I
| II
CHAPTER
VIII.
OF ARISTOCRACY.
SO far
of monarchy. But now we will say, on what plan an aristocracy is to
be framed, so that it may be lasting. We have defined an aristocratic
dominion as that, which is held not by one man, but by certain persons
chosen out of the multitude, whom we shall henceforth call patricians.
I say expressly, "that which is held by certain persons chosen."
For the chief difference between this and a democracy is, that the right
of governing depends in an aristocracy on election only, but in a democracy
for the most part on some right either congenital or acquired by fortune
(as we shall explain in its place); and therefore, although in any dominion
the entire multitude be received into the number of the patricians,
provided that right of theirs is not inherited, and does not descend
by some law to others, the dominion will for all that be quite an aristocracy,
because none are received into the number of the patricians save by
express election. But if these chosen persons were but two, each of
them will try to be more powerful than the other, and from the too great
power of each, the dominion will easily be split into two factions;
and in like manner into three, four, or five factions, if three, four,
or five persons were put into possession of it. But the factions will
be the weaker, the more there are to whom the dominion was delegated.
And hence it follows, that to secure the stability of an aristocracy,
it is necessary to consider the proportionate size of the actual dominion,
in order to determine the minimum number of patricians.
2. Let
it be supposed, then, that for a dominion of moderate size it suffices
to be allowed a hundred of the best men, and that upon them has been
conferred the supreme authority of the dominion, and that they have
consequently the right to elect their patrician colleagues, when any
of the number die. These men will certainly endeavour to secure their
succession to their children or next in blood. And thus the supreme
authority of the dominion will always be with those, whom fortune has
made children or kinsmen to patricians. And, as out of a hundred men
who rise to office by fortune, hardly three are found that excel in
knowledge and counsel, it will thus come to pass, that the authority
of the dominion will rest, not with a hundred, but only with two or
three who excel by vigour of mind, and who will easily draw to themselves
everything, and each of them, as is the wont of human greed, will be
able to prepare the way to a monarchy. And so, if we make a right calculation,
it is necessary, that the supreme authority of a dominion, whose size
requires at least a hundred first-rate men, should be conferred on not
less than five thousand. For by this proportion it will never fail,
but a hundred shall be found excelling in mental vigour, that is, on
the hypothesis that, out of fifty that seek and obtain office, one will
always be found not less than first-rate, besides others that imitate
the virtues of the first-rate, and are therefore worthy to rule.
3. The
patricians are most commonly citizens of one city, which is the head
of the whole dominion, so that the commonwealth or republic has its
name from it, as once that of Rome, and now those of Venice, Genoa,
etc. But the republic of the Dutch has its name from an entire province,
whence it arises, that the subjects of this dominion enjoy a greater
liberty. Now, before we can determine the foundations on which this
aristocratic dominion ought to rest, we must observe a very great difference,
which exists between the dominion which is conferred on one man and
that which is conferred on a sufficiently large council. For, in the
first place, the power of one man is (as we said, Chap. VI. Sec. 5)
very inadequate to support the entire dominion; but this no one, without
manifest absurdity, can affirm of a sufficiently large council. For,
in declaring the council to be sufficiently large, one at the same time
denies, that it is inadequate to support the dominion. A king, therefore,
is altogether in need of counsellors, but a council like this is not
so in the least. In the second place, kings are mortal, but councils
are everlasting. And so the power of the dominion which has once been
transferred to a large enough council never reverts to the multitude.
But this is otherwise in a monarchy, as we showed (Chap. VII. Sec. 25).
Thirdly, a king's dominion is often on sufferance, whether from his
minority, sickness, or old age, or from other causes; but the power
of a council of this kind, on the contrary, remains always one and the
same. In the fourth place, one man's will is very fluctuating and inconstant;
and, therefore, in a monarchy, all law is, indeed, the explicit will
of the king (as we said. Chap. VII. Sec. 1), but not every will of the
king ought to be law; but this cannot be said of the will of a sufficiently
numerous council. For since the council itself, as we have just shown,
needs no counsellors, its every explicit will ought to be law. And hence
we conclude, that the dominion conferred upon a large enough council
is absolute, or approaches nearest to the absolute. For if there be
any absolute dominion, it is, in fact, that which is held by an entire
multitude.
4. Yet
in so far as this aristocratic dominion never (as has just been shown)
reverts to the multitude, and there is under it no consultation with
the multitude, but, without qualification, every will of the council
is law, it must be considered as quite absolute, and therefore its foundations
ought to rest only on the will and judgment of the said council, and
not on the watchfulness of the multitude, since the latter is excluded
from giving its advice or its vote. The reason, then, why in practice
aristocracy is not absolute, is that the multitude is a cause of fear
to the rulers, and therefore succeeds in retaining for itself some liberty,
which it asserts and holds as its own, if not by an express law, yet
on a tacit understanding.
5. And
thus it is manifest that this kind of dominion will be in the best possible
condition, if its institutions are such that it most nearly approaches
the absolute — that is, that the multitude is as little as possible
a cause of fear, and retains no liberty, but such as must necessarily
be assigned it by the law of the dominion itself, and is therefore not
so much a right of the multitude as of the whole dominion, asserted
and maintained by the aristocrats only as their own. For thus practice
agrees best with theory, as appears from the last section, and is also
self-evident. For we cannot doubt that the dominion rests the less with
the patricians, the more rights the commons assert for themselves, such
as those which the corporations of artisans in Lower Germany, commonly
called Guilds, generally possess.
6. But
the commons need not apprehend any danger of a hateful slavery from
this form of dominion, merely because it is conferred on the council
absolutely. For the will of so large a council cannot be so much determined
by lust as by reason; because men are drawn asunder by an evil passion,
and cannot be guided, as it were, by one mind, except so far as they
desire things honourable, or that have at least an honourable appearance.
7. In determining,
then, the foundations of an aristocracy, it is above all to be observed,
that they should rest on the sole will and power of the supreme council,
so that it may be as independent as possible, and be in no danger from
the multitude. In order to determine these foundations, which are to
rest, I say, upon the sole will and power of the council, let us see
what foundations of peace are peculiar to monarchy, and unsuited to
this form of dominion. For if we substitute for these equivalent foundations
fit for an aristocracy, and leave the rest, as they are already laid,
we shall have removed without doubt every cause of seditions; or, at
least, this kind of dominion will be no less safe than the monarchical,
but, on the contrary, so much the more so, and of so much better a condition,
as, without danger to peace and liberty, it approaches nearer than monarchy
to the absolute (Secs. 3, 6). For the greater the right of the supreme
authority, the more the form of dominion agrees with the dictate of
reason (Chap. III. Sec. 51), and, therefore, the fitter it is to maintain
peace and liberty. Let us run through, therefore, the points we stated
in our sixth chapter, beginning with the ninth section, that we may
reject what is unfit for this kind of dominion, and see what agrees
with it.
8. That
it is necessary, in the first place, to found and fortify one or more
cities, no one can doubt. But that city is above all to be fortified,
which is the head of the whole dominion, and also those that are on
its frontiers. For that which is the head of the whole dominion, and
has the supreme right, ought to be more powerful than the rest. But
under this kind of dominion it is quite unnecessary to divide all the
inhabitants into clans.
9. As for
the military, since under this dominion equality is not to be looked
for among all, but between the patricians only, and, in particular,
the power of the patricians is greater than that of the commons, it
is certain that it makes no difference to the laws or fundamental principles
of this dominion, that the military be formed of others besides subjects.
But it is of the first importance that no one be admitted into the number
of the patricians, that has not a proper knowledge of the art of war.
But for the subjects to be excluded, as some would have it, from military
service, is surely folly. For besides that the military pay given to
subjects remains within the realm, whereas, on the contrary, what is
paid to a foreign soldiery is altogether lost, the greatest strength
of the dominion is also thereby weakened. For it is certain that those
fight with peculiar valour who fight for altar and hearth. Whence, also,
it is manifest that those are no less wrong, who lay down that military
commanders, tribunes, centurions, etc., should be chosen from among
the patricians only. For with what courage will those soldiers fight
who are deprived of all hope of gaining glory and advancement? But,
on the other hand, to establish a law forbidding the patricians to hire
foreign soldiers when circumstances require it, whether to defend themselves,
and suppress seditions, or for any other reason, besides being inconsiderate,
would also be repugnant to the supreme right of the patricians, concerning
which see Secs. 3, 4, 5 of this chapter. But the general of a single
army, or of the entire military, is to be chosen but in time of war,
and among the patricians only, and is to hold the command for a year
at most, without power of being continued therein, or afterwards reappointed.
For this law, necessary as it is under a monarchy, is so above all under
this kind of dominion. For although it is much easier, as we have said
above, to transfer the dominion from one man to another than from a
free council to one man; yet it does often happen, that patricians are
subdued by their own generals, and that to the much greater harm of
the commonwealth. For when a monarch is removed, it is but a change
of tyrant, not of the form of dominion; but, under an aristocracy, this
cannot happen, without an upsetting of the form of dominion, and a slaughter
of the greatest men. Of which thing Rome has offered the most mournful
examples. But our reason for saying that, under a monarchy, the militia
should serve without pay, is here inapplicable. For since the subjects
are excluded from giving their advice or votes, they are to be reckoned
as foreigners, and are, therefore, to be hired for service on no worse
terms than foreigners. And there is in this case no danger of their
being distinguished above the rest by the patricians: nay, further,
to avoid the partial judgment which everyone is apt to form of his own
exploits, it is wiser for the patricians to assign a fixed payment to
the soldiers for their service.
10. Furthermore,
for this same reason, that all but the patricians are foreigners, it
cannot be without danger to the whole dominion, that the lands and houses
and the whole soil should remain public property, and be let to the
inhabitants at a yearly rent. For the subjects having no part in the
dominion would easily, in bad times, all forsake their cities, if they
could carry where they pleased what goods they possess. And, therefore,
lands and farms are not to be let, but sold to the subjects, yet on
condition that they pay every year an aliquot part of the year's produce,
etc., as is done in Holland.
11. These
points considered, I proceed to the foundations on which the supreme
council should rest and be established. We have shown (Sec. 2) that,
in a moderate-sized dominion, this council ought to have about five
thousand members. And so we must look for means of preventing the dominion
from gradually getting into fewer hands, and of insuring, on the contrary,
that the number of members be increased in proportion to the growth
of the dominion itself; and, next, that between the patricians, equality
be as far as possible maintained; and, further, that there may be speed
and expedition in their counsels, and that they tend to the general
good; and, lastly, that the power of the patricians or council exceed
the power of the multitude, yet so that the multitude suffer no harm
thereby.
12. But
jealousy causes a great difficulty in maintaining our first point. For
men are, as we have said, by nature enemies, so that however they be
associated, and bound together by laws, they still retain their nature.
And hence I think it is, that democracies change into aristocracies,
and these at length into monarchies. For I am fully persuaded that most
aristocracies were formerly democracies. For when a given multitude,
in search of fresh territories, has found and cultivated them, it retains,
as a whole, its equal right of dominion, because no man gives dominion
to another spontaneously. But although every one of them thinks it fair,
that he should have the same right against another that that other has
against him, he yet thinks it unfair, that the foreigners that join
them should have equal right in the dominion with themselves, who sought
it by their own toil, and won it at the price of their own blood. And
this not even the foreigners themselves deny, for, of course, they migrate
thither, not to hold dominion, but for the benefit of their own private
business, and are quite satisfied if they are but allowed the liberty
of transacting that business in safety. But meanwhile the multitude
is augmented by the influx of foreigners, who gradually acquire the
national manners, until at last they are distinguished by no other difference
than that of incapacity to get office; and while their number daily
increases, that of the citizens, on the contrary, is by many causes
diminished. For families often die out, and some persons are disqualified
for their crimes, and a great many are driven by domestic poverty to
neglect affairs of state, and meanwhile the more powerful aim at nothing
else, but to govern alone; and thus the dominion is gradually limited
to a few, and at length by faction to one. And here we might add other
causes that destroy dominions of this sort; but as they are well known,
I pass them by, and proceed now to state the laws by which this dominion,
of which we are treating, ought to be maintained.
13. The
primary law of this dominion ought to be that which determines the proportionate
numbers of patricians and multitude. For a proportion (Sec. 1) ought
to be maintained between the multitude and the patricians, so that with
the increase of the former the number of the latter should be raised.
And this proportion (in accordance with our remarks in the second section)
ought to be about fifty to one, that is, the inequality between the
members of each should never be greater. For (Sec. 1) without destroying
the form of dominion, the number of patricians may be greater than the
number of the multitude. But there is no danger except in the smallness
of their number. But how it is to be provided that this law be kept
unbroken, I will presently show in its own place.
14. Patricians,
in some places, are chosen only out of particular families. But it is
ruinous to lay this down expressly by law. For not to mention that families
often die out, and that the other families can never be excluded without
disgrace, it is also repugnant to the form of this dominion, that the
dignity of patrician should be hereditary (Sec. 1). But on this system
a dominion seems rather a democracy, such as we have described in Sec.
12, that is in the hands of very few citizens. But, on the other hand,
to provide against the patricians choosing their own sons and kinsmen,
and thereby against the right of dominion remaining in particular families,
is impossible, and indeed absurd, as I shall show (Sec. 39). But provided
that they hold that right by no express law, and that the rest (I mean,
such as are born within the dominion, and use the vulgar tongue, and
have not a foreign wife, and are not infamous, nor servants, nor earning
their living by any servile trade, among which are to be reckoned those
of a wine-merchant, or brewer) are not excluded, the form of the dominion
will, notwithstanding, be retained, and it will be possible to maintain
the proportion between the patricians and the multitude.
15. But
if it be further by law appointed that no young men be chosen, it will
never happen that a few families hold the right of government in their
hands. And, therefore, be it by law appointed, that no man that has
not reached his thirtieth year be put on the list of candidates.
16. Thirdly,
it is next to be ordained, that all the patricians must be assembled
at certain fixed times in a particular part of the city, and that whoever
does not attend the council, unless he be hindered by illness or some
public business, shall be fined some considerable amount. For, were
it otherwise, most of them would neglect the public, for the sake of
their own private affairs.
17. Let
this council's functions be to pass and repeal laws, and to choose their
patrician colleagues, and all the ministers of the dominion. For he,
that has supreme right, as we have decided that this council has, cannot
give to anyone authority to pass and repeal laws, without at the same
time abdicating his own right, and transferring it to him, to whom he
gives that power. For he, that has but for one day only authority to
pass and repeal laws, is able to change the entire form of the dominion.
But one can, without forfeiting one's supreme right, temporarily entrust
to others the daily business of dominion to be administered according
to the established laws. Furthermore, if the ministers of dominion were
chosen by any other but this council, then its members would be more
properly called wards than patricians.
18. Hence
some are accustomed to create for the council a ruler or prince, either
for life, as the Venetians, or for a time, as the Genoese; but yet with
such great precautions, as make it clear enough, that it is not done
without great risk. And assuredly we cannot doubt but that the dominion
thereby approaches the monarchical form, and as far as we can conjecture
from their histories, it was done for no other reason, than that before
the institution of these councils they had lived under a ruler, or doge,
as under a king. And so the creation of a ruler is a necessary requisite
indeed for the particular nation, but not for the aristocratic dominion
considered in itself.
19. But,
inasmuch as the supreme authority of this dominion rests with this council
as a whole, not with every individual member of it (for otherwise it
would be but the gathering of an undisciplined mob), it is, therefore,
necessary that all the patricians be so bound by the laws as to form,
as it were, one body governed by one mind. But the laws by themselves
alone are weak and easily broken, when their vindicators are the very
persons who are able to transgress them, and the only ones who are to
take warning by the punishment, and must punish their colleagues in
order by fear of the same punishment to restrain their own desire: for
all this involves a great absurdity. And, therefore, means must be sought
to preserve order in this supreme council and keep unbroken the constitution
of the dominion, so that yet the greatest possible equality may exist
between patricians.
20. But
since, from a single ruler or prince, able also to vote in the debates,
there must necessarily arise a great inequality, especially on account
of the power, which must of necessity be granted him, in order to enable
him to discharge his duty in safety; therefore, if we consider the whole
matter aright, nothing can be devised more useful to the general welfare
than the institution of another council of certain patricians subordinate
to the supreme council, whose only duty should be to see that the constitution,
as far as it concerns the councils and ministers of the dominion, be
kept unbroken, and who should, therefore, have authority to summon to
judgment and, in conformity with established law, to condemn any delinquent
who, as a minister of the dominion, has transgressed the laws concerning
his office. And these patricians we shall hereafter call syndics.
21. And
they are to be chosen for life. For, were they to be chosen for a time,
so that they should afterwards be eligible for other offices in the
dominion, we should fall into the very absurdity which we have just
pointed out in the nineteenth section. But lest they should become quite
haughty by very long rule, none are to be elected to this office, but
those who have reached their sixtieth year or more, and have discharged
the duties of senator, of which below.
22. Of
these, too, we shall easily determine the number, if we consider that
these syndics stand to the patricians in the same relation as the whole
body of patricians together does to the multitude, which they cannot
govern, if they are fewer than a proper number. And, therefore, the
number of the syndics should be to that of patricians as their number
is to that of the multitude, that is (Sec. 13), as one to fifty.
23. Moreover,
that this council may discharge its functions in security, some portion
of the soldiery must be assigned to it, and be subject to its orders.
24. The
syndics and other ministers of state are to have no salary, but such
emoluments, that they cannot maladminister affairs of state without
great loss to themselves. For we cannot doubt that it is fair, that
the ministers of this kind of dominion should be awarded a recompense
for their time, since the commons are the majority in this dominion,
and the patricians look after their safety, while they themselves have
no trouble with affairs of state, but only with their own private ones.
But since, on the other hand, no man (Chap. VII. Sec. 4) defends another's
cause, save in so far as he thereby hopes to establish his own interest,
things must, of necessity, be so ordered that the ministers, who have
charge of affairs of state, should most pursue their own interest, when
they are most watchful for the general good.
25. To
the syndics then, whose duty, as we said, it is to see that the constitution
is kept unbroken, the following emoluments are to be awarded: namely,
that every householder that inhabits any place in the dominion, be bound
to pay every year a coin of small value, say a quarter of an ounce of
silver, to the syndics, that thus they may know the number of inhabitants,
and so observe what proportion of them the patricians constitute; and
next that every new patrician on his election must pay the syndics some
large sum, for instance, twenty or twenty-five pounds of silver. Moreover,
that money, in which the absent patricians (I mean those who have failed
to attend the meeting of the council) are condemned, is also to be awarded
to the syndics; and a part, too, of the goods of defaulting ministers,
who are bound to abide their judgment, and who are fined a certain sum
of money, or have their goods confiscated, should be devoted to them,
not to all indeed, but to those only who sit daily, and whose duty it
is to summon the council of syndics, concerning whom see Sec. 28. But,
in order that the council of syndics may always be maintained at its
full number, before all other business in the supreme council, when
it is assembled at the usual time, inquiry is to be made about this.
Which, if the syndics neglect, let it then devolve upon the president
of the senate (concerning which we shall soon have occasion to speak),
to admonish the supreme council on this head, to demand of the president
of the syndics the reason of his silence, and to inquire what is the
supreme council's opinion in the matter. But if the president of the
senate is likewise silent, let the case be taken up by the president
of the supreme court of justice, or if he too is silent by some other
patrician, and let him demand an explanation of their silence from the
presidents of the senate and the court of justice, as well as from the
president of the syndics. Lastly, that that law, whereby young men are
excluded, may likewise be strictly observed, it is to be appointed that
all who have reached the thirtieth year of their age, and who are not
by express law excluded, are to have their names inscribed on a list,
in presence of the syndics, and to receive from them, at a fixed price,
some sign of the honour conferred on them, namely, that they may be
allowed to wear a particular ornament only permitted to them, to distinguish
them and make them to be had in honour by the rest; and, at the same
time, be it ordained, that in elections none may nominate as patrician
anyone whose name is not inscribed on the general list, and that under
a heavy penalty. And, further, let no one be allowed to refuse the burden
of a duty or office, which he is chosen to bear. Lastly, that all the
absolutely fundamental laws of the dominion may be everlasting, it must
be ordained that if anyone in the supreme council raise a question about
any fundamental law, as of prolonging the command of any general of
an army, or of diminishing the number of patricians, or the like, he
is guilty of treason, and not only is he to be condemned to death, and
his goods confiscated, but some sign of his punishment is to remain
visible in public for an eternal memorial of the event. But for the
confirming of the other general rights of the dominion, it is enough,
if it be only ordained, that no law can be repealed nor new law passed,
unless first the college of syndics, and then three-fourths or four-fifths
of the supreme council agree thereto.
26. Let
the right also of summoning the supreme council and proposing the matters
to be decided in it, rest with the syndics, and let them likewise be
given the first place in the council, but without the right to vote.
But before they take their seats, they must swear by the safety of that
supreme council and by the public liberty, that they will strive with
the utmost zeal to preserve unbroken the ancient laws. and to consult
the general good. After which let them through their secretary open
in order the subjects of discussion.
27. But
that all the patricians may have equal authority in making decrees and
electing the ministers of the dominion, and that speed and expedition
in all matters may be possible, the order observed by the Venetians
is altogether to be approved, for they appoint by lot a certain number
of the council to name the ministers, and when these have named in order
the candidates for office, every patrician signifies by ballot his opinion,
approving or rejecting the candidate in question, so that it is not
afterwards known, who voted in this or that sense. Whereby it is contrived,
not only that the authority of all the patricians in the decision is
equal, and that business is quickly despatched, but also, that everyone
has absolute liberty (which is of the first necessity in councils) to
give his opinion without danger of unpopularity.
28. But
in the councils of syndics and the other councils, the same order is
to be observed, that voting is to be by ballot. But the right of convoking
the council of syndics and of proposing the matters to be decided in
the same ought to belong to their president, who is to sit every day
with ten or more other syndics, to hear the complaints and secret accusations
of the commons against the ministers, and to look after the accusers,
if circumstances require, and to summon the supreme council even before
the appointed time, if any of them judge that there is danger in the
delay. Now this president and those who meet with him every day are
to be appointed by the supreme council and out of the number of syndics,
not indeed for life, but for six months, and they must not have their
term renewed but after the lapse of three or four years. And these,
as we said above, are to be awarded the goods that are confiscated and
the pecuniary fines, or some part of them. The remaining points which
concern the syndics we will mention in their proper places.
29. The
second council, which is subordinate to the supreme one, we will call
the senate, and let its duty be to transact public business, for instance,
to publish the laws of the dominion, to order the fortifications of
the cities according to law, to confer military commissions, to impose
taxes on the subjects and apply the same, to answer foreign embassies,
and decide where embassies are to be sent. But let the actual appointment
of ambassadors be the duty of the supreme council. For it is of the
greatest consequence to see that no patrician be called to any office
in the dominion but by the supreme council itself, lest the patricians
themselves should try to curry favour with the senate. Secondly, all
matters are to be referred to the supreme council, which in any way
alter the existing state of things, as the deciding on peace and war.
Wherefore, that the senate's decrees concerning peace and war may be
valid, they must be confirmed by the supreme council. And therefore
I should say, that it belonged to the supreme council only, not to the
senate, to impose new taxes.
30. In
determining the number of senators these points are to be taken into
consideration: first, that all the patricians should have an equal hope
of gaining senatorial rank; secondly, that notwithstanding the same
senators, whose time (for which they were elected) is elapsed, may be
continued after a short interval, that so the dominion may always be
governed by skilled and experienced men; and lastly, that among the
senators many may be found illustrious for wisdom and virtue. But to
secure all these conditions, there can be no other means devised, than
that it should be by law appointed, that no one who has not reached
his fiftieth year, be received into the number of senators, and that
four hundred, that is about a twelfth part of the patricians, be appointed
for a year, and that two years after that year has elapsed, the same
be capable of re-appointment. For in this manner about a twelfth part
of the patricians will be constantly engaged in the duty of senator,
with only short intervening periods; and this number surely, together
with that made up by the syndics, will be little less than the number
of patricians that have attained their fiftieth year. And so all the
patricians will always have a great hope of gaining the rank of senator
or syndic, and yet notwithstanding, the same patricians, at only short
intervals, will always hold senatorial rank, and (according to what
we said, Sec. 2) there will never be wanting in the senate distinguished
men, excelling in counsel and skill. And because this law cannot be
broken without exciting great jealousy on the part of many patricians,
it needs no other safeguard for its constant validity, than that every
patrician who has reached the age we mentioned, should offer the proof
thereof to the syndics, who shall put his name on the list of candidates
for the senatorial duties, and read the name before the supreme council,
so that he may occupy, with the rest of the same rank, a place set apart
in this supreme council for his fellows, next to the place of the senators.
31. The
emoluments of the senators should be of such a kind, that their profit
is greater from peace than from war. And therefore let there be awarded
to them a hundredth or a fiftieth part of the merchandise exported abroad
from the dominion, or imported into it from abroad. For we cannot doubt,
that by this means they will, as far as they can, preserve peace, and
never desire to protract war. And from this duty not even the senators
themselves, if any of them are merchants, ought to be exempt; for such
an immunity cannot be granted without great risk to trade, as I think
no one is ignorant. Nay, on the contrary, it must be by law ordained,
that no senator or ex-senator may fill any military post; and further,
that no one may be declared general or praetor, which officers we said
(Sec. 9) were to be only appointed in time of war, whose father or grandfather
is a senator, or has held the dignity of senator within two years. Which
laws we cannot doubt, that the patricians outside the senate will defend
with all their might: and so it will be the case, that the senators
will always have more profit from peace than from war, and will, therefore,
never advise war, except the utmost need of the dominion compels them.
But it may be objected to us, that on this system, if, that is, syndics
and senators are to be allowed so great profits, an aristocracy will
be as burdensome to the subjects as any monarchy. But not to mention
that royal courts require larger expenditure, and are yet not provided
in order to secure peace, and that peace can never be bought too dear;
it is to be added, first, that all that under a monarchy is conferred
on one or a few, is here conferred upon very many. Next kings and their
ministers do not bear the burden of the dominion with the subjects,
but under this form of dominion it is just the reverse; for the patricians,
who are always chosen from the rich, bear the largest share of the weight
of the commonwealth. Lastly, the burdens of a monarchy spring not so
much from its king's expenditure, as from its secret policy. For those
burdens of a dominion, that are imposed on the citizens in order to
secure peace and liberty, great though they be, are yet supported and
lightened by the usefulness of peace. What nation ever had to pay so
many and so heavy taxes as the Dutch? Yet it not only has not been exhausted,
but, on the contrary, has been so mighty by its wealth, that all envied
its good fortune. If therefore the burdens of a monarchy were imposed
for the sake of peace, they would not oppress the citizens; but, as
I have said, it is from the secret policy of that sort of dominion,
that the subjects faint under their lord; that is, because the virtue
of kings counts for more in time of war than in time of peace, and because
they, who would reign by themselves, ought above all to try and have
their subjects poor; not to mention other things, which that most prudent
Dutchman V. H.3 formerly remarked, because they do not concern my design,
which is only to describe the best state of every kind of dominion.
32. Of
the syndics chosen by the supreme council, some should sit in the senate,
but without the right of voting, so that they may see whether the laws
concerning that assembly be duly observed, and may have the supreme
council convoked, when anything is to be referred to it from the senate.
For the supreme right of convoking this council, and proposing to it
subjects of discussion, is, as we have already said, with the syndics.
But before the votes of the contemporaries of the senators be taken,
the president of the senate for the time being shall explain the state
of affairs, and what the senate's own opinion is on the matter in question,
and why; after which the votes shall be collected in the accustomed
order.
33. The
entire senate ought not to meet every day, but, like all great councils,
at a certain fixed time. But as in the mean time the business of the
dominion must be executed, it is, therefore, necessary that some part
of the senators be chosen, who, on the dismissal of the senate, shall
supply its place, and whose duty it shall be to summon the senate itself,
when need is; to execute its orders about affairs of state; to read
letters written to the senate and supreme council; and, lastly, to consult
about the matters to be proposed in the senate. But that all these points,
and the order of this assembly, as a whole, may be more easily conceived,
I will describe the whole matter more precisely.
34. The
senators who, as we have said already, are to be chosen for a year,
are to be divided into four or six series, of which let the first have
the first seat in the senate for the first three or two months in the
year; and at the expiration of this time, let the second series take
the place of the first, and so on, observing their turns, so that that
series which was first in the first months may be last in the second
period. Furthermore, there are to be appointed as many presidents as
there are series, and the same number of vice-presidents to fill their
places when required — that is, two are to be chosen out of every
series, one to be its president, the other its vice-president. And let
the president of the first series preside in the senate also, for the
first months; or, in his absence, let his vice-president fill his place;
and so on with the rest, observing the same order as above. Next, out
of the first series, some are to be chosen by vote or lot to fill the
place of the senate, when it is dismissed, in conjunction with the president
and vice-president of the same series; and that, for the same space
of time, as the said series occupies the first place in the senate;
and thus, when that time is past, as many are again to be chosen out
of the second series, by vote or lot, to fill, in conjunction with their
president and vice-president, the place of the first series, and supply
the lack of a senate; and so on with the rest. And there is no need
that the election of these men — I mean those that I have said
are to be chosen for periods of three or two months, by vote or lot
— should be made by the supreme council. For the reason which
we gave in the twenty-ninth section is not here applicable, much less
the reason stated in the seventeenth. It suffices, then, that they be
elected by the senate and the syndics present at its meeting.
35. But
of these persons we cannot so precisely ascertain the number. However,
this is certain, that they must be too numerous to be easily susceptible
of corruption. For though they can by themselves determine nothing concerning
affairs of state, yet they can delay the senate, or, what would be worst
of all, delude it by putting forward matters of no importance, and keeping
back those that are of greater — not to mention that, if they
were too few, the absence of one or two might delay public business.
But as, on the contrary, these consuls are for that very reason appointed,
because great councils cannot devote themselves every day to public
business, a remedy must be looked for necessarily here, and their inadequacy
of number be made up for by the shortness of their term of office. And
thus, if only thirteen or so be chosen for two or three months, they
will be too many to be corrupted in this short period. And for this
cause, also, did I recommend that their successors should by no means
be appointed, except at the very time when they do succeed, and the
others go away.
36. We
have said, that it is also their duty, when any, though few, of them
think it needful, to convoke the senate, to put before it the matters
to be decided, to dismiss it, and to execute its orders about public
business. But I will now briefly state the order in which this ought
to be done, so that business may not be long protracted by useless questions.
Let, then, the consuls consult about the matter to be proposed in the
senate, and what is required to be done; and, if they are all of one
mind about it, then let them convoke the senate, and, having duly explained
the question, let them set forth what their opinion is, and, without
waiting for another's opinion, collect the votes in their order. But
if the consuls support more than one opinion, then, in the senate, that
opinion is first to be stated on the question proposed, which was supported
by the larger number of consuls. And if the same is not approved by
the majority of senate and consuls, but the waverers and opponents together
are in a majority, which is to be determined by ballot, as we have already
mentioned, then let them set forth the second opinion, which had fewer
votes than the former among the consuls, and so on with the rest. But
if none be approved by a majority of the whole senate, the senate is
to be adjourned to the next day, or for a short time, that the consuls
meanwhile may see, if they can find other means, that may give more
satisfaction. But if they do not succeed in finding other means, or
if the majority of the senate refuses to approve such as they have found,
then the opinion of every senator is to be heard; and if the majority
of the senate also refuses to support any of these, then the votes are
to be taken again on every opinion, and not only the affirmative votes,
as hitherto, but the doubtful and negative are to be counted. And if
the affirmative prove more numerous than the doubtful or negative, then
that opinion is to hold good; but, on the contrary, to be lost, if the
negative prove more numerous than the doubtful or affirmative. But if
on every opinion there is a greater number of doubters than of voters
for and against, then let the council of syndics join the senate, and
vote with the senators, with only affirmative and negative votes, omitting
those that signify a hesitating mind. And the same order is to be observed
about matters referred by the senate to the supreme council. So much
for the senate.
37. As
for the court of justice or bench, it cannot rest upon the same foundations
as that which exists under a monarch, as we described it in Chap. VI.
Secs. 26, and following. For (Sec. 14) it agrees not with the foundations
of our present dominion, that any account be made of families or clans.
And there must be a further difference, because judges chosen from the
patricians only might indeed be restrained by the fear of their patrician
successors, from pronouncing any unjust judgment against any of the
patricians, and, perhaps, would hardly have the courage to punish them
after their deserts; but they would, on the other hand, dare everything
against the commons, and daily carry off the rich among them for a prey.
I know that the plan of the Genoese is therefore approved by many, for
they choose their judges not among the patricians, but among foreigners.
But this seems to me, considering the matter in the abstract, absurdly
ordained, that foreigners and not patricians should be called in to
interpret the laws. For what are judges but interpreters of the laws?
And I am therefore persuaded that herein also the Genoese have had regard
rather to the genius of their own race, than to the very nature of this
kind of dominion. We must, therefore, by considering the matter in the
abstract, devise the means which best agree with the form of this government.
38. But
as far as regards the number of the judges, the theory of this constitution
requires no peculiar number; but as under monarchical dominion, so under
this, it suffices that they be too numerous to be corrupted by a private
man. For their duty is but to provide against one private person doing
wrong to another, and therefore to decide disputes between private persons,
as well patricians as commons, and to exact penalties from delinquents,
and even from patricians, syndics, and senators, as far as they have
offended against the laws, whereby all are bound. But disputes that
may arise between cities that are subject to the dominion, are to be
decided in the supreme council.
39. Furthermore
the principle regulating the time, for which the judges should be appointed,
is the same in both dominions, and also the principle of a certain part
of them retiring every year; and, lastly, although it is not necessary
for every one of them to be of a different family, yet it is necessary
that two related by blood should not sit on the same bench together.
And this last point is to be observed also in the other councils, except
the supreme one, in which it is enough, if it be only provided by law
that in elections no man may nominate a relation, nor vote upon his
nomination by another, and also that two relations may not draw lots
from the urn for the nomination of any minister of the dominion. This,
I say, is sufficient in a council that is composed of so large a number
of men, and has no special profits assigned to it. And so utterly unharmed
will the dominion be in this quarter, that it is absurd to pass a law
excluding from the supreme council the relations of all the patricians,
as we said in the fourteenth section. But that it is absurd is manifest.
For that law could not be instituted by the patricians themselves, without
their thereby all absolutely abdicating their own right, and therefore
not the patricians themselves but the commons would defend this law,
which is directly contrary to what we proved in Secs. 5 and 6. But that
law of the dominion, whereby it is ordained that the same uniform proportion
be maintained between the numbers of the patricians and the multitude,
chiefly contemplates this end of preserving the patricians' right and
power, that is, provides against their becoming too few to be able to
govern the multitude.
40. But
the judges are to be chosen by the supreme council out of the patricians
only, that is (Sec. 17) out of the actual authors of the laws, and the
judgments they pass, as well in civil as criminal cases, shall be valid,
if they were pronounced in due course of justice and without partiality;
into which matter the syndics shall be by law authorized to inquire,
and to judge and determine thereof.
41. The
judges' emoluments ought to be the same, as we mentioned in the twenty-ninth
section of the sixth chapter; namely, that they receive from the losing
party upon every judgment which they pass in civil cases, an aliquot
part of the whole sum at stake. But as to their sentences in criminal
cases, let there be here this difference only, that the goods which
they confiscate, and every fine whereby lesser crimes are punished,
be assigned to themselves only, yet on this condition, that they may
never compel anyone to confess by torture, and thus, precaution enough
will be taken against their being unfair to the commons, and through
fear too lenient to the patricians. For besides that this fear is tempered
by avarice itself, and that veiled under the specious name of justice,
they are also numerous, and vote, not openly, but by ballot, so that
a man may be indignant at losing his case, but can have no reason to
impute it to a particular person. Moreover the fear of the syndics will
restrain them from pronouncing an inequitable, or at least absurd sentence,
or from acting any of them treacherously, besides that in so large a
number of judges there will always be one or two, that the unfair stand
in awe of. Lastly, as far as the commons are concerned, they also will
be adequately secured if they are allowed to appeal to the syndics,
who, as I have said, are by law authorized to inquire, judge, and determine
about the conduct of the judges. For it is certain that the syndics
will not be able to escape the hatred of the patricians, and on the
other hand, will always be most popular with the commons, whose applause
they will try as far as they can to bid for. To which end, opportunity
being given them, they will not fail to reverse sentences pronounced
against the laws of the court, and to examine any judge, and to punish
those that are partial, for nothing moves the hearts of a multitude
more than this. Nor is it an objection, but, on the contrary, an advantage,
that such examples can but rarely occur. For not to mention that that
commonwealth is ill ordered where examples are daily made of criminals
(as we showed Chap. V. Sec. 2), those events must surely be very rare
that are most renowned by fame.
42. Those
who are sent as governors to cities and provinces ought to be chosen
out of the rank of senators, because it is the duty of senators to look
after the fortifications of cities, the treasury, the military, etc.
But those, who were sent to somewhat distant regions, would be unable
to attend the senate, and, therefore, those only are to be summoned
from the senate itself, who are destined to cities founded on their
native soil; but those whom they wish to send to places more remote
are to be chosen out of those, whose age is consistent with senatorial
rank. But not even thus do I think that the peace of the dominion will
be sufficiently provided for, that is, if the neighbouring cities are
altogether denied the right of vote, unless they are so weak, that they
can be openly set at naught, which cannot surely be supposed. And so
it is necessary, that the neighbouring cities be granted the right of
citizenship, and that from every one of them twenty, or thirty, or forty
chosen citizens (for the number should vary with the size of the city)
be enrolled among the patricians, out of whom three, four, or five ought
to be yearly elected to be of the senate, and one for life to be a syndic.
And let those who are of the senate be sent with their syndic, to govern
the city out of which they were chosen.
43. Moreover,
judges are to be established in every city, chosen out of the patricians
of that city. But of these I think it unnecessary to treat at length,
because they concern not the foundations of this sort of dominion in
particular.
44. In
every council the secretaries and other officials of this kind, as they
have not the right of voting, should be chosen from the commons. But
as these, by their long practice of business, are the most conversant
with the affairs to be transacted, it often arises that more deference
than right is shown to their advice, and that the state of the whole
dominion depends chiefly on their guidance: which thing has been fatal
to the Dutch. For this cannot happen without exciting the jealousy of
many of the noblest. And surely we cannot doubt, that a senate, whose
wisdom is derived from the advice, not of senators, but of officials,
will be most frequented by the sluggish, and the condition of this sort
of dominion will be little better than that of a monarchy directed by
a few counsellors of the king. (See Chap. VI. Secs. 5-7). However, to
this evil the dominion will be more or less liable, according as it
was well or ill founded. For the liberty of a dominion is never defended
without risk, if it has not firm enough foundations; and, to avoid that
risk, patricians choose from the commons ambitious ministers, who are
slaughtered as victims to appease the wrath of those, who are plotting
against liberty. But where liberty has firm enough foundations, there
the patricians themselves vie for the honour of defending it, and are
anxious that prudence in the conduct of affairs should flow from their
own advice only; and in laying the foundations of this dominion we have
studied above all these two points, namely, to exclude the commons from
giving advice as much as from giving votes (Secs. 3, 4), and, therefore,
to place the whole authority of the dominion with the whole body of
patricians, but its exercise with the syndics and senate, and, lastly,
the right of convoking the senate, and treating of matters affecting
the common welfare with consuls chosen from the senate itself. But,
if it is further ordained that the secretary, whether in the senate
or in other councils, be appointed for four or five years at most, and
have attached to him an assistant-secretary appointed for the same period,
to bear part of the work during that time, or that the senate have not
one, but several secretaries, employed one in one department, and another
in another, the power of the officials will never become of any consequence.
45. Treasurers
are likewise to be chosen from the commons, and are to be bound to submit
the treasury accounts to the syndics as well as to the senate.
46. Matters
concerning religion we have set forth at sufficient length in our Theologico-Political
Treatise. Yet certain points we then omitted, of which it was not there
the place to treat; for instance, that all the patricians must be of
the same religion, that is, of that most simple and general religion,
which in that treatise we described. For it is above all to be avoided,
that the patricians themselves should be divided into sects, and show
favour, some to this, and others to that, and thence become mastered
by superstition, and try to deprive the subjects of the liberty of speaking
out their opinions. In the second place, though everyone is to be given
liberty to speak out his opinion, yet great conventicles are to be forbidden.
And, therefore, those that are attached to another religion are, indeed,
to be allowed to build as many temples as they please; yet these are
to be small, and limited to a certain standard of size, and on sites
at some little distance one from another. But it is very important,
that the temples consecrated to the national religion should be large
and costly, and that only patricians or senators should be allowed to
administer its principal rites, and thus that patricians only be suffered
to baptize, celebrate marriages, and lay on hands, and that in general
they be recognized as the priests of the temples and the champions and
interpreters of the national religion. But, for preaching, and to manage
the church treasury and its daily business, let some persons be chosen
from the commons by the senate itself, to be, as it were, the senate's
deputies, and, therefore, bound to render it account of everything.
47. And
these are points that concern the foundations of this sort of dominion;
to which I will add some few others less essential indeed, but yet of
great importance. Namely, that the patricians, when they walk, should
be distinguished by some special garment, or dress, and be saluted by
some special title; and that every man of the commons should give way
to them; and that, if any patrician has lost his property by some unavoidable
misfortune, he should be restored to his old condition at the public
expense; but if, on the contrary, it be proved that he has spent the
same in presents, ostentation, gaming, debauchery, &c., or that
he is insolvent, he must lose his dignity, and be held unworthy of every
honour and office. For he, that cannot govern himself and his own private
affairs, will much less be able to advise on public affairs.
48. Those,
whom the law compels to take an oath, will be much more cautious of
perjury, if they are bidden to swear by the country's safety and liberty
and by the supreme council, than if they are told to swear by God. For
he who swears by God, gives as surety some private advantage to himself,
whereof he is judge; but he, who by his oath gives as surety his country's
liberty and safety, swears by what is the common advantage of all, whereof
he is not judge, and if he perjures himself, thereby declares that he
is his country's enemy.
49. Academies,
that are founded at the public expense, are instituted not so much to
cultivate men's natural abilities as to restrain them. But in a free
commonwealth arts and sciences will be best cultivated to the full,
if everyone that asks leave is allowed to teach publicly, and that at
his own cost and risk. But these and the like points I reserve for another
place. For here I determined to treat only such matters as concern an
aristocratic dominion only.
CHAPTER
IX.
OF ARISTOCRACY.
CONTINUATION.
HITHERTO
we have considered an aristocracy, so far as it takes its name from
one city, which is the head of the whole dominion. It is now time to
treat of that, which is in the hands of more than one city, and which
I think preferable to the former. But that we may notice its difference
and its superiority, we will pass in review the foundations of dominion,
one by one, rejecting those foundations, which are unsuited to the present
kind, and laying in their place others for it to rest upon.
2. The
cities, then, which enjoy the right of citizenship, must be so built
and fortified, that, on the one hand, each city by itself may be unable
to subsist without the rest, and that yet, on the other hand, it cannot
desert the rest without great harm to the whole dominion. For thus they
will always remain united. But cities, which are so constituted, that
they can neither maintain themselves, nor be dangerous to the rest,
are clearly not independent, but absolutely subject to the rest.
3. But
the contents of the ninth and tenth sections of the last chapter are
deduced from the general nature of aristocracy, as are also the proportion
between the numbers of the patricians and the multitude, and the proper
age and condition of those that are to be made patricians; so that on
these points no difference can arise, whether the dominion be in the
hands of one or more cities. But the supreme council must here be on
a different footing. For if any city of the dominion were assigned for
the meeting of this supreme council, it would in reality be the head
of the dominion; and, therefore, either they would have to take turns,
or a place would have to be assigned for this council, that has not
the right of citizenship, and belongs equally to all. But either alternative
is as difficult to effect, as it is easy to state; I mean, either that
so many thousands of men should have to go often outside their cities,
or that they should have to assemble sometimes in one place, sometimes
in another.
4. But
that we may conclude aright what should be done in this matter, and
on what plan the councils of this dominion ought to be formed, from
its own very nature and condition, these points are to be considered;
namely, that every city has so much more right than a private man, as
it excels him in power (Chap. II. Sec. 4), and consequently that every
city of this dominion has as much right within its walls, or the limits
of its jurisdiction, as it has power; and, in the next place, that all
the cities are mutually associated and united, not as under a treaty,
but as forming one dominion, yet so that every city has so much more
right as against the dominion than the others, as it exceeds the others
in power. For he who seeks equality between unequals, seeks an absurdity.
Citizens, indeed, are rightly esteemed equal, because the power of each,
compared with that of the whole dominion, is of no account. But each
city's power constitutes a large part of the power of the dominion itself,
and so much the larger, as the city itself is greater. And, therefore,
the cities cannot all be held equal. But, as the power of each, so also
its right should be estimated by its greatness. The bonds, however,
by which they should be bound into one dominion, are above all a senate
and a court of justice (Chap. IV. Sec. 1). But how by these bonds they
are all to be so united, that each of them may yet remain, as far as
possible, independent, I will here briefly show.
5. I suppose
then, that the patricians of every city, who, according to its size,
should be more, or fewer (Sec. 3), have supreme right over their own
city, and that, in that city's supreme council, they have supreme authority
to fortify the city and enlarge its walls, to impose taxes, to pass
and repeal laws, and, in general, to do everything which they judge
necessary to their city's preservation and increase. But to manage the
common business of the dominion, a senate is to be created on just the
same footing as we described in the last chapter, so that there be between
this senate and the former no difference, except that this has also
authority to decide the disputes, which may arise between cities. For
in this dominion, of which no city is head, it cannot be done by the
supreme council. (See Chap. VI. Sec. 38.)
6. But,
in this dominion, the supreme council is not to be called together,
unless there is need to alter the form of the dominion itself, or on
some difficult business, to which the senators shall think themselves
unequal; and so it will very rarely happen, that all the patricians
are summoned to council. For we have said (Chap. VIII. Sec. 17), that
the supreme council's function is to pass and repeal laws, and to choose
the ministers of the dominion. But the laws, or general constitution
of the whole dominion, ought not to be changed as soon as instituted.
If, however, time and occasion suggest the institution of some new law
or the change of one already ordained, the question may first be discussed
in the senate, and after the agreement of the senate in the matter,
then let envoys next be sent to the cities by the senate itself, to
inform the patricians of every city of the opinion of the senate, and
lastly, if the majority of the cities follow that opinion, it shall
then remain good, but otherwise be of no effect. And this same order
may be observed in choosing the generals of the army and the ambassadors
to be sent to other realms, as also about decrees concerning the making
of war or accepting conditions of peace. But in choosing the other public
officials, since (as we showed in Sec. 4) every city, as far as can
be, ought to remain independent, and to have as much more right than
the others in the dominion, as it exceeds them in power, the following
order must necessarily be observed. The senators are to be chosen by
the patricians of each city; that is, the patricians of one city are
to elect in their own council a fixed number of senators from their
colleagues of their own city, which number is to be to that of the patricians
of that city as one to twelve (Chap. VIII. Sec. 30); and they are to
designate whom they will to be of the first, second, third, or other
series; and in like manner the patricians of the other cities, in proportion
to their number, are to choose more or fewer senators, and distribute
them among the series, into a certain number of which we have said the
senate is to be divided. (Chap. VIII. Sec. 34.) By which means it will
result, that in every series of senators there will be found senators
of every city, more or fewer, according to its size. But the presidents
and vice-presidents of the series, being fewer in number than the cities,
are to be chosen by lot by the senate out of the consuls, who are to
be appointed first. The same order is to be maintained in appointing
the supreme judges of the dominion, namely, that the patricians of every
city are to elect from their colleagues in proportion to their number
more or fewer judges. And so it will be the case, that every city in
choosing officials will be as independent as possible, and that each,
in proportion to its power, will have the more right alike in the senate
and the court of justice; supposing, that is, that the order observed
by senate and court in deciding public affairs, and settling disputes
is such in all respects, as we have described it in the thirty-third
and thirty-fourth sections of the last chapter.
7. Next,
the commanders of battalions and military tribunes are also to be chosen
from the patricians. For as it is fair, that every city in proportion
to its size should be bound to levy a certain number of soldiers for
the general safety of the whole dominion, it is also fair, that from
the patricians of every city in proportion to the number of regiments,
which they are bound to maintain, they may appoint so many tribunes,
captains, ensigns, etc., as are needed to discipline that part of the
military, which they supply to the dominion.
8. No taxes
are to be imposed by the senate on the subjects; but to meet the expenditure,
which by decree of the senate is necessary to carry on public business,
not the subjects, but the cities themselves are to be called to assessment
by the senate, so that every city, in proportion to its size, should
pay a larger or smaller share of the expense. And this share indeed
is to be exacted by the patricians of every city from their own citizens
in what way they please, either by compelling them to an assessment,
or, as is much fairer, by imposing taxes on them.
9. Further,
although all the cities of this dominion are not maritime, nor the senators
summoned from the maritime cities only, yet may the same emoluments
be awarded to the senators, as we mentioned in the thirty-first section
of the last chapter. To which end it will be possible to devise means,
varying with the composition of the dominion, to link the cities to
one another more closely. But the other points concerning the senate
and the court of justice and the whole dominion in general, which I
delivered in the last chapter, are to be applied to this dominion also.
And so we see, that in a dominion which is in the hands of several cities,
it will not be necessary to assign a fixed time or place for assembling
the supreme council. But for the senate and court of justice a place
is to be appointed in a village, or in a city, that has not the right
of voting. But I return to those points, which concern the cities taken
by themselves.
10. The
order to be observed by the supreme council of a single city, in choosing
officials of the dominion and of the city, and in making decrees, should
be the same that I have delivered in the twenty-seventh and thirty-sixth
sections of the last chapter. For the policy is the same here as it
was there. Next a council of syndics is to be formed, subordinate to
the council of the city, and having the same relation to it as the council
of syndics of the last chapter had to the council of the entire dominion,
and let its functions within the limits of the city be also the same,
and let it enjoy the same emoluments. But if a city, and consequently
the number of its patricians be so small that it cannot create more
than one syndic or two, which two are not enough to make a council,
then the supreme council of the city is to appoint judges to assist
the syndics in trials according to the matter at issue, or else the
dispute must be referred to the supreme council of syndics. For from
every city some also out of the syndics are to be sent to the place
where the senate sits, to see that the constitution of the whole dominion
is preserved unbroken, and they are to sit in the senate without the
right of voting.
11. The
consuls of the cities are likewise to be chosen by the patricians of
their city, and are to constitute a sort of senate for it. But their
number I cannot determine, nor yet do I think it necessary, since the
city's business of great importance is transacted by its supreme council,
and matters concerning the whole dominion by the great senate. But if
they be few, it will be necessary that they give their votes in their
council openly, and not by ballot, as in large councils. For in small
councils, when votes are given secretly, by a little extra cunning one
can easily detect the author of every vote, and in many ways deceive
the less attentive.
12. Besides,
in every city judges are to be appointed by its supreme council, from
whose sentence, however, let everyone but an openly convicted criminal
or confessed debtor have a right of appeal to the supreme court of justice
of the dominion. But this need not be pursued further.
13. It
remains, therefore, to speak of the cities which are not independent.
If these were founded in an actual province or district of the dominion,
and their inhabitants are of the same nation and language, they ought
of necessity, like villages, to be esteemed parts of the neighbouring
cities, so that each of them should be under the government of this
or that independent city. And the reason of this is, that the patricians
are chosen by the supreme council, not of the dominion, but of every
city, and in every city are more or fewer, according to the number of
inhabitants within the limits of its jurisdiction (Sec. 5). And so it
is necessary, that the multitude of the city, which is not independent,
be referred to the census of another which is independent, and depend
upon the latter's government. But cities captured by right of war, and
annexed to the dominion, are either to be esteemed associates in the
dominion, and though conquered put under an obligation by that benefit,
or else colonies to enjoy the right of citizenship are to be sent thither,
and the natives removed elsewhere or utterly destroyed.
14. And
these are the things, which touch the foundations of the dominion. But
that its condition is better than that of the aristocracy, which is
called after one city only, I conclude from this, namely, that the patricians
of every city, after the manner of human desire, will be eager to keep,
and if possible increase their right, both in their city and in the
senate; and therefore will try, as far as possible, to attract the multitude
to themselves, and consequently to make a stir in the dominion by good
deeds rather than by fear, and to increase their own number; because
the more numerous they are, the more senators they will choose out of
their own council (Sec. 6), and hence the more right (Sec. 6) they will
possess in the dominion. Nor is it an objection, that while every city
is consulting its own interest and suspecting the rest, they more often
quarrel among themselves, and waste time in disputing. For if, while
the Romans are debating, Saguntum is lost: on the other hand, while
a few are deciding everything in conformity with their own passions
only, liberty and the general good are lost. For men's natural abilities
are too dull to see through everything at once; but by consulting, listening,
and debating, they grow more acute, and while they are trying all means,
they at last discover those which they want, which all approve, but
no one would have thought of in the first instance. But if anyone retorts,
that the dominion of the Dutch has not long endured without a count
or one to fill his place, let him have this reply, that the Dutch thought,
that to maintain their liberty it was enough to abandon their count,
and to behead the body of their dominion, but never thought of remoulding
it, and left its limbs, just as they had been first constituted, so
that the county of Holland has remained without a count, like a headless
body, and the actual dominion has lasted on without the name. And so
it is no wonder that most of its subjects have not known, with whom
the authority of the dominion lay. And even had this been otherwise,
yet those who actually held dominion were far too few to govern the
multitude and suppress their powerful adversaries. Whence it has come
to pass, that the latter have often been able to plot against them with
impunity, and at last to overthrow them. And so the sudden overthrow
of the said republic3 has not arisen from a useless waste of time in
debates, but from the misformed state of the said dominion and the fewness
of its rulers.
15. This
aristocracy in the hands of several cities is also preferable to the
other, because it is not necessary, as in the first described, to provide
against its whole supreme council being overpowered by a sudden attack,
since (Sec. 9) no time or place is appointed for its meeting. Moreover,
powerful citizens in this dominion are less to be feared. For where
several cities enjoy liberty, it is not enough for him, who is making
ready his way to dominion, to seize one city, in order to hold dominion
over the rest. And, lastly, liberty under this dominion is common to
more. For where one city reigns alone, there the advantage of the rest
is only so far considered, as suits that reigning city.
CHAPTER
X.
OF ARISTOCRACY.
CONCLUSION.
HAVING
explained and made proof of the foundations of both kinds of aristocracy,
it remains to inquire whether by reason of any fault they are liable
to be dissolved or changed into another form. The primary cause, by
which dominions of this kind are dissolved, is that, which that most
acute Florentine observes in his "Discourses on Livy" (Bk.
iii. Chap. I.), namely, that like a human body, "a dominion has
daily added to it something that at some time or other needs to be remedied."
And so, he says, it is necessary for something occasionally to occur,
to bring back the dominion to that first principle, on which it was
in the beginning established. And if this does not take place within
the necessary time, its blemishes will go on increasing, till they cannot
be removed, but with the dominion itself. And this restoration, he says,
may either happen accidentally, or by the design and forethought of
the laws or of a man of extraordinary virtue. And we cannot doubt, that
this matter is of the greatest importance, and that, where provision
has not been made against this inconvenience, the dominion will not
be able to endure by its own excellence, but only by good fortune; and
on the other hand that, where a proper remedy has been applied to this
evil, it will not be possible for it to fall by its own fault, but only
by some inevitable fate, as we shall presently show more clearly. The
first remedy, that suggested itself for this evil, was to appoint every
five years a supreme dictator for one or two months, who should have
the right to inquire, decide, and make ordinances concerning the acts
of the senators and of every official, and thereby to bring back the
dominion to its first principle. But he who studies to avoid the inconveniences,
to which a dominion is liable, must apply remedies that suit its nature,
and can be derived from its own foundations; otherwise in his wish to
avoid Charybdis he falls upon Scylla. It is, indeed, true that all,
as well rulers as ruled, ought to be restrained by fear of punishment
or loss, so that they may not do wrong with impunity or even advantage;
but, on the other hand, it is certain, that if this fear becomes common
to good and bad men alike, the dominion must be in the utmost danger.
Now as the authority of a dictator is absolute, it cannot fail to be
a terror to all, especially if, as is here required, he were appointed
at a stated time, because in that case every ambitious man would pursue
this office with the utmost energy; and it is certain that in time of
peace virtue is thought less of than wealth, so that the more haughty
a man he is, the more easily he will get office. And this perhaps is
why the Romans used to make a dictator at no fixed time, but under pressure
of some accidental necessity. Though for all that, to quote Cicero's
words, "the tumour of a dictator was displeasing to the good."
And to be sure, as this authority of a dictator is quite royal, it is
impossible for the dominion to change into a monarchy without great
peril to the republic, although it happen for ever so short a time.
Furthermore, if no fixed time were appointed for creating a dictator,
no notice would be paid to the interval between one dictator and another,
which is the very thing that we said was most to be observed; and the
whole thing would be exceedingly vague, and therefore easily neglected.
Unless, then, this authority of a dictator be eternal and fixed, and
therefore impossible to be conferred on one man without destroying the
form of dominion, the dictatorial authority itself, and consequently
the safety and preservation of the republic will be very uncertain.
2. But,
on the other hand, we cannot doubt (Chap. VI. Sec. 3), that, if without
destroying the form of dominion, the sword of the dictator might be
permanent, and only terrible to the wicked, evils will never grow to
such a pitch, that they cannot be eradicated or amended. In order, therefore,
to secure all these conditions, we have said, that there is to be a
council of syndics subordinate to the supreme council, to the end that
the sword of the dictator should be permanent in the hands not of any
natural person, but of a civil person, whose members are too numerous
to divide the dominion amongst themselves (Chap. IX. Secs. 1, 2), or
to combine in any wickedness. To which is to be added, that they are
forbidden to fill any other office in the dominion, that they are not
the paymasters of the soldiery, and, lastly, that they are of an age
to prefer actual security to things new and perilous. Wherefore the
dominion is in no danger from them, and consequently they cannot, and
in fact will not be a terror to the good, but only to the wicked. For
as they are less powerful to accomplish criminal designs, so are they
more so to restrain wickedness. For, not to mention that they can resist
it in its beginnings (since the council lasts for ever), they are also
sufficiently numerous to dare to accuse and condemn this or that influential
man without fear of his enmity; especially as they vote by ballot, and
the sentence is pronounced in the name of the entire council.
3. But
the tribunes of the commons at Rome were likewise regularly appointed;
but they were too weak to restrain the power of a Scipio, and had besides
to submit to the senate their plans for the public welfare, which also
frequently eluded them, by contriving that the one whom the senators
were least afraid of should be most popular with the commons. Besides
which, the tribunes' authority was supported against the patricians
by the favour of the commons. and whenever they convoked the commons,
it looked as if they were raising a sedition rather than assembling
a council. Which inconveniences have certainly no place in the dominion
which we have described in the last two chapters.
4. However,
this authority of the syndics will only be able to secure the preservation
of the form of the dominion, and thus to prevent the laws from being
broken, or anyone from gaining by transgressing; but will by no means
suffice to prevent the growth of vices, which cannot be forbidden by
law, such as those into which men fall from excess of leisure, and from
which the ruin of a dominion not uncommonly follows. For men in time
of peace lay aside fear, and gradually from being fierce savages become
civilized or humane, and from being humane become soft and sluggish,
and seek to excel one another not in virtue, but in ostentation and
luxury. And hence they begin to put off their native manners and to
put on foreign ones, that is, to become slaves.
5. To avoid
these evils many have tried to establish sumptuary laws; but in vain.
For all laws which can be broken without any injury to another, are
counted but a laughing-stock, and are so far from bridling the desires
and lusts of men, that on the contrary they stimulate them. For "we
are ever eager for forbidden fruit, and desire what is denied."
Nor do idle men ever lack ability to elude the laws which are instituted
about things, which cannot absolutely be forbidden, as banquets, plays,
ornaments, and the like, of which only the excess is bad; and that is
to be judged according to the individual's fortune, so that it cannot
be determined by any general law.
6. I conclude,
therefore, that the common vices of peace, of which we are here speaking,
are never to be directly, but indirectly forbidden; that is, by laying
such foundations of dominion, that the result may be, that the majority,
I do not say are anxious to live wisely (for that is impossible), but
are guided by those passions whence the republic has most advantage.
And therefore the chief point to be studied is, that the rich may be,
if not thrifty, yet avaricious. For there is no doubt, that, if this
passion of avarice, which is general and lasting, be encouraged by the
desire of glory, most people would set their chief affection upon increasing
their property without disgrace, in order to acquire honours, while
avoiding extreme infamy. If then we examine the foundations of both
kinds of aristocracy which I have explained in the last two chapters,
we shall see, that this very result follows from them. For the number
of rulers in both is so large, that most of the rich have access to
government and to the offices of the dominion open to them.
7. But
if it be further ordained (as we said, Chap. VIII. Sec. 47), that patricians
who are insolvent be deposed from patrician rank, and that those who
have lost their property by misfortune be restored to their former position,
there is no doubt that all will try their best to keep their property.
Moreover, they will never desire foreign costumes, nor disdain their
native ones, if it is by law appointed, that patricians and candidates
for office should be distinguished by a special robe, concerning which
see Chap. VIII. Secs. 25, 47. And besides these, other means may be
devised in every dominion agreeable to the nature of its situation and
the national genius, and herein it is above all to be studied, that
the subjects may do their duty rather spontaneously than under pressure
of the law.
8. For
a dominion, that looks no farther than to lead men by fear, will be
rather free from vices, than possessed of virtue. But men are so to
be led, that they may think that they are not led, but living after
their own mind, and according to their free decision; and so that they
are restrained only by love of liberty, desire to increase their property,
and hope of gaining the honours of the dominion. But effigies, triumphs,
and other incitements to virtue, are signs rather of slavery than liberty.
For rewards of virtue are granted to slaves, not freemen. I admit, indeed,
that men are very much stimulated by these incitements; but, as in the
first instance, they are awarded to great men, so afterwards, with the
growth of envy, they are granted to cowards and men swollen with the
extent of their wealth, to the great indignation of all good men. Secondly,
those, who boast of their ancestors' effigies and triumphs, think they
are wronged, if they are not preferred to others. Lastly, not to mention
other objections, it is certain that equality, which once cast off the
general liberty is lost, can by no means be maintained, from the time
that peculiar honours are by public law decreed to any man renowned
for his virtue.
9. After
which premisses, let us now see whether dominions of this kind can be
destroyed by any cause to which blame attaches. But if any dominion
can be everlasting, that will necessarily be so, whose constitution
being once rightly instituted remains unbroken. For the constitution
is the soul of a dominion. Therefore, if it is preserved, so is the
dominion. But a constitution cannot remain unconquered, unless it is
defended alike by reason and common human passion: otherwise, if it
relies only on the help of reason, it is certainly weak and easily overcome.
Now since the fundamental constitution of both kinds of aristocracy
has been shown to agree with reason and common human passion, we can
therefore assert that these, if any kinds of dominion, will be eternal,
in other words, that they cannot be destroyed by any cause to which
blame attaches, but only by some inevitable fate.
10. But
it may still be objected to us, that, although the constitution of dominion
above set forth is defended by reason and common human passion, yet
for all that it may at some time be overpowered. For there is no passion,
that is not sometimes overpowered, by a stronger contrary one; for we
frequently see the fear of death overpowered by the greed for another's
property. Men, who are running away in panic fear from the enemy, can
be stopped by the fear of nothing else, but throw themselves into rivers,
or rush into fire, to escape the enemy's steel. In whatever degree,
therefore, a commonwealth is rightly ordered, and its laws well made;
yet in the extreme difficulties of a dominion, when all, as sometimes
happens, are seized by a sort of panic terror, all, without regard to
the future or the laws, approve only that which their actual fear suggests,
all turn towards the man who is renowned for his victories, and set
him free from the laws, and (establishing thereby the worst of precedents),
continue him in command, and entrust to his fidelity all affairs of
state: and this was, in fact, the cause of the destruction of the Roman
dominion. But to answer this objection, I say, first, that in a rightly
constituted republic such terror does not arise but from a due cause.
And so such terror and consequent confusion can be attributed to no
cause avoidable by human foresight. In the next place, it is to be observed,
that in a republic such as we have above described, it is impossible
(Chap. VIII. Secs. 9, 25) for this or that man so to distinguish himself
by the report of his virtue, as to turn towards himself the attention
of all, but he must have many rivals favoured by others. And so, although
from terror there arise some confusion in the republic, yet no one will
be able to elude the law and declare the election of anyone to an illegal
military command, without its being immediately disputed by other candidates;
and to settle the dispute, it will, in the end, be necessary to have
recourse to the constitution ordained once for all, and approved by
all, and to order the affairs of the dominion according to the existing
laws. I may therefore absolutely assert, that as the aristocracy, which
is in the hands of one city only, so especially that which is in the
hands of several, is everlasting, or, in other words, can be dissolved
or changed into another form by no internal cause.
CHAPTER
XI.
OF DEMOCRACY.
I PASS,
at length, to the third and perfectly absolute dominion, which we call
democracy. The difference between this and aristocracy consists, we
have said, chiefly in this, that in an aristocracy it depends on the
supreme council's will and free choice only, that this or that man is
made a patrician, so that no one has the right to vote or fill public
offices by inheritance, and that no one can by right demand this right,
as is the case in the dominion, whereof we are now treating. For all,
who are born of citizen parents, or on the soil of the country, or who
have deserved well of the republic, or have accomplished any other conditions
upon which the law grants to a man right of citizenship; they all, I
say, have a right to demand for themselves the right to vote in the
supreme council and to fill public offices, nor can they be refused
it, but for crime or infamy.
2. If,
then, it is by a law appointed, that the elder men only, who have reached
a certain year of their age, or the first-born only, as soon as their
age allows, or those who contribute to the republic a certain sum of
money, shall have the right of voting in the supreme council and managing
the business of the dominion; then, although on this system the result
might be, that the supreme council would be composed of fewer citizens
than that of the aristocracy of which we treated above, yet, for all
that, dominions of this kind should be called democracies, because in
them the citizens, who are destined to manage affairs of state, are
not chosen as the best by the supreme council, but are destined to it
by a law. And although for this reason dominions of this kind, that
is, where not the best, but those who happen by chance to be rich, or
who are born eldest, are destined to govern, are thought inferior to
an aristocracy; yet, if we reflect on the practice or general condition
of mankind, the result in both cases will come to the same thing. For
patricians will always think those the best, who are rich, or related
to themselves in blood, or allied by friendship. And, indeed, if such
were the nature of patricians, that they were free from all passion,
and guided by mere zeal for the public welfare in choosing their patrician
colleagues, no dominion could be compared with aristocracy. But experience
itself teaches us only too well, that things pass in quite a contrary
manner, above all, in oligarchies, where the will of the patricians,
from the absence of rivals, is most free from the law. For there the
patricians intentionally keep away the best men from the council, and
seek for themselves such colleagues in it, as hang upon their words,
so that in such a dominion things are in a much more unhappy condition,
because the choice of patricians depends entirely upon the arbitrary
will of a few, which is free or unrestrained by any law. But I return
to my subject.
3. From
what has been said in the last section, it is manifest that we can conceive
of various kinds of democracy. But my intention is not to treat of every
kind, but of that only, "wherein all, without exception, who owe
allegiance to the laws of the country only, and are further independent
and of respectable life, have the right of voting in the supreme council
and of filling the offices of the dominion." I say expressly. "who
owe allegiance to the laws of the country only," to exclude foreigners,
who are treated as being under another's dominion. I added, besides,
"who are independent," except in so far as they are under
allegiance to the laws of the dominion, to exclude women and slaves,
who are under the authority of men and masters, and also children and
wards, as long as they are under the authority of parents and guardians.
I said, lastly, "and of respectable life," to exclude, above
all, those that are infamous from crime, or some disgraceful means of
livelihood.
4. But,
perhaps, someone will ask, whether women are under men's authority by
nature or institution? For if it has been by mere institution, then
we had no reason compelling us to exclude women from government. But
if we consult experience itself, we shall find that the origin of it
is in their weakness. For there has never been a case of men and women
reigning together, but wherever on the earth men are found, there we
see that men rule, and women are ruled, and that on this plan, both
sexes live in harmony. But on the other hand, the Amazons, who are reported
to have held rule of old, did not suffer men to stop in their country,
but reared only their female children, killing the males to whom they
gave birth. But if by nature women were equal to men, and were equally
distinguished by force of character and ability, in which human power
and therefore human right chiefly consist; surely among nations so many
and different some would be found, where both sexes rule alike, and
others, where men are ruled by women, and so brought up, that they can
make less use of their abilities. And since this is nowhere the case,
one may assert with perfect propriety, that women have not by nature
equal right with men: but that they necessarily give way to men, and
that thus it cannot happen, that both sexes should rule alike, much
less that men should be ruled by women. But if we further reflect upon
human passions, how men, in fact, generally love women merely from the
passion of lust, and esteem their cleverness and wisdom in proportion
to the excellence of their beauty, and also how very ill-disposed men
are to suffer the women they love to show any sort of favour to others,
and other facts of this kind, we shall easily see that men and women
cannot rule alike without great hurt to peace. But of this enough.
Translated
by A. H. Gosset
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