be replaced by selection, in which selection it must
be observed as a first condition, that out of every clan at least one
counsellor chosen be a jurist.
16. The
selection must be made by the king himself, who should fix a time of
year for the choice of fresh counsellors. Each clan must then submit
to the king the names of all its citizens, who have reached their fiftieth
year, and have been duly put forward as candidates for this office,
and out of these the king will choose whom he pleases. But in that year,
when the jurist of any clan is to be replaced, only the names of jurists
are to be submitted to the king. Those who have filled this office of
counsellor for the appointed time, are not to be continued therein,
nor to be replaced on the list of candidates for five years or more.
But the reason why one is to be chosen every year out of every clan
is, that the council may not be composed alternately of untried novices,
and of veterans versed in affairs, which must necessarily be the case,
were all to retire at once, and new men to succeed them. But if every
year one be chosen out of every family, then only a fifth, fourth, or
at most a third part of the council will consist of novices. Further,
if the king be prevented by other business, or for any other reason,
from being able to spare time for this choice, then let the counsellors
themselves choose others for a time, until the king either chooses different
ones, or confirms the choice of the council.
17. Let
the primary function of this council be to defend the fundamental laws
of the dominion, and to give advice about administration, that the king
may know, what for the public good ought to be decreed: and that on
the understanding, that the king may not decide in any matter, without
first hearing the opinion of this council. But if, as will generally
happen, the council is not of one mind, but is divided in opinion, even
after discussing the same subject two or three times, there must be
no further delay, but the different opinions are to be submitted to
the king, as in the twenty-fifth section of this chapter we shall show.
18. Let
it be also the duty of this council to publish the king's orders or
decrees, and to see to the execution of any decree concerning affairs
of state, and to supervise the administration of the whole dominion,
as the king's deputies.
19. The
citizens should have no access to the king, save through this council,
to which are to be handed all demands or petitions, that they may be
presented to the king. Nor should the envoys of other commonwealths
be allowed to obtain permission to address the king, but through the
council. Letters, too, sent from elsewhere to the king, must be handed
to him by the council. And in general the king is to be accounted as
the mind of the commonwealth, but the council as the senses outside
the mind, or the commonwealth's body, through whose intervention the
mind understands the state of the commonwealth, and acts as it judges
best for itself.
20. The
care of the education of the king's sons should also fall on this council,
and the guardianship, where a king has died, leaving as his successor
an infant or boy. Yet lest meanwhile the council should be left without
a king, one of the elder nobles of the commonwealth should be chosen
to fill the king's place, till the legitimate heir has reached the age
at which he can support the weight of government.
21. Let
the candidates for election to this council be such as know the system
of government, and the foundations, and state or condition of the commonwealth,
whose subjects they are. But he that would fill the place of a jurist
must, besides the government and condition of the commonwealth, whose
subject he is, be likewise acquainted with those of the other commonwealths,
with which it has any intercourse. But none are to be placed upon the
list of candidates, unless they have reached their fiftieth year without
being convicted of crime.
22. In
this council no decision is to be taken about the affairs of the dominion,
but in the presence of all the members. But if anyone be unable through
illness or other cause to attend, he must send in his stead one of the
same clan, who has filled the office of counsellor or been put on the
list of candidates. Which if he neglect to do, and the council through
his absence be forced to adjourn any matter, let him be fined a considerable
sum. But this must be understood to mean, when the question is of a
matter affecting the whole dominion, as of peace or war, of abrogating
or establishing a law, of trade, &c. But if the question be one
that affects only a particular city or two, as about petitions, &c.,
it will suffice that a majority of the council attend.
23. To
maintain a perfect equality between the clans, and a regular order in
sitting, making proposals, and speaking, every clan is to take in turn
the presidency at the sittings, a different clan at every sitting, and
that which was first at one sitting is to be last at the next. But among
members of the same clan, let precedence go by priority of election.
24. This
council should be summoned at least four times a year, to demand of
the ministers account of their administration of the dominion, to ascertain
the state of affairs, and see if anything else needs deciding. For it
seems impossible for so large a number of citizens to have constant
leisure for public business. But as in the meantime public business
must none the less be carried on, therefore fifty or more are to be
chosen out of this council to supply its place after its dismissal;
and these should meet daily in a chamber next the king's, and so have
daily care of the treasury, the cities, the fortifications, the education
of the king's son, and in general of all those duties of the great council,
which we have just enumerated, except that they cannot take counsel
about new matters, concerning which no decision has been taken.
25. On
the meeting of the council, before anything is proposed in it, let five,
six, or more jurists of the clans, which stand first in order of place
at that session, attend on the king, to deliver to him petitions or
letters, if they have any, to declare to him the state of affairs, and,
lastly, to understand from him what he bids them propose in his council;
and when they have heard this, let them return to the council, and let
the first in precedence open the matter of debate. But, in matters which
seem to any of them to be of some moment, let not the votes be taken
at once, but let the voting be adjourned to such a date as the urgency
of the matter allows. When, then, the council stands adjourned till
the appointed time, the counsellors of every clan will meanwhile be
able to debate the matter separately, and, if they think it of great
moment, to consult others that have been counsellors, or are candidates
for the council. And if within the appointed time the counsellors of
any clan cannot agree among themselves, that clan shall lose its vote,
for every clan can give but one vote. But, otherwise, let the jurist
of the clan lay before the council the opinion they have decided to
be best; and so with the rest. And if the majority of the council think
fit, after hearing the grounds of every opinion, to consider the matter
again, let the council be again adjourned to a date, at which every
clan shall pronounce its final opinion; and then, at last, before the
entire council, let the votes be taken, and that opinion be invalidated
which has not at least a hundred votes. But let the other opinions be
submitted to the king by all the jurists present at the council, that,
after hearing every party's arguments, he may select which opinion he
pleases. And then let the jurists leave him, and return to the council;
and there let all await the king at the time fixed by himself, that
all may hear which opinion of those proposed he thinks fit to adopt,
and what he decides should be done.
26. For
the administration of justice, another council is to be formed of jurists,
whose business should be to decide suits, and punish criminals, but
so that all the judgments they deliver be tested by those who are for
the time members of the great council — that is, as to their having
been delivered according to the due process of justice, and without
partiality. But if the losing party can prove, that any judge has been
bribed by the adversary, or that there is some mutual cause of friendship
between the judge and the adversary, or of hatred between the judge
and himself, or, lastly, that the usual process of justice has not been
observed, let such party be restored to his original position. But this
would, perhaps, not be observed by such as love to convict the accused
in a criminal case, rather by torture than proofs. But, for all that,
I can conceive on this point of no other process of justice than the
above, that befits the best system of governing a commonwealth.
27. Of
these judges, there should be a large and odd number — for instance,
sixty-one, or at least forty-one, — and not more than one is to
be chosen of one clan, and that not for life, but every year a certain
proportion are to retire, and be replaced by as many others out of different
clans, that have reached their fortieth year.
28. In
this council, let no judgment be pronounced save in the presence of
all the judges. But if any judge, from disease or other cause, shall
for a long time be unable to attend the council, let another be chosen
for that time to fill his place. But in giving their votes, they are
all not to utter their opinions aloud, but to signify them by ballot.
29. Let
those who supply others' places in this and the first-mentioned council
first be paid out of the goods of those whom they have condemned to
death, and also out of the fines of which any are mulcted. Next, after
every judgment they pronounce in a civil suit, let them receive a certain
proportion of the whole sum at stake for the benefit of both councils.
30. Let
there be in every city other subordinate councils, whose members likewise
must not be chosen for life, but must be partially renewed every year,
out of the clans who live there only. But there is no need to pursue
this further.
31. No
military pay is to be granted in time of peace; but, in time of war,
military pay is to be allowed to those only, who support their lives
by daily labour. But the commanders and other officers of the battalions
are to expect no other advantage from war but the spoil of the enemy.
32. If
a foreigner takes to wife the daughter of a citizen, his children are
to be counted citizens, and put on the roll of their mother's clan.
But those who are born and bred within the dominion of foreign parents
should be allowed to purchase at a fixed price the right of citizenship
from the captains of thousands of any clan, and to be enrolled in that
clan. For no harm can arise thence to the dominion, even though the
captains of thousands, for a bribe, admit a foreigner into the number
of their citizens for less than the fixed price; but, on the contrary,
means should be devised for more easily increasing the number of citizens,
and producing a large confluence of men. As for those who are not enrolled
as citizens, it is but fair that, at least in war-time, they should
pay for their exemption from service by some forced labour or tax.
33. The
envoys to be sent in time of peace to other commonwealths must be chosen
out of the nobles only, and their expenses met by the state treasury,
and not the king's privy purse.
34. Those
that attend the court, and are the king's servants, and are paid out
of his privy purse, must be excluded from every appointment and office
in the commonwealth. I say expressly, "and are paid out of the
king's privy purse," to except the body-guard. For there should
be no other body-guard, but the citizens of the king's city, who should
take turns to keep guard at court before the king's door.
35. War
is only to be made for the sake of peace, so that, at its end, one may
be rid of arms. And so, when cities have been taken by right of war,
and terms of peace are to be made after the enemies are subdued, the
captured cities must not be garrisoned and kept; but either the enemy,
on accepting the terms of peace, should be allowed to redeem them at
a price, or, if by following that policy, there would, by reason of
the danger of the position, remain a constant lurking anxiety, they
must be utterly destroyed, and the inhabitants removed elsewhere.
36. The
king must not be allowed to contract a foreign marriage, but only to
take to wife one of his kindred, or of the citizens; yet, on condition
that, if he marries a citizen, her near relations become incapable of
holding office in the commonwealth.
37. The
dominion must be indivisible. And so, if the king leaves more than one
child, let the eldest one succeed; but by no means be it allowed to
divide the dominion between them, or to give it undivided to all or
several of them, much less to give a part of it as a daughter's dowry.
For that daughters should be admitted to the inheritance of a dominion
is in no wise to be allowed.
38. If
the king die leaving no male issue, let the next to him in blood be
held the heir to the dominion, unless he chance to have married a foreign
wife, whom he will not put away.
39. As
for the citizens, it is manifest (Chap. III. Sec. 5) that every one
of them ought to obey all the commands of the king, and the decrees
published by the great council, although he believe them to be most
absurd, and otherwise he may rightfully be forced to obey. And these
are the foundations of a monarchical dominion, on which it must be built,
if it is to be stable, as we shall show in the next chapter.
40. As
for religion, no temples whatever ought to be built at the public expense;
nor ought laws to be established about opinions, unless they be seditious
and overthrow the foundations of the commonwealth. And so let such as
are allowed the public exercise of their religion build a temple at
their own expense. But the king may have in his palace a chapel of his
own, that he may practise the religion to which he belongs.
CHAPTER
VII.
OF MONARCHY (CONTINUATION).
AFTER explaining the foundations of a monarchical dominion, I have taken
in hand to prove here in order the fitness of such foundations. And
to this end the first point to be noted is, that it is in no way repugnant
to experience, for laws to be so firmly fixed, that not the king himself
can abolish them. For though the Persians worshipped their kings as
gods, yet had not the kings themselves authority to revoke laws once
established, as appears from Daniel, and nowhere, as far as I know,
is a monarch chosen absolutely without any conditions expressed. Nor
yet is it repugnant to reason or the absolute obedience due to a king.
For the foundations of the dominion are to be considered as eternal
decrees of the king, so that his ministers entirely obey him in refusing
to execute his orders, when he commands anything contrary to the same.
Which we can make plain by the example of Ulysses. For his comrades
were executing his own order, when they would not untie him, when he
was bound to the mast and captivated by the Sirens' song, although he
gave them manifold orders to do so, and that with threats. And it is
ascribed to his forethought, that he afterwards thanked his comrades
for obeying him according to his first intention. And, after this example
of Ulysses, kings often instruct judges, to administer justice without
respect of persons, not even of the king himself, if by some singular
accident he order anything contrary to established law. For kings are
not gods, but men, who are often led captive by the Sirens' song. If
then everything depended on the inconstant will of one man, nothing
would be fixed. And so, that a monarchical dominion may be stable, it
must be ordered, so that everything be done by the king's decree only,
that is, so that every law be an explicit will of the king, but not
every will of the king a law; as to which see Chap. VI. Sects. 3, 5,
6.
2. It must
next be observed, that in laying foundations it is very necessary to
study the human passions: and it is not enough to have shown, what ought
to be done, but it ought, above all, to be shown how it can be effected,
that men, whether led by passion or reason, should yet keep the laws
firm and unbroken. For if the constitution of the dominion, or the public
liberty depends only on the weak assistance of the laws, not only will
the citizens have no security for its maintenance (as we showed in the
third section of the last chapter), but it will even turn to their ruin.
For this is certain, that no condition of a commonwealth is more wretched
than that of the best, when it begins to totter, unless at one blow
it falls with a rush into slavery, which seems to be quite impossible.
And, therefore, it would be far better for the subjects to transfer
their rights absolutely to one man, than to bargain for unascertained
and empty, that is unmeaning, terms of liberty, and so prepare for their
posterity a way to the most cruel servitude. But if I succeed in showing
that the foundation of monarchical dominion, which I stated in the last
chapter, are firm and cannot be plucked up, without the indignation
of the larger part of an armed multitude, and that from them follow
peace and security for king and multitude, and if I deduce this from
general human nature, no one will be able to doubt, that these foundations
are the best and the true ones (Chap. III. Sec. 9, and Chap. VI. Sects.
3, 8). But that such is their nature, I will show as briefly as possible.
3. That
the duty of him, who holds the dominion, is always to know its state
and condition, to watch over the common welfare of all, and to execute
whatever is to the interest of the majority of the subjects, is admitted
by all. But as one person alone is unable to examine into everything,
and cannot always have his mind ready and turn it to meditation, and
is often hindered by disease, or old age, or other causes, from having
leisure for public business; therefore it is necessary that the monarch
have counsellors to know the state of affairs, and help the king with
their advice, and frequently supply his place; and that so it come to
pass, that the dominion or commonwealth may continue always in one and
the same mind.
4. But
as human nature is so constituted, that everyone seeks with the utmost
passion his own advantage, and judges those laws to be most equitable,
which he thinks necessary to preserve and increase his substance, and
defends another's cause so far only as he thinks he is thereby establishing
his own; it follows hence, that the counsellors chosen must be such,
that their private affairs and their own interests depend on the general
welfare and peace of all. And so it is evident, that if from every sort
or class of citizens a certain number be chosen, what has most votes
in such a council will be to the interest of the greater part of the
subjects. And though this council, because it is composed of so large
a number of citizens, must of necessity be attended by many of very
simple intellect, yet this is certain, that everyone is pretty clever
and sagacious in business which he has long and eagerly practised. And,
therefore, if none be chosen but such as have till their fiftieth year
practised their own business without disgrace, they will be fit enough
to give their advice about their own affairs, especially if, in matters
of considerable importance, a time be allowed for consideration. Besides,
it is far from being the fact, that a council composed of a few is not
frequented by this kind of men. For, on the contrary, its greatest part
must consist of such, since everyone, in that case, tries hard to have
dullards for colleagues, that they may hang on his words, for which
there is no opportunity in large councils.
5. Furthermore,
it is certain, that everyone would rather rule than be ruled. "For
no one of his own will yields up dominion to another," as Sallust
has it in his first speech to Caesar. And, therefore, it is clear, that
a whole multitude will never transfer its right to a few or to one,
if it can come to an agreement with itself, without proceeding from
the controversies, which generally arise in large councils, to seditions.
And so the multitude does not, if it is free, transfer to the king anything
but that, which it cannot itself have absolutely within its authority,
namely, the ending of controversies and the using despatch in decisions.
For as to the case which often arises, where a king is chosen on account
of war, that is, because war is much more happily conducted by kings,
it is manifest folly, I say, that men should choose slavery in time
of peace for the sake of better fortune in war; if, indeed, peace can
be conceived of in a dominion, where merely for the sake of war the
highest authority is transferred to one man, who is, therefore, best
able to show his worth and the importance to everyone of his single
self in time of war; whereas, on the contrary, democracy has this advantage,
that its excellence is greater in peace than in war. However, for whatever
reason a king is chosen, he cannot by himself, as we said just now,
know what will be to the interest of the dominion: but for this purpose,
as we showed in the last section, will need many citizens for his counsellors.
And as we cannot at all suppose, that any opinion can be conceived about
a matter proposed for discussion, which can have escaped the notice
of so large a number of men, it follows, that no opinion can be conceived
tending to the people's welfare, besides all the opinions of this council,
which are submitted to the king. And so, since the people's welfare
is the highest law, or the king's utmost right, it follows, that the
king's utmost right is but to choose one of the opinions offered by
the council, not to decree anything, or offer any opinion contrary to
the mind of all the council at once (Chap. VI. Sec. 25). But if all
the opinions offered in the council were to be submitted to the king,
then it might happen that the king would always favour the small cities,
which have the fewest votes. For though by the constitution of the council
it be ordained, that the opinions should be submitted to the king without
mention of their supporters, yet they will never be able to take such
good care, but that some opinion will get divulged. And, therefore,
it must of necessity be provided, that that opinion, which has not gained
at least a hundred votes, shall be held void; and this law the larger
cities will be sure to defend with all their might.
6. And
here, did I not study brevity, I would show other advantages of this
council; yet one, which seems of the greatest importance, I will allege.
I mean, that there can be given no greater inducement to virtue, than
this general hope of the highest honour. For by ambition are we all
most led, as in our Ethics we showed to be the case.
7. But
it cannot be doubted that the majority of this council will never be
minded to wage war, but rather always pursue and love peace. For besides
that war will always cause them fear of losing their property and liberty,
it is to be added, that war requires fresh expenditure, which they must
meet, and also that their own children and relatives, though intent
on their domestic cares, will be forced to turn their attention to war
and go a-soldiering, whence they will never bring back anything but
unpaid-for scars. For, as we said (Chap. VI. Sec. 31), no pay is to
be given to the militia, and (Chap. VI. Sec. 10) it is to be formed
out of citizens only and no others.
8. There
is another accession to the cause of peace and concord, which is also
of great weight: I mean, that no citizen can have immovable property
(Chap. VI. Sec. 12). Hence all will have nearly an equal risk in war.
For all will be obliged, for the sake of gain, to practise trade, or
lend money to one another, if, as formerly by the Athenians, a law be
passed, forbidding to lend money at interest to any but inhabitants;
and thus they will be engaged in business, which either is mutually
involved, one man's with another's, or needs the same means for its
furtherance. And thus the greatest part of this council will generally
have one and the same mind about their common affairs and the arts of
peace. For, as we said (Sec. 4), every man defends another's cause,
so far as he thinks thereby to establish his own.
9. It cannot
be doubted, that it will never occur to anyone to corrupt this council
with bribes. For were any man to draw over to his side some one or two
out of so great a number of men, he would gain nothing. For, as we said,
the opinion, which does not gain at least a hundred votes, is void.
10. We
shall also easily see, that, once this council is established its members
cannot be reduced to a less number, if we consider the common passions
of mankind. For all are guided mostly by ambition, and there is no man
who lives in health but hopes to attain extreme old age. If then we
calculate the number of those who actually reach their fiftieth or sixtieth
year, and further take into account the number that are every year chosen
of this great council, we shall see, that there can hardly be a man
of those who bear arms, but is under the influence of a great hope of
attaining this dignity. And so they will all, to the best of their power,
defend this law of the council. For be it noted, that corruption, unless
it creep in gradually, is easily prevented. But as it can be more easily
supposed, and would be less invidious, that a less number should be
chosen out of every clan, than that a less number should be chosen out
of a few clans, or that one or two clans should be altogether excluded;
therefore (Chap. VI. Sec. 15) the number of counsellors cannot be reduced,
unless a third, fourth, or fifth part be removed simultaneously, which
change is a very great one, and therefore quite repugnant to common
practice. Nor need one be afraid of delay or negligence in choosing,
because this is remedied by the council itself. See Chap. VI. Sec. 16.
11. The
king, then, whether he is induced by fear of the multitude, or aims
at binding to himself the majority of an armed multitude, or is guided
by a generous spirit, a wish that is, to consult the public interest,
will always confirm that opinion, which has gained most votes, that
is (Sec. 5), which is to the interest of the greater part of the dominion;
and will study to reconcile the divergent opinions referred to him,
if it can be done, that he may attach all to himself (in which he will
exert all his powers), and that alike in peace and war they may find
out, what an advantage his single self is to them. And thus he will
then be most independent, and most in possession of dominion, when he
most consults the general welfare of the multitude.
12. For
the king by himself cannot restrain all by fear. But his power, as we
have said, rests upon the number of his soldiers, and especially on
their valour and faith, which will always remain so long enduring between
men, as with them is joined need, be that need honourable or disgraceful.
And this is why kings usually are fonder of exciting than restraining
their soldiery, and shut their eyes more to their vices than to their
virtues, and generally, to hold under the best of them, seek out, distinguish,
and assist with money or favour the idle, and those who have ruined
themselves by debauchery, and shake hands with them, and throw them
kisses, and for the sake of mastery stoop to every servile action. In
order therefore that the citizens may be distinguished by the king before
all others, and, as far as the civil state and equity permit, may remain
independent, it is necessary that the militia should consist of citizens
only, and that citizens should be his counsellors; and on the contrary
citizens are altogether subdued, and are laying the foundations of eternal
war, from the moment that they suffer mercenaries to be levied, whose
trade is war, and who have most power in strifes and seditions.
13. That
the king's counsellors ought not to be elected for life, but for three,
four, or five years, is clear as well from the tenth, as from what we
said in the ninth section of this chapter. For if they were chosen for
life, not only could the greatest part of the citizens conceive hardly
any hope of obtaining this honour, and thus there would arise a great
inequality, and thence envy, and constant murmurs, and at last seditions,
which, no doubt, would be welcome to kings greedy of mastery: but also
the counsellors, being rid of the fear of their successors, would assume
a great licence in all respects, which the king would be far from opposing.
For the more the citizens hate them, the more they will cling to the
king, and be ready to flatter him. Nay, the interval of five years seems
even too much, for in such a space of time it does not seem so impossible
to corrupt by bribes or favour a very large part of the council, however
large it be. And therefore it will be far safer, if every year two out
of every clan retire, and be replaced by as many more (supposing that
there are to be five counsellors of each clan), except in the year in
which the jurist of any clan retires, and a fresh one is chosen in his
place.
14. Moreover,
no king can promise himself more safety, than he who reigns in a commonwealth
of this sort. For besides that a king soon perishes, when his soldiers
cease to desire his safety, it is certain that kings are always in the
greatest danger from those who are nearest their persons. The fewer
counsellors, then, there are, and the more powerful they consequently
are, the more the king is in danger of their transferring the dominion
to another. Nothing in fact more alarmed David, than that his own counsellor
Ahitophel sided with Absalom. Still more is this the case, if the whole
authority has been transferred absolutely to one man, because it can
then be more easily transferred from one to another. For two private
soldiers once took in hand to transfer the Roman empire, and did transfer
it. I omit the arts and cunning wiles, whereby counsellors have to assure
themselves against falling victims to their unpopularity; for they are
but too well known, and no one, who has read history, can be ignorant,
that the good faith of counsellors has generally turned to their ruin.
And so, for their own safety, it behoves them to be cunning, not faithful.
But if the counsellors are too numerous to unite in the same crime,
and are all equal, and do not hold their office beyond a period of four
years, they cannot be at all objects of fear to the king, except he
attempt to take away their liberty, wherein he will offend all the citizens
equally. For, as Antonio Perez excellently observes, an absolute dominion
is to the prince very dangerous, to the subjects very hateful, and to
the institutes of God and man alike opposed, as innumerable instances
show.
15. Besides
these we have, in the last chapter, laid other foundations, by which
the king is greatly secured in his dominion, and the citizens in their
hold of peace and liberty, which foundations we will reason out in their
proper places. For I was anxious above everything to reason out all
those, which refer to the great council and are of the greatest importance.
Now I will continue with the others, in the same order in which I stated
them.
16. It
is undoubted, that citizens are more powerful, and, therefore, more
independent, the larger and better fortified their towns are. For the
safer the place is, in which they are, the better they can defend their
liberty, and the less they need fear an enemy, whether without or within;
and it is certain that the more powerful men are by their riches, the
more they by nature study their own safety. But cities which need the
help of another for their preservation are not on terms of equal right
with that other, but are so far dependent on his right as they need
his help. For we showed in the second chapter, that right is determined
by power alone.
17. For
the same reason, also, I mean that the citizens may continue independent,
and defend their liberty, the militia ought to be composed of the citizens
only, and none of them to be exempted. For an armed man is more independent
than an unarmed (Sec. 12); and those citizens transfer absolutely their
own right to another, and entrust it entirely to his good faith, who
have given him their arms and the defences of their cities. Human avarice,
by which most men are very much led, adds its weight to this view. For
it cannot be, that a mercenary force be hired without great expense;
and citizens can hardly endure the exactions required to maintain an
idle soldiery. But that no man, who commands the whole or a large part
of the militia, should, except under pressure of necessity, be chosen
for the extreme term of a year, all are aware, who have read history,
alike sacred and profane. For there is nothing that reason more clearly
teaches. For surely the might of dominion is altogether entrusted to
him, who is allowed enough time to gain military glory, and raise his
fame above the king's, or to make the army faithful to himself by flattery,
largesses, and the other arts, whereby generals are accustomed to procure
the enslavement of others, and the mastery for themselves. Lastly, I
have added this point for the greater safety of the whole dominion,
that these commanders of the militia are to be selected from the king's
counsellors or ex-counsellors — that is, from men who have reached
the age at which mankind generally prefer what is old and safe to what
is new and dangerous.
18. I said
that the citizens were to be divided into clans, and an equal number
of counsellors chosen from each, in order that the larger towns might
have, in proportion to the number of their citizens, a greater number
of counsellors, and be able, as is equitable, to contribute more votes.
For the power and, therefore, the right of a dominion is to be estimated
by the number of its citizens; and I do not believe that any fitter
means can be devised for maintaining this equality between citizens,
who are all by nature so constituted, that everyone wishes to be attributed
to his own stock, and be distinguished by race from the rest.
19. Furthermore,
in the state of nature, there is nothing which any man can less claim
for himself, and make his own, than the soil, and whatever so adheres
to the soil, that he cannot hide it anywhere, nor carry it whither he
pleases. The soil, therefore, and whatever adheres to it in the way
we have mentioned, must be quite common property of the commonwealth
— that is, of all those who, by their united force, can vindicate
their claim to it, or of him to whom all have given authority to vindicate
his claim. And therefore the soil, and all that adheres to it, ought
to have a value with the citizens proportionate to the necessity there
is, that they may be able to set their feet thereon, and defend their
common right or liberty. But in the eighth section of this chapter we
have shown the advantages that the commonwealth must necessarily derive
hence.
20. In
order that the citizens may be as far as possible equal, which is of
the first necessity in a commonwealth, none but the descendants of a
king are to be thought noble. But if all the descendants of kings were
allowed to marry wives, or beget children, they would grow, in process
of time, to a very large number, and would be, not only burdensome,
but also a cause of very great fear, to king and all. For men who nave
too much leisure generally meditate crime. And hence it is that kings
are, on account of their nobles, very much induced to make war, because
kings surrounded with nobles find more quiet and safety in war than
in peace. But I pass by this as notorious enough, and also the points
which I have mentioned in Secs. 15-27 of the last chapter. For the main
points have been proved in this chapter, and the rest are self-evident.
21. That
the judges ought to be too numerous for a large proportion of them to
be accessible to the bribes of a private man, and that they should not
vote openly, but secretly, and that they deserve payment for their time,
is known to everyone But they everywhere have by custom a yearly salary;
and so they make no great haste to determine suits, and there is often
no end to trials. Next, where confiscations accrue to the king, there
frequently in trials not truth nor right, but the greatness of a man's
riches is regarded. Informers are ever at work, and everyone who has
money is snatched as a prey, which evils, though grievous and intolerable,
are excused by the necessity of warfare, and continue even in time of
peace. But the avarice of judges that are appointed but for two or three
years at most is moderated by fear of their successors, not to mention,
again, that they can have no fixed property, but must lend their money
at interest to their fellow-citizens. And so they are forced rather
to consult their welfare than to plot against them, especially if the
judges themselves, as we have said, are numerous.
22. But
we have said, that no military pay is to be voted For the chief reward
of military service is liberty. For in the state of nature everyone
strives, for bare liberty's sake, to defend himself to the utmost of
his power, and expects no other reward of warlike virtue but his own
independence. But, in the civil state, all the citizens together are
to be considered as a man in the state of nature; and, therefore, when
all fight on behalf of that state, all are defending themselves, and
engaged on their own business. But counsellors, judges, magistrates,
and the like, are engaged more on others' business than on their own;
and so it is but fair to pay them for their time. Besides, in war, there
can be no greater or more honourable inducement to victory than the
idea of liberty. But if, on the contrary, a certain portion of the citizens
be designated as soldiers, on which account it will be necessary to
award them a fixed pay, the king will, of necessity, distinguish them
above the rest (as we showed. Sec. 12) — that is, will distinguish
men who are acquainted only with the arts of war, and, in time of peace,
from excess of leisure, become debauched, and, finally, from poverty,
meditate nothing but rapine, civil discord, and wars. And so we can
affirm, that a monarchy of this sort is, in fact, a state of war, and
in it only the soldiery enjoy liberty, but the rest are slaves.
23. Our
remarks about the admission of foreigners (Chap. VI. Sec. 32) I believe
to be obvious. Besides, no one can doubt that the king's blood-relations
should be at a distance from him, and occupied, not by warlike, but
by peaceful business, whence they may get credit and the dominion quiet.
Though even this has not seemed a sufficient precaution to the Turkish
despots, who, therefore, make a point of slaughtering all their brothers.
And no wonder: for the more absolutely the right of dominion has been
conferred on one man, the more easily, as we showed by an instance (Sec.
14), it can be transferred from one to another. But that in such a monarchy,
as we here suppose, in which, I mean, there is not one mercenary soldier,
the plan we have mentioned provides sufficiently for the king's safety,
is not to be doubted.
24. Nor
can anyone hesitate about what we have said in the thirty-fourth and
thirty-fifth sections of the last chapter. But that the king must not
marry a foreigner is easily proved. For not to mention that two commonwealths,
although united by a treaty, are yet in a state of hostility (Chap.
III. Sec. 14), it is very much to be avoided that war should be stirred
up, on account of the king's domestic affairs, both because disputes
and dissensions arise peculiarly from an alliance founded on marriage,
and because questions between two commonwealths are mostly settled by
war. Of this we read a fatal instance in Scripture. For after the death
of Solomon, who had married the king of Egypt's daughter, his son Rehoboam
waged a most disastrous war with Shishak, king of the Egyptians, who
utterly subdued him. Moreover, the marriage of Lewis XIV., king of France
with the daughter of Philip IV. was the seed of a fresh war. And, besides
these, very many instances may be read in history.
25. The
form of the dominion ought to be kept one and the same, and, consequently,
there should be but one king, and that of the same sex, and the dominion
should be indivisible. But as to my saying that the king's eldest son
should succeed his father by right, or (if there be no issue) the nearest
to him in blood, it is clear as well from Chap. VI. Sec. 13, as because
the election of the king made by the multitude should, if possible,
last for ever. Otherwise it will necessarily happen, that the supreme
authority of the dominion will frequently pass to the multitude, which
is an extreme and, therefore, exceedingly dangerous change. But those
who, from the fact that the king is master of the dominion, and holds
it by absolute right, infer that he can hand it over to whom he pleases,
and that, therefore, the king's son is by right heir to the dominion,
are greatly mistaken. For the king's will has so long the force of law,
as he holds the sword of the commonwealth; for the right of dominion
is limited by power only. Therefore, a king may indeed abdicate, but
cannot hand the dominion over to another, unless with the concurrence
of the multitude or its stronger part. And that this may be more clearly
understood, we must remark, that children are heirs to their parents,
not by natural, but by civil law. For by the power of the commonwealth
alone is anyone master of definite property. And, therefore, by the
same power or right, whereby the will of any man concerning his property
is held good, by the same also his will remains good after his own death,
as long as the commonwealth endures. And this is the reason, why everyone
in the civil state maintains after death the same right as he had in
his lifetime, because, as we said, it is not by his own power, but by
that of the commonwealth, which is everlasting, that he can decide anything
about his property. But the king's case is quite different. For the
king's will is the civil law itself, and the king the commonwealth itself.
Therefore, by the death of the king, the commonwealth is in a manner
dead, and the civil state naturally returns to the state of nature,
and consequently the supreme authority to the multitude, which can,
therefore, lawfully lay down new and abolish old laws. And so it appears
that no man succeeds the king by right, but him whom the multitude wills
to be successor, or in a theocracy, such as the commonwealth of the
Hebrews once was, him whom God has chosen by a prophet. We might likewise
infer this from the fact that the king's sword, or right, is in reality
the will of the multitude itself, or its stronger part; or else from
the fact, that men endowed with reason never so utterly abdicate their
right, that they cease to be men, and are accounted as sheep. But to
pursue this further is unnecessary.
26. But
the right of religion, or of worshipping God, no man can transfer to
another. However, we have treated of this point at length in the last
chapters of our Theologico-Political Treatise, which it is superfluous
to repeat here. And herewith I claim to have reasoned out the foundations
of the best monarchy, though briefly, yet with sufficient clearness.
But their mutual interdependence, or, in other words, the proportions
of my dominion, anyone will easily remark, who will be at the pains
to observe them as a whole with some attention. It remains only to warn
the reader, that I am here conceiving of that monarchy, which is instituted
by a free multitude, for which alone these foundations can serve. For
a multitude that has grown used to another form of dominion will not
be able without great danger of overthrow to pluck up the accepted foundations
of the whole dominion, and change its entire fabric.
27. And
what we have written will, perhaps, be received with derision by those
who limit to the populace only the vices which are inherent in all mortals;
and use such phrases as, "the mob, if it is not frightened, inspires
no little fear," and "the populace is either a humble slave,
or a haughty master," and "it has no truth or judgment,"
etc. But all have one common nature. Only we are deceived by power and
refinement. Whence it comes that when two do the same thing we say,
"this man may do it with impunity, that man may not;" not
because the deed, but because the doer is different. Haughtiness is
a property of rulers. Men are haughty, but by reason of an appointment
for a year; how much more then nobles, that have their honours eternal!
But their arrogance is glossed over with importance, luxury, profusion,
and a kind of harmony of vices, and a certain cultivated folly, and
elegant villainy, so that vices, each of which looked at separately
is foul and vile, because it is then most conspicuous, appear to the
inexperienced and untaught honourable and becoming. "The mob, too,
if it is not frightened, inspires no little fear;" yes, for liberty
and slavery are not easily mingled. Lastly, as for the populace being
devoid of truth and judgment, that is nothing wonderful, since the chief
business of the dominion is transacted behind its back, and it can but
make conjectures from the little, which cannot be hidden. For it is
an uncommon virtue to suspend one's judgment. So it is supreme folly
to wish to transact everything behind the backs of the citizens, and
to expect that they will not judge ill of the same, and will not give
everything an unfavourable interpretation. For if the populace could
moderate itself, and suspend its judgment about things with which it
is imperfectly acquainted, or judge rightly of things by the little
it knows already, it would surely be more fit to govern, than to be
governed. But, as we said, all have the same nature. All grow haughty
with rule, and cause fear if they do not feel it, and everywhere truth
is generally transgressed by enemies or guilty people; especially where
one or a few have mastery, and have respect in trials not to justice
or truth, but to amount of wealth.
28. Besides,
paid soldiers, that are accustomed to military discipline, and can support
cold and hunger, are likely to despise a crowd of citizens as very inferior
for storming towns or fighting pitched battles. But that my dominion
is, therefore, more unhappy or less durable, no one of sound mind will
affirm. But, on the contrary, everyone that judges things fairly will
admit, that that dominion is the most durable of all, which can content
itself with preserving what it has got, without coveting what belongs
to others, and strives, therefore, most eagerly by every means to avoid
war and preserve peace.
29. But
I admit that the counsels of such a dominion can hardly be concealed.
But everyone will also admit with me that it is far better for the right
counsels of a dominion to be known to its enemies, than for the evil
secrets of tyrants to be concealed from the citizens. They who can treat
secretly of the affairs of a dominion have it absolutely under their
authority, and, as they plot against the enemy in time of war, so do
they against the citizens in time of peace. Now that this secrecy is
often serviceable to a dominion, no one can deny; but that without it
the said dominion cannot subsist, no one will ever prove. But, on the
contrary, to entrust affairs of state absolutely to any man is quite
incompatible with the maintenance of liberty; and so it is folly to
choose to avoid a small loss by means of the greatest of evils. But
the perpetual refrain of those who lust after absolute dominion is,
that it is to the essential interest of the commonwealth that its business
be secretly transacted, and other like pretences, which end in the more
hateful a slavery, the more they are clothed with a show of utility.
30. Lastly,
although no dominion, as far as I know, has ever been founded on all
the conditions we have mentioned, yet from experience itself we shall
be able to prove that this form of monarchy is the best, if we consider
the causes of the preservation and overthrow of any dominion that is
not barbarous. But this I could not do without greatly wearying the
reader. However, I cannot pass over in silence one instance, that seems
worth remembering: I mean the dominion of the Arragonese, who showed
a singular loyalty towards their kings, and with equal constancy preserved
unbroken the constitution of the kingdom. For as soon as they had cast
off the slavish yoke of the Moors, they resolved to choose themselves
a king, but on what conditions they could not quite make up their minds,
and they therefore determined to consult the sovereign pontiff of Rome.
He, who in this matter certainly bore himself as Christ's vicar, blamed
them for so obstinately wishing to choose a king, unwarned by the example
of the Hebrews. However, if they would not change their minds, then
he advised them not to choose a king, without first instituting customs
equitable and suitable to the national genius, and above all he would
have them create some supreme council, to balance the king's power like
the ephors of the Lacedaemonians, and to have absolute right to determine
the disputes, which might arise between the king and the citizens. So
then, following this advice, they established the laws, which seemed
to them most equitable, of which the supreme interpreter, and therefore
supreme judge, was to be, not the king, but the council, which they
call the Seventeen, and whose president has the title of Justice This
Justice then, and the Seventeen, who are chosen for life, not by vote
but by lot, have the absolute right of revising and annulling all sentences
passed upon any citizen by other courts, civil or ecclesiastical, or
by the king himself, so that every citizen had the right to summon the
king himself before this council. Moreover, they once had the right
of electing and deposing the king. But after the lapse of many years
the king, Don Pedro, who is called the Dagger, by canvassing, bribery,
promises, and every sort of practice, at length procured the revocation
of this right. And as soon as he gained his point, he cut off, or, as
I would sooner believe, wounded his hand before them all, saying, that
not without the loss of royal blood could subjects be allowed to choose
their king18 Yet he effected this change, but upon this condition, "That
the subjects have had and shall have the right of taking arms against
any violence whatever, whereby any may wish to enter upon the dominion
to their hurt, nay, against the king himself, or the prince, his heir,
if he thus encroach." By which condition they certainly rather
rectified than abolished that right. For, as we have shown (Chap. IV.
Secs. 5, 6), a king can be deprived of the power of ruling, not by the
civil law, but by the law of war, in other words the subjects may resist
his violence with violence. Besides this condition they stipulated others,
which do not concern our present design. Having by these customs given
themselves a constitution to the mind of all, they continued for an
incredible length of time unharmed, the king's loyalty towards his subjects
being as great as theirs towards him. But after that the kingdom fell
by inheritance to Ferdinand of Castile, who first had the surname of
Catholic; this liberty of the Arragonese began to displease the Castilians,
who therefore ceased not to urge Ferdinand to abolish these rights.
But he, not yet being accustomed to absolute dominion, dared make no
such attempt, but replied thus to his counsellors: that (not to mention
that he had received the kingdom of Arragon on those terms, which they
knew, and had most solemnly sworn to observe the same, and that it was
inhuman to break his word) he was of opinion, that his kingdom would
be stable, as long as its safety was as much to the subjects' as to
the king's interest, so that neither the king should outweigh the subjects,
nor yet the subjects the king; for that if either party were too powerful,
the weaker would not only try to recover its former equality, but in
vexation at its injury to retaliate upon the other, whence would follow
the ruin of either or both. Which very wise language I could not enough
wonder at, had it proceeded from a king accustomed to command not freemen
but slaves. Accordingly the Arragonese retained their liberties after
the time of Ferdinand, though no longer by right but by the favour of
their too powerful kings, until the reign of Philip II., who oppressed
them with better luck, but no less cruelty, than he did the United Provinces.
And although Philip III. is supposed to have restored everything to
its former position, yet the Arragonese, partly from eagerness to flatter
the powerful (for it is folly to kick against the pricks), partly from
terror, have kept nothing but the specious names and empty forms of
liberty.
31. We
conclude, therefore, that the multitude may preserve under a king an
ample enough liberty; if it contrive that the king's power be determined
by the sole power, and preserved by the defence of the multitude itself.
And this was the single rule which I followed in laying the foundations
of monarchy.
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